Compliance Advisor

Job Title: Compliance Advisor (Investment Advisory & ERISA, RIA)Location: Chicago, IL or Petersburg, FLJob Description:We are seeking a detail-oriented Compliance Advisor to support our investment advisory team, ensuring compliance with regulatory requirements, including SEC Compliance and ERISA guidelines. The ideal candidate will have experience in the...

Position OverviewHelp at Home stands as the foremost national provider of in-home personal care services, dedicated to empowering individuals to maintain their independence and dignity within their homes. Our organization supports a vast network of clients through the commitment of compassionate caregivers across multiple states. We seek individuals who are...

Regulatory Compliance and Risk Management AdvisorLocation: Chicago, Illinois; Charlotte, North CarolinaPosition Overview:Become a vital member of the Bank of America team, where we are committed to promoting Responsible Growth and cultivating a diverse and inclusive work environment. As a Regulatory Compliance and Risk Management Advisor, you will be...

About INTERACTIVE BROKERS!This is Hybrid role (3 days in office /2 days remote) Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push boundaries to...

Job DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is Hybrid role (3 days in office /2 days remote)Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the...

Position OverviewHelp at Home stands as the foremost national provider of in-home personal care services, dedicated to empowering individuals to maintain their independence and dignity within their homes. Our organization supports a vast network of clients and caregivers across multiple states, and we are in search of individuals who are passionate about...

Legal Advisor for UK/EU Compliance (Fluency in German Required)Position Overview:We are collaborating with a leading global investment management firm seeking a skilled regulatory and compliance attorney to fill the role of Legal Advisor. This position can be based in either Chicago or New York and focuses on the legal and regulatory obligations in the UK...

Help at Home is the leading national provider of in-home personal care services, where our mission is to enable individuals to live with independence and dignity at home. Our team supports 66,000 clients monthly with the help of 53,000 compassionate caregivers across 12 states. We're looking for people who care about others, who are willing to listen, lean...

Help at Home is the leading national provider of in-home personal care services, where our mission is to enable individuals to live with independence and dignity at home. Our team supports 66,000 clients monthly with the help of 53,000 compassionate caregivers across 12 states. We’re looking for people who care about others, who are willing to listen,...

Job DescriptionJob Description Help at Home is the leading national provider of in-home personal care services, where our mission is to enable individuals to live with independence and dignity at home. Our team supports 66,000 clients monthly with the help of 53,000 compassionate caregivers across 12 states. We’re looking for people who care about others,...

Job DescriptionJob Description Help at Home is the leading national provider of in-home personal care services, where our mission is to enable individuals to live with independence and dignity at home. Our team supports 66,000 clients monthly with the help of 53,000 compassionate caregivers across 12 states. We’re looking for people who care about others,...

Are you passionate about safety? Do you enjoy a challenge and like working in a fast-paced environment? Do you get excited about building relationships and making a difference in your community? If you've answered "YES" to the above, the Environmental Health and Safety Client Advisor role at U.S. Compliance is for you! Our EHS Client Advisors work closely...

Are you passionate about safety? Do you enjoy a challenge and like working in a fast-paced environment? Do you get excited about building relationships and making a difference in your community? Are you fluent in Spanish? If you've answered "YES" to the above, the Environmental Health and Safety Client Advisor role at U.S. Compliance is for you! Our EHS...

Compliance Specialist Location: 100% Remote – Will be working on EST or CST time. Industry: Wealth Management Pay: $30 - $35/hrAbout Our Client:Our client is a reputable firm in the wealth management sector, committed to providing comprehensive investment and financial planning services. They are currently expanding their team and looking for a Compliance...

Compliance SpecialistLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Our Client:Our client is a reputable firm in the wealth management sector, committed to providing comprehensive investment and financial planning services. They are currently expanding their team and looking for a Compliance...

Compliance Specialist Location: 100% Remote – Will be working on EST or CST time. Industry: Wealth Management Pay: $30 - $35/hrAbout Our Client:Our client is a reputable firm in the wealth management sector, committed to providing comprehensive investment and financial planning services. They are currently expanding their team and looking for a Compliance...

Job DescriptionJob DescriptionCompliance Specialist Location: 100% Remote – Will be working on EST or CST time. Industry: Wealth Management Pay: $30 - $35/hrAbout Our Client:Our client is a reputable firm in the wealth management sector, committed to providing comprehensive investment and financial planning services. They are currently expanding their team...

Regulatory Compliance AnalystLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As they expand their workforce, they are seeking a...

Regulatory Compliance AnalystLocation: 100% Remote – Operating on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As the organization expands, we are seeking a Regulatory...

Key Responsibilities:As a pivotal member of M1 Holdings Inc., you will contribute significantly to our compliance framework. Reporting directly to the Head of Compliance, your role will involve assisting business units in understanding and adhering to the regulatory environment. Moreover, you will have the chance to collaborate with various teams across the...