Compliance Counsel for Financial Services

Key Responsibilities Evaluate offering documents, contracts, and closing materials pertinent to financial transactions, ensuring the acquisition of necessary internal approvals and signatures. Engage in due diligence processes for financing activities. Oversee the filing and renewal of all required registration statements for SEC-registered entities within...

Key Responsibilities Analyze offering documents, contracts, and closing materials related to financial transactions, ensuring all necessary internal approvals and signatures are obtained. Engage in due diligence processes for financing activities. Oversee the filing and renewal of all required registration statements for SEC-registered entities within the...

About Rockefeller Capital Management:Rockefeller Capital Management, founded in 2018, stands as a premier independent advisory firm in the financial sector. With roots tracing back to 1882 as the family office of John D. Rockefeller, the firm has transformed to provide strategic counsel to ultra- and high-net-worth individuals, families, institutions, and...

Intuit Credit Karma is a mission-driven company, focused on championing financial progress for our more than 130 million members globally. While we're best known for pioneering free credit scores, our members turn to us for everything related to their financial goals, including identity monitoring, applying for credit cards, shopping for insurance and loans...

About the RoleInfosys is looking for a Risk and Compliance Analyst specializing in the Financial Services sector. In this role, you will leverage your technical expertise to enhance and maintain technology platforms aimed at mitigating financial risks through advanced technology and data analytics. As a vital member of our team, you will engage with...

Position Overview:Are you a collaborative individual with a thirst for knowledge? Do you aspire to contribute to impactful projects? Are you eager to engage with innovative technologies? If these resonate with you, LPL Financial could be your ideal workplace.About LPL Financial:LPL Financial (Nasdaq: LPLA) operates on the foundational belief that the firm...

Position OverviewThe Auditor II plays a crucial role in executing designated audit functions. This position requires a strong capability in recognizing and evaluating process risks, as well as documenting business workflows and associated applications.Key responsibilities include:Building and maintaining relationships with organizational leaders throughout...

Home Search Jobs Job Description Financial Crime Compliance Analyst Remote OpportunityCompensation: $57.00 Per Hour Industry Focus: Banking & Financial ServicesContract Duration: 12 MonthsWork Arrangement: Fully RemoteEssential Qualifications:Experience with Oracle Mantas/FCCM (Financial Crime and Compliance) and OFSAA (Oracle Financial Services...

Role Overview:As a Senior Financial Controls Analyst, you will engage with various business units and corporate functions regarding financial reporting, governance in information technology, and oversight of controls.Key Responsibilities:- Collaborate with stakeholders to ensure adherence to compliance and risk management standards.- Assess and identify...

Drive Innovation in Financial ManagementAs a Senior Financial Compliance Analyst at Oil and Gas, you will be instrumental in supporting the controllership function while ensuring adherence to accounting standards and regulations.Your primary responsibilities will include scrutinizing financial data, generating comprehensive financial reports, and delivering...

About the RoleWe are seeking a highly experienced and skilled Senior Manager to lead our Financial Crimes Compliance (FCC) department. As the Head of Transaction Monitoring, you will be responsible for driving the bank's transaction monitoring enterprise solution strategy, including introducing advanced analytics, rationalizing the use of various detection...

Role Overview:Engage with various business units and corporate functions regarding financial reporting, governance in information technology, and oversight of controls.Key Responsibilities:1. Assess compliance and risk management requirements pertinent to the designated area.2. Assist in the execution of financial control measures and strategies.3....

Key Responsibilities Conduct thorough reviews of offering documents, contracts, and closing materials related to financial transactions, ensuring all necessary internal approvals and signatures are obtained. Engage in due diligence processes for financing transactions, ensuring compliance and accuracy. Oversee the filing and ongoing renewal of all essential...

Position Overview:This role is a hybrid position requiring a blend of in-office and remote work. Key Responsibilities:Engage in comprehensive investigations of suspicious activities related to financial crimes.Collaborate with various teams to ensure compliance with internal policies and regulatory requirements.Utilize analytical skills to assess risks and...

Job Summary:We are seeking a highly skilled Senior Financial Transaction Specialist to join our team at Truist Financial Corporation. As a key member of our operations team, you will be responsible for processing complex international transactions and providing exceptional client service.Key Responsibilities:Process and manage domestic and international...

Bank of America Career OpportunityAt Bank of America, we prioritize fostering a diverse and inclusive environment where our employees can thrive and contribute meaningfully. We provide a comprehensive benefits package designed to enhance the well-being of our team members and their families. This position centers on scrutinizing financial misconduct and...

Job OverviewPosition Title: Associate Counsel - ProcurementPay Grade: 17About Compass Group:As a leader in foodservice and support services, Compass Group USA prides itself on exceptional personnel, outstanding service, and remarkable outcomes. With a workforce exceeding 284,000 associates across various sectors including restaurants, corporate dining,...

Company Overview:LPL Financial Holdings, Inc. is a prominent firm in the financial services sector, dedicated to empowering financial advisors. With a commitment to independence, we support over 22,000 advisors and numerous investment programs across the nation. Our focus is on providing personalized financial guidance, ensuring that our advisors have the...

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Job DescriptionOverviewMcLeod Centers for Wellbeing is seeking a highly skilled Compliance Specialist to join its Clinical Compliance department at its headquarters in Charlotte, NC. This is a hybrid role that will require some days onsite.Key ResponsibilitiesIncident Reporting and ManagementPerform routine tasks related to incident reporting and...