Compliance Control, VP

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus on Equity...

Vice President, Compliance Control (Investment Bank)New York, NY (hybrid)Position Summary: The Compliance Control, Vice President will play a pivotal role in ensuring our firm’s compliance with regulatory requirements and internal policies. Reporting directly to the Chief Compliance Officer (CCO), this role is designed for a seasoned professional with deep...

Our client a top tier financial services firm is seeking an experienced and highly motivated Vice President (VP) for the Equity Derivative Product Controller team in New York City. This role is essential to ensuring the integrity of the financial statements and providing oversight on all financial reporting and controls related to the equity derivatives...

VP/Director(1st Yr) NFA Complianceat Lime TradingOn Site - North America(New York)Your Role:As the NFA/CFTC senior compliance expert you’ll be a part of our team and will help mature our NFA/CFTC compliance products and controls, functions and reporting needs. You will provide compliance guidance around NFA/CFTC regulated new products, business initiatives...

JOB Details: Job title: Risk and Controls Expert – VP/SVPDuration: 06+ Months Location: New York, NY (Hybrid – 3 Days onside) Responsibilities: • Supports planning, directing, and coordination of day-to-day activities of running a program or portfolio of programs. • Directs the identification of risks that impact program delivery and ensures...

JOB Details: Job title: Risk and Controls Expert – VP/SVPDuration: 06+ Months Location: New York, NY (Hybrid – 3 Days onside) Responsibilities: • Supports planning, directing, and coordination of day-to-day activities of running a program or portfolio of programs. • Directs the identification of risks that impact program delivery and ensures...

Summary:Reporting to CACIB US Compliance’s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls. Key Responsibilities:General Secretary...

Regulatory Compliance VP (M&A Advisory Boutique)Location: New York. NY (hybrid)Overview:We are recruiting for an experienced senior regulatory compliance professional to join an M&A Advisory Boutique. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic...

Position Summary Guggenheim Investments (GI) is seeking a motivated, self-directed professional to join its Compliance team reporting to the Vice President of the Control Room. This role presents an opportunity to grow in a fast-paced organization while supporting a critical function that protects our clients’ interests. The position is based in...

Company Overview: Our client is large, dynamic retail business based in North Carolina. The business is committed to innovation in pursuit of operational excellence, and customer satisfaction and seeks highly skilled VP of FP&A to join our finance team. Position Overview: Working directly with the CFO and CEO the VP of FP&A will play a critical role in...

You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

Financial Aid Compliance CoordinatorJob no: 501055College / VP Area: VP for Enroll ManagementWork type: StaffLocation: Newark/HybridCategories: Student Affairs & Services, Full TimePay Grade: 29ELocation: Newark/HybridCONTEXT OF THE JOB:The Financial Aid Operations Compliance staff is responsible for monitoring Federal and State regulations pertaining to...

Our client is seeking a visionary and strategic Vice President of Fraud Prevention to lead and enhance our fraud prevention and protection strategy. As fraud schemes in the financial services industry grow increasingly sophisticated, the VP of Fraud Prevention will be instrumental in anticipating, detecting, and mitigating fraud risks to protect our members...

We're thrilled that you are interested in joining us here at the Amynta GroupVice President (VP)-Underwriting is responsible for producing, underwriting, managing and retaining profitable business for the company. The primary objective of the VP-Underwriting is to underwrite, maintain and grow the Brit portfolio in accordance with the business plan,...

Job SummaryGuggenheim Partners is seeking a highly motivated and self-directed professional to join its Compliance team as a VP, Control Room. This role presents an opportunity to grow in a fast-paced organization while supporting a critical function that protects our clients' interests.Key ResponsibilitiesMonitor and manage the Firm's information barriers...

We're thrilled that you are interested in joining us here at the Amynta Group!Vice President (VP)-Underwriting is responsible for producing, underwriting, managing and retaining profitable business for the company. The primary objective of the VP-Underwriting is to underwrite, maintain and grow the Brit portfolio in accordance with the business plan,...

Regulatory Compliance VP (M&A Advisory Boutique)Location: New York. NY (hybrid)Overview:We are recruiting for an experienced senior regulatory compliance professional to join an M&A Advisory Boutique. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic...

Regulatory Compliance VP (M&A Advisory Boutique)Location: New York. NY (hybrid)Overview:We are recruiting for an experienced senior regulatory compliance professional to join an M&A Advisory Boutique. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic...

Banking client seeking Compliance Counsel to report to CCO5 day a week in person role in Midtown Manhattan About Our Client Banking institution. Job Description The Counsel will join a dynamic Compliance and Legal team, reporting directly to the COO.Main Responsibilities:Serve as the point person for corporate compliance matters, advising internal...

Reporting to the CCO, the Counsel will be responsible for overseeing the bank's corporate compliance program. Client Details Banking institution. Description The Counsel will join a dynamic Compliance and Legal team, reporting directly to the COO. Main Responsibilities: Serve as the point person for corporate compliance matters, advising internal...