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Senior Legal Counsel – Financial Services
2 months ago
Key Responsibilities
- Evaluate offering documents, contracts, and closing materials pertinent to financial transactions, ensuring the acquisition of necessary internal approvals and signatures.
- Engage in due diligence processes for financing activities.
- Oversee the filing and renewal of all required registration statements for SEC-registered entities within the organization.
- Analyze SEC reports as needed to provide informed in-house legal opinions for financing matters.
- Review and facilitate the approval of corporate guarantees as requested by various departments, ensuring compliance with corporate credit support policies.
- Deliver legal guidance for ongoing adherence to all current debt instruments, including utility mortgages, credit agreements, and indentures.
- Assist in the annual evaluation of relevant corporate policies.
- Examine statutes, regulations, and NYSE rules for potential legal requirement changes.
- Support internal stakeholders by offering legal advice on debt compliance, disclosure standards related to financial transactions, and updates on new legal developments that may affect them.
- Provide legal assistance to the Sustainability team by advising on compliance with environmental, social, and governance standards and reviewing related disclosure materials for accuracy and alignment with corporate practices.
Working Conditions
- Hybrid work model – Employees will perform duties from both remote and onsite locations following the onboarding period.
- Limited local and overnight travel for conferences and training as necessary.
Qualifications
For Associate General Counsel:
- Bachelor's Degree.
- Juris Doctor (JD) from an accredited law school.
- Licensed to practice law in North Carolina or eligible for admission under North Carolina Bar rules.
- A minimum of seven (7) years of legal practice experience.
For Deputy General Counsel:
- Bachelor's Degree.
- Juris Doctor (JD) from an accredited law school.
- Licensed to practice law in North Carolina or eligible for admission under North Carolina Bar rules.
- A minimum of twelve (12) years of legal practice experience.
Desired Skills
- Strong legal research and writing capabilities.
- Experience in collaborating with multiple stakeholders to achieve resolutions.
- Ability to work independently and in a team under tight deadlines.
- Capacity to manage multiple complex matters concurrently.
- Comprehensive knowledge and experience in the energy sector.
- Understanding of accounting principles.
- Familiarity with Duke Energy and its various operations.
- Excellent communication, interpersonal, and presentation skills.
- Sound judgment and decision-making abilities.
- Attention to detail.
Travel Requirements
Not required.
Relocation Assistance
Available as applicable.
Union Position
No.
Visa Sponsorship
No.
