VP, Regulatory Reporting

About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...

About the Role: A leading Financial Institution, is looking for a VP to join their growing Regulatory Reporting team.The VP, Regulatory reporting will be responsible for the preparation, and review of various regulatory reports, inclusive of the FRY-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related...

A leading Investment Bank in NYC is looking to bring on a VP of Liquidity Reporting to their greater Treasury/Liquidity Risk function to support the production and execution of the Liquidity Regulatory Reporting process for FR2052a.This hire will be responsible for the production and regulatory submission of FR2052a, as well as LCR and NSFR reports. The...

As a Regulatory Reporting Specialist at J and M Group, you will play a key role in ensuring compliance with regulatory requirements and maintaining accurate financial data. Your responsibilities will include designing and implementing data validation checks and reconciliation processes integration, integrating AxiomSL with existing systems and databases...

Company OverviewSMBB Group is a top-tier global financial group with a rich history and diverse range of financial services. Headquartered in Tokyo, it has over 130 offices and 80,000 employees worldwide.SalaryThe estimated annual salary for this role ranges from $83,000 to $120,000, based on individual qualifications, experience, and market conditions.Job...

Job DescriptionWe are looking for a highly skilled Risk and Regulatory Reporting Analyst to join our team at MUFG. In this role, you will be responsible for working closely with business partners to implement risk and regulatory reporting processes, and identifying gaps between current capabilities and new requirements. You will also contribute to the...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

Title: Head of Swap Dealer Regulatory ReportingOffice Status: Hybrid 2x a week in Jersey CitySalary: $250,000 Base + BonusWe’re representing a multi-billion-dollar tech-driven investment firm. Launched in 2018 and now publicly traded (their stock price is up over 40% over the past year – over $5b AUM) they specialize in trading and strategic advisory...

As a key member of our Regulatory Reporting team, you will play a critical role in supporting the organization's HO and Regulatory Compliance initiatives through projects and BAU enhancements. Your expertise in Axiom SL, data management, and analytics will enable you to effectively bridge IT and business teams, ensuring seamless communication and...

AVP, US/Canada Tax & Regulatory Reporting The Americas Tax & Regulatory Reporting team is responsible for coordinating Jefferies’ tax and transaction reporting compliance in a constantly evolving business and regulatory environment. A successful candidate will demonstrate exceptional attentional to detail, possess a positive can-do attitude, operate with...

AVP, US/Canada Tax & Regulatory Reporting The Americas Tax & Regulatory Reporting team is responsible for coordinating Jefferies’ tax and transaction reporting compliance in a constantly evolving business and regulatory environment. A successful candidate will demonstrate exceptional attentional to detail, possess a positive can-do attitude, operate with...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

The anticipated salary range for this role is between $191,000.00 and $230,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual...

Position  This is a Hybrid role.  This hire will be a member of the Firm’s Regulatory Group focusing on branch inspections, regulatory exams and ad-hoc tasks. The Firm’s Regulatory Group is housed within its Legal Department. While attorneys are encouraged to apply, this position does not require a law license. As noted below, while this...

SummaryManage a staff of two regulatory reporting professionals to ensure the timely and accurate submission of all U.S. regulatory reports.Key ResponsibilitiesAdministrativePrepare and distribute Regulatory Reporting calendar listing all departmental activities for the month.Distribute workload to ensure the timely and accurate completion of all required...

SummaryManage a staff of two regulatory reporting professionals to ensure the timely and accurate submission of all U.S. regulatory reports.Key ResponsibilitiesAdministrativePrepare and distribute Regulatory Reporting calendar listing all departmental activities for the month.Distribute workload to ensure the timely and accurate completion of all required...

Job SummaryJob DescriptionWhat is the opportunity?This is a fast-paced and ever-changing environment with multiple stakeholders and regulatory requirements. You will interact with team members in Global KYC Refresh Team and KYC Onboarding Teams in US, UK, and APAC Interact and provide support with team members in the Account Management Team, Operations,...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...