Investment Banking Compliance and Supervision Officer

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

Job DescriptionJob DescriptionWHO WE AREAt Bridgepoint Investment Banking, we're next-gen, impact-focused, and passionate about delivering top-notch results for family and founder-owned businesses while creating a vibrant and dynamic environment for Wall Street rockstars. With a focus on integrity and core values, we provide full-service investment...

Job DescriptionJob DescriptionWHO WE AREAt Bridgepoint Investment Banking, we're next-gen, impact-focused, and passionate about delivering top-notch results for family and founder-owned businesses while creating a fun and dynamic environment for Wall Street rockstars. With a focus on integrity and core values, we provide full-service investment banking...

Job DescriptionJob DescriptionWHO WE AREAt Bridgepoint Investment Banking, we're next-gen, impact-focused, and passionate about delivering top-notch results for family and founder-owned businesses while creating a vibrant and dynamic environment for Wall Street rockstars. With a focus on integrity and core values, we provide full-service investment...

Job DescriptionWe are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer at Banking Careers.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its responsibilities.Assist in directing the overall compliance program and strategy for the firm.Recommend policies and partner...

We are seeking a seasoned banking professional to serve as Deputy Chief Compliance Officer. This role is ideal for a seasoned banking compliance professional looking to take on a leadership position in a dynamic and growing organization. Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer will be responsible for ensuring that the...

We are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer. This position requires a strong background in commercial banking and compliance, with a minimum of 10 years of experience in the industry.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its...

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

Vice President, Compliance Control (Investment Bank)New York, NY (hybrid)Position Summary: The Compliance Control, Vice President will play a pivotal role in ensuring our firm’s compliance with regulatory requirements and internal policies. Reporting directly to the Chief Compliance Officer (CCO), this role is designed for a seasoned professional with deep...

Vice President, Compliance Control (Investment Bank)New York, NY (hybrid)Position Summary: The Compliance Control, Vice President will play a pivotal role in ensuring our firm’s compliance with regulatory requirements and internal policies. Reporting directly to the Chief Compliance Officer (CCO), this role is designed for a seasoned professional with deep...

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus on Equity...

Job SummaryLarson Maddox is seeking a highly experienced Senior Compliance Manager to join our Investment Banking team. As a key member of our Compliance department, you will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business.About the RoleThe Senior Compliance Manager will be...

Job SummarySumitomo Mitsui Banking Corporation is seeking a seasoned Corporate Banking Vice President to join our Power & Utilities team. As a key member of our team, you will be responsible for originating and managing client relationships, generating new business opportunities, and delivering innovative financial solutions to our clients.Key...

Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus on Equity Capital Markets (ECM). The firm are one of America's...

Head of Compliance Strategy at Sumitomo Mitsui Banking CorporationAs the Head of Compliance Strategy, you will be at the forefront of ensuring that our investment advisory firm adheres to all regulatory standards and internal policies. This pivotal role involves leading the compliance framework within a reputable financial institution, emphasizing the...

Position OverviewNatixis Corporate & Investment Banking is seeking a Senior Credit Risk Officer at the Director or Executive Director level, specializing in Leveraged Finance, LBO, and Corporate Finance transactions. This role is integral to the Corporate and Structured Finance Credit Risk team located in the Americas.Key ResponsibilitiesPrepare...

Job DescriptionJob DescriptionLOW INCOME INVESTMENT FUNDNATIONAL FUNDS INVESTMENT OFFICER Reports to: Deputy Director, National Lending InitiativesExempt Classification: ExemptStatus: Regular, Full-TimeLocation: San Francisco, CA; Los Angeles, CA; New York, NY; Washington, D.C. or Atlanta, GA. THE COMPANY:The Low Income Investment Fund (LIIF) is a non-profit...

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the Code of Ethics Program, including oversight of all personal securities trading, periodic attestations and certifications and related staff regulatory reporting obligations. Administer...

Job SummarySumitomo Mitsui Banking Corporation is seeking a highly skilled Corporate Banking Vice President to join our Power & Utilities team. As a key member of our team, you will be responsible for providing creative financing solutions to corporate clients in the Power & Utilities industry.Key ResponsibilitiesOriginate new business opportunities and...

About the Organization Sumitomo Mitsui Trust Bank, Limited is a prominent financial institution formed through the merger of two significant banks. We are recognized as one of the leading asset managers in Asia, holding a substantial position among Japanese financial entities with an impressive asset under management (AUM) of approximately $850 Billion USD....