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Compliance Officer – FCM Advisor
2 months ago
Compliance Officer – FCM Advisor
Chicago, IL
Hamlyn Williams have partnered with a global financial services platform, based in Chicago, IL that are looking to hire a Compliance Officer – FCM Advisor.
This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply.
As a Compliance Officer – FCM Advisor, you will:
- Guaranteeing compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
- Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
- Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
- Complete or assist in completing US FCM BCAC guidance for management review.
As a Compliance Officer – FCM Advisor, you will need:
- B.S. in Finance,Economics, Business, or other related field
- 5+ years of financial experience within a legal or compliance role
FCM or FCM Regulatory experience is a MUST.
Our client offers generous compensation packages, as well as amazing benefits, PTO and great work-life balance.
Candidate’s must be US Citizen, Green Card holders or Permanent Residents to be considered.
