Current jobs related to Compliance and Operational Risk Manager- Technology Data Management - New York - Bank of America
-
Technology Risk
7 days ago
New York, New York, United States US Tech Solutions Full timePosition Overview:The Enterprise Risk Management (ERM) division at US Tech Solutions is in search of a Technology Risk & Compliance Manager to spearhead various operational resilience remediation projects in alignment with the Digital Operational Resilience Act (DORA) regulations.Key Responsibilities: Develop, implement, and enhance the ERM's technology risk...
-
Compliance and Operational Risk Manager
4 weeks ago
New York, New York, United States Bank of America Full timeJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...
-
Risk & Compliance Data Leader
7 days ago
New York, United States Hispanic Technology Executive Council Full timeRisk & Compliance Data Leader Bring your ideas. Make history. BNY offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the bank of banks - 97% of the...
-
New York, New York, United States Hispanic Technology Executive Council Full timeThe Senior Vice President role within the Compliance and Risk Management division is pivotal in overseeing the essential functions of the organization's compliance programs, including control assessment and risk evaluation, documentation of controls, and the analysis of issues and deficiencies. This position requires collaboration with various stakeholders...
-
New York, United States Bank of America Full timeDescription Summary: Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and Options flows focused primarily on AMRS. Working with business & control partners to build uniform standards of execution controls across various platforms so as to mitigate reputational risk and monetary loss. Some Key Responsibilities...
-
Operational risk management( ORM)
7 days ago
New York, United States Tekshapers Inc Full timeJob DescriptionJob DescriptionOperational risk management( ORM)Location : Buffalo, NY/ NYC, NY/ Tampa, FL Duration: Permanent Job Description:Risk management professional with over 10+ years of experience in technology and cyber compliance, focusing on Operational Risk Management.Led 25+ member team in addressing regulatory driven milestones related to...
-
Risk & Compliance Data Leader
2 weeks ago
New York, New York, United States BNY Full timeRisk & Compliance Data Leader Bring your ideas. Make history. BNY offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the bank of banks - 97% of the...
-
Risk & Compliance Data Leader
2 weeks ago
New York, New York, United States BNY Full timeRisk & Compliance Data Leader Bring your ideas.Make history.BNY offers an exciting array of future-forward careers at the intersection of business, finance, and technology.We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration.Known as the bank of banks - 97% of the world's...
-
Risk & Compliance Data Leader
4 weeks ago
New York, United States BNY Full timeRisk & Compliance Data Leader Bring your ideas. Make history. BNY offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of...
-
New York, New York, United States Citigroup Inc Full timeOverview: The Chief Administrative Officer (CAO) of Independent Compliance Risk Management (ICRM) at Citigroup Inc. plays a pivotal role in overseeing the administrative and operational functions of the compliance risk oversight framework. This position is integral to ensuring the firm’s compliance risk management is executed effectively and...
-
Risk & Compliance Data Leader
7 days ago
New York, United States BNY Mellon Full timeOverview Risk & Compliance Data Leader BNY offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top...
-
Technology Risk Management Specialist
3 days ago
New York, New York, United States MUFG Bank, Ltd. Full timeAre you ready to make a significant impact in the financial sector? Join Mitsubishi UFJ Financial Group (MUFG), one of the largest financial institutions globally, with a workforce of 120,000 dedicated professionals committed to enhancing the lives of our clients and communities. We are driven by our core values of building enduring relationships, serving...
-
Compliance and Operational Risk Manager
2 months ago
New York, United States The Bank of America Corporation Full timeAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Risk Manager, Risk, Compliance, Manager, Operation, Controls, Accounting, Banking
-
Technology Operations Manager
7 days ago
New York, New York, United States Mitchell Martin Inc. Full timeWe are currently looking for a Technology Operations Manager to lead our team in enhancing regulatory management and policy technology.Key Responsibilities:Oversee technology delivery with a focus on compliance and risk management.Implement Agile methodologies, utilizing tools and practices from Scrum and Kanban.Manage and innovate with a modern tech stack,...
-
Equities Compliance and Operational Risk Manager
4 weeks ago
New York, New York, United States Bank of America Full timeJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...
-
Head of Operational Risk Management
2 days ago
New York, New York, United States Synergy Interactive Full timePosition Overview:As the Head of Operational Risk Management, you will play a pivotal role in steering risk-related initiatives across Synergy Interactive's diverse portfolio of products and projects.Key Responsibilities:Lead comprehensive Risk Assessments, including Risk and Control Self-Assessments (RCSA), Top Risk Assessments, Project Risk Assessments,...
-
Technology Risk Management Specialist
7 days ago
New York, New York, United States MUFG Bank, Ltd. Full timeAre you ready to make a significant impact in the financial sector? Join Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial institution globally, where your contributions matter. With a workforce of 120,000 professionals worldwide, we are dedicated to enhancing the lives of our clients, organizations, and communities. Our core values emphasize...
-
Compliance and Risk Management Specialist
2 days ago
New York, New York, United States CAI Full timeJob ID NumberR3434Employment TypeFull timeWorksite FlexibilityRemotePosition OverviewAs a Compliance and Risk Management Specialist, your primary responsibility will be to assess adherence to established policies and identify potential risks associated with application access controls.Key ResponsibilitiesFormulate compliance strategies and deliver...
-
Technology Risk Management Specialist
7 days ago
New York, New York, United States MUFG Full timeAre you ready to make a significant impact in the financial sector?Join Mitsubishi UFJ Financial Group (MUFG), a leading global financial institution with a commitment to excellence and innovation. Our team of 120,000 professionals worldwide is dedicated to serving our clients and communities with integrity and respect.About the Role:The selected candidate...
-
New York, New York, United States Amazon Full timePosition OverviewWe are seeking a dedicated and motivated professional to spearhead our second line of defense (2LoD) Risk Function.Key ResponsibilitiesThe ideal candidate will be operating at a Chief Risk Officer level within a regulated financial services organization. They will possess a robust track record in overseeing globally distributed teams that...
![Bank of America](https://media.trabajo.org/img/noimg.jpg)
Compliance and Operational Risk Manager- Technology Data Management
2 months ago
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us
This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely manner.
Responsibilities:
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures Identifies and escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses Manages inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities Assists in the development of independent risk management reporting for respective area(s) of coverage as input into country/regional governance and management routines Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, and identify and manage risks Reviews and challenges FLU/CF process, risk, Single Process Inventory, and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable to area(s) of coverage Managerial Responsibilities:
This position may also have responsibilities for managing associates. At Bank of America, all managers at this level demonstrate the following responsibilities, in addition to those specific to the role, listed above. Diversity & Inclusion Champion:
Models an inclusive environment for employees and clients, aligned to company D&I goals. Manager of Process & Data:
Demonstrates deep process knowledge, operational excellence and innovation through a focus on simplicity, data based decision making and continuous improvement. Enterprise Advocate & Communicator:
Communicates enterprise decisions, purpose, and results, and connects to team strategy, priorities and contributions. Risk Manager:
Ensures proper risk discipline, controls and culture are in place to identify, escalate and debate issues. People Manager & Coach:
Provides inspection, coaching and feedback to motivate, differentiate and improve performance. Financial Steward:
Actively manages expenses and budgets in alignment with objectives, making sound financial decisions. Enterprise Talent Leader:
Assesses talent and builds bench strength for roles across the organization. Driver of Business Outcomes:
Delivers results by effectively prioritizing, inspecting and appropriately delegating team work. Skills:
Advisory Monitoring, Surveillance, and Testing Regulatory Compliance Reporting Risk Management Critical Thinking Influence Interpret Relevant Laws, Rules, and Regulations Issue Management Policies, Procedures, and Guidelines Management Business Process Analysis Decision Making Negotiation Process Management Written Communications
Risk manager will be responsible for assessing risks and control effectiveness for Global Technology (GT) data management practices, specifically data that GT uses to operate and to comply with laws, rules, or regulations.
This job is responsible for executing second line of defense compliance and operational risk oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise
Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely manner.
Responsibilities:
• Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations
• Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management -Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures
• Identifies and escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses
• Manages inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities
• Assists in the development of independent risk management reporting for respective area(s) of coverage as input into country/regional governance and management routines
• Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, and identify and manage risks
• Reviews and challenges FLU/CF process, risk, Single Process Inventory, and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring the .