Regulatory Compliance and Risk Management Advisor

Regulatory Compliance and Risk Management AnalystLocation: Chicago, Illinois; Charlotte, North CarolinaPosition Overview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We are committed to Responsible Growth, ensuring that we serve our clients, teammates, communities, and shareholders effectively every...

Exciting Opportunity with a Leading Gaming and Cannabis CompanyCompany Overview:We are a prominent player in the gaming and cannabis sectors, seeking a talented Regulatory Compliance Specialist to enhance our team in Chicago, IL.Position: Regulatory Compliance SpecialistLocation: Chicago, ILRole Overview:We are on the lookout for a proactive Regulatory...

About the Role:We are seeking a highly skilled and experienced Regulatory Compliance Manager to lead our AML and Sanctions programs. As a key member of our team, you will be responsible for ensuring the effectiveness and reliability of our AML and Sanctions programs, and for providing expert advice and insights on compliance and internal audit best...

Your OpportunityAt Charles Schwab, we empower you to shape your career. Here, innovative thinking meets effective problem-solving, enabling us to redefine the finance industry together.The Compliance Department is at the forefront of Schwab's adherence to regulations, providing advisory, monitoring, testing, and educational support to ensure management's...

Regulatory Compliance AnalystLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As they expand their workforce, they are seeking a...

Regulatory Compliance AnalystLocation: 100% Remote – Operating on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As the organization expands, we are seeking a Regulatory...

Job OverviewCompany BackgroundDeerpath Capital is a prominent direct lending firm that specializes in providing first lien senior debt financing to middle market enterprises. The firm is dedicated to supplying debt capital for acquisitions, refinancings, ownership transitions, and growth capital to companies within the U.S. lower middle market. With...

Key Responsibilities:As a pivotal member of M1 Holdings Inc., you will contribute significantly to our compliance framework. Reporting directly to the Head of Compliance, your role will involve assisting business units in understanding and adhering to the regulatory environment. Moreover, you will have the chance to collaborate with various teams across the...

Job OverviewPosition: Compliance Specialist Location: Fully Remote – Operating on EST or CST hours. Sector: Wealth Management Compensation: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished entity in the wealth management industry, dedicated to delivering extensive investment and financial advisory services. We are in the process of...

About the RoleThe PayPal People & Places (P&P) Business Risk and Control team is seeking a highly engaged and dynamic risk analyst to be a critical part of the P&P Business Risk & Controls team, a global front-line team responsible for identifying and mitigating business risks.Key ResponsibilitiesConduct risk assessments and develop mitigation strategies to...

Exciting Opportunity in a Thriving IndustryAbout the Company:Jobot is a leading player in the Gaming and Cannabis sectors, seeking a talented Regulatory Compliance Specialist to enhance our dedicated team.Position: Regulatory Compliance SpecialistLocation: Chicago, ILRole Overview:We are on the lookout for a proactive Regulatory Compliance Specialist with a...

Job Title: Compliance Advisor (Investment Advisory & ERISA, RIA)Location: Chicago, IL or Petersburg, FLPosition Overview:We are looking for a meticulous Compliance Advisor to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those set forth by the SEC and ERISA. The successful candidate will possess a...

Position OverviewThis role is positioned within the Office of Risk Management, which is dedicated to fostering a secure educational, occupational, and research atmosphere. The department provides essential frameworks and expert services to ensure that the institution can effectively pursue its mission while maintaining compliance and managing diverse risk...

Job SummaryWe are seeking a highly skilled Compliance/Operational Risk Manager to join our team at ComplianceWise. As a key member of our risk management team, you will be responsible for executing the second line of defense compliance and operational risk oversight for our Front-Line Units, Control Functions, or Third Parties.Key ResponsibilitiesEnsure the...

About the RoleWe are seeking a highly experienced and skilled Executive Director to lead our Risk Management and Compliance team. As a key member of our senior leadership team, you will be responsible for developing and implementing strategies to mitigate risk and ensure compliance with regulatory requirements.Key ResponsibilitiesLead Risk Management and...

Job DescriptionDaubert Chemical Co. Inc. is a leading specialty chemical manufacturer seeking a highly skilled Regulatory Compliance Specialist to ensure global compliance with regulations and standards. The ideal candidate will have a strong background in regulatory affairs and a proven track record of ensuring compliance with international, national, and...

About Northern Trust: Northern Trust is a distinguished financial institution, recognized globally and a Fortune 500 company, with a legacy of excellence since 1889. We are dedicated to delivering innovative financial solutions and guidance to the world's most successful individuals, families, and institutions, adhering to our core principles of service,...

Job OverviewAbout Interactive BrokersThis position offers a hybrid work arrangement (three days in the office and two days remote).Interactive Brokers Group has a rich history of pioneering advancements in trading technology, beginning with the launch of the first handheld computer for trading in 1983. We take pride in our identity as a technology-driven...

Position Overview:The Senior Analyst in Enterprise Risk Management will be instrumental in enhancing risk reporting and advancing the ERM function within Vantage Risk Companies.Key Responsibilities:1. **Data Collection and Reporting:** - Gather and monitor essential aggregation risk metrics across various risk portfolios and products. - Present findings...

Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)Position Overview:We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to fulfill the role of Legal Advisor. This position can be based in either Chicago or New York and involves overseeing the legal and regulatory...