Futures Compliance Specialist

2 weeks ago


New York, New York, United States Lime Trading Full time
About the Role

We are seeking a highly skilled Futures Compliance Specialist to join our team at Lime Trading Corp. As a key member of our compliance department, you will play a critical role in ensuring our business operations are in line with regulatory requirements.

Key Responsibilities
  • Develop and implement compliance strategies for NFA/CFTC regulated products
  • Provide guidance on regulatory requirements and ensure compliance with relevant laws and regulations
  • Collaborate with business units to identify and mitigate compliance risks
  • Manage and monitor compliance frameworks, including incident management and reporting
  • Stay up-to-date with regulatory changes and updates, and ensure our compliance policies and procedures are current and effective
Requirements
  • 10+ years of experience in NFA/CFTC compliance functions, particularly in FCM regulations
  • Strong understanding of business control environments and technology
  • Experience working with NFA and/or CFTC
  • Excellent communication and interpersonal skills
  • Ability to work in a fast-paced environment and prioritize multiple tasks
What We Offer
  • Competitive salary and bonus structure
  • Benefits package, including 401K match, medical, vision, and dental benefits
  • Opportunity to grow and develop your career in a dynamic and innovative company


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