Futures Compliance Specialist
2 weeks ago
We are seeking a highly skilled Futures Compliance Specialist to join our team at Lime Trading Corp. As a key member of our compliance department, you will play a critical role in ensuring our business operations are in line with regulatory requirements.
Key Responsibilities- Develop and implement compliance strategies for NFA/CFTC regulated products
- Provide guidance on regulatory requirements and ensure compliance with relevant laws and regulations
- Collaborate with business units to identify and mitigate compliance risks
- Manage and monitor compliance frameworks, including incident management and reporting
- Stay up-to-date with regulatory changes and updates, and ensure our compliance policies and procedures are current and effective
- 10+ years of experience in NFA/CFTC compliance functions, particularly in FCM regulations
- Strong understanding of business control environments and technology
- Experience working with NFA and/or CFTC
- Excellent communication and interpersonal skills
- Ability to work in a fast-paced environment and prioritize multiple tasks
- Competitive salary and bonus structure
- Benefits package, including 401K match, medical, vision, and dental benefits
- Opportunity to grow and develop your career in a dynamic and innovative company
-
Futures Compliance Specialist
2 weeks ago
New York, New York, United States Lime Trading Full timeAbout the RoleWe are seeking a highly experienced NFA/CFTC Compliance expert to join our team at Lime Trading Corp. As a Futures Compliance Officer, you will play a critical role in ensuring our compliance framework is robust and effective in managing regulatory risk.Key ResponsibilitiesDevelop and implement compliance strategies for NFA/CFTC regulated...
-
Futures Compliance Specialist
2 weeks ago
New York, New York, United States Lime Trading Full timeAbout the RoleWe are seeking a highly experienced NFA/CFTC Compliance expert to join our team at Lime Trading Corp. As a Futures Compliance Officer, you will play a critical role in ensuring our compliance framework is robust and effective in managing regulatory risk.Key ResponsibilitiesDevelop and implement compliance strategies for NFA/CFTC regulated...
-
Futures Compliance Specialist
3 weeks ago
New York, New York, United States Lime Trading Full timeAbout the RoleWe are seeking a highly skilled Futures Compliance Officer to join our team at Lime Trading Corp.As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with NFA/CFTC regulations.Key ResponsibilitiesDevelop and implement compliance strategies for products regulated by...
-
Futures Compliance Specialist
7 days ago
New York, New York, United States Lime Trading Full timeJob Title: Futures Compliance OfficerAt Lime Trading, we are seeking a highly skilled Futures Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring our firm's compliance with NFA/CFTC regulations.Key Responsibilities:Develop and implement compliance strategies for NFA/CFTC regulated...
-
Futures Compliance Specialist
2 weeks ago
New York, New York, United States Lime Trading Full timeAbout the RoleWe are seeking a highly experienced NFA/CFTC Compliance expert to join our team at Lime Trading Corp. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance strategies for NFA/CFTC regulated...
-
Futures Compliance Expert
3 weeks ago
New York, New York, United States Lime Trading Full timeAbout the RoleWe are seeking a highly experienced Futures Compliance Expert to join our team at Lime Trading Corp. As a key member of our compliance department, you will play a critical role in ensuring our firm's compliance with NFA/CFTC regulations.Key ResponsibilitiesDevelop and implement compliance strategies for NFA/CFTC regulated productsProvide...
-
Futures Clearing Specialist
2 weeks ago
New York, New York, United States Phaxis Full timeSenior Futures Clearance and Operations SpecialistPhaxis is seeking an experienced Senior Futures Clearance and Operations Specialist to join its Operations team.Key Responsibilities:Oversee futures clearance activities at major exchanges, including CME, CFTC, and CBT, as well as through the firm's foreign FCM clearing broker.Perform reconciliations such as...
-
Regulatory Compliance Specialist
3 weeks ago
New York, New York, United States Deutsche Bank Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Deutsche Bank. As a Futures Commission Merchant Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with US Futures regulations and policies.Key ResponsibilitiesParticipate in the development and...
-
Senior Futures Operations Specialist
1 month ago
New York, New York, United States Phaxis Full time**Job Summary**Phaxis is seeking an experienced Senior Futures Clearance and Operations Specialist to join its Operations team. The ideal candidate will have a strong background in futures clearance and operations, with a focus on ensuring accuracy and compliance in all aspects of the process.**Key Responsibilities:**Oversee all futures clearance activities...
-
Regulatory Compliance Specialist
3 weeks ago
New York, New York, United States Deutsche Bank Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Deutsche Bank. As a Futures Commission Merchant Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with US Futures regulations and policies.Key ResponsibilitiesParticipate in the development and...
-
EHS Compliance Specialist
3 days ago
New York, New York, United States ERM Full timeJob Title: EHS SpecialistWe are seeking an experienced EHS Specialist to join our team at ERM. As a key member of our sustainability consultancy, you will play a critical role in supporting our clients in achieving their environmental, health, and safety goals.Responsibilities:Develop and implement EHS programs to ensure compliance with regulatory...
-
Senior Futures Operations Analyst
4 weeks ago
New York, New York, United States Phaxis Full timePosition Overview:Phaxis is seeking a skilled Senior Futures Clearance and Operations Specialist to enhance our Operations team. This role is pivotal in ensuring the smooth functioning of futures clearance processes.Key Responsibilities:Manage all futures clearance operations at prominent exchanges, including CME, CFTC, and CBT, along with the firm's...
-
Senior Futures Operations Analyst
4 weeks ago
New York, New York, United States Phaxis Full timePosition Overview:Phaxis is looking for a knowledgeable Senior Futures Clearance and Operations Specialist to enhance our Operations team. This role is pivotal in ensuring the smooth functioning of futures clearance processes.Key Responsibilities:Manage all futures clearance operations at prominent exchanges, including CME, CFTC, and CBT, as well as through...
-
Senior Futures Operations Analyst
1 month ago
New York, New York, United States Phaxis Full timePosition Overview:Phaxis is seeking a knowledgeable and skilled Senior Futures Clearance and Operations Specialist to enhance our Operations team. This role is pivotal in ensuring the smooth functioning of futures clearance processes.Key Responsibilities:Manage all futures clearance operations across prominent exchanges, including CME, CFTC, and CBT, as well...
-
Compliance Specialist
4 weeks ago
New York, New York, United States LMHS Full timeJob SummaryWe are seeking a highly skilled Compliance Specialist to join our team at Licking Memorial Health Systems (LMHS). As a Compliance Specialist, you will play a critical role in ensuring the accuracy and compliance of our billing and coding practices.Key ResponsibilitiesReview and analyze patient accounts that are pended due to system edits or payer...
-
Compliance Specialist
2 weeks ago
New York, New York, United States ADAPT Community Network Full timeJob Title: Compliance SpecialistADAPT Community Network is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring the organization's compliance with regulatory requirements and maintaining the highest standards of quality and safety.Key Responsibilities:Attend Incident Review...
-
Compliance Specialist
2 weeks ago
New York, New York, United States Cayuga Centers Full timeAbout the RoleCayuga Centers is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our organization is in full compliance with all relevant laws, regulations, and funding requirements.Key ResponsibilitiesDevelop and maintain a deep understanding of regulatory...
-
Compliance Officer
4 weeks ago
New York, New York, United States Cardea Group Full time{"title": "Compliance Officer - Trade Compliance Specialist", "content": "Compliance Officer - Trade Compliance SpecialistCardea Group is seeking a highly skilled Compliance Officer to join our team in New York. As a key member of our legal and compliance team, you will be responsible for ensuring our client's compliance with regulatory requirements and...
-
LIHTC Compliance Specialist
7 days ago
New York, New York, United States Ascendo Resources Full timeLIHTC Compliance Specialist Job DescriptionAscendo Resources is seeking a highly skilled LIHTC Compliance Specialist to join our team. As a key member of our team, you will be responsible for ensuring compliance with affordable housing regulations and maintaining accurate records.Key Responsibilities:Stay up-to-date on changes in affordable housing...
-
Regulatory Compliance Specialist
2 weeks ago
New York, New York, United States Deutsche Bank Full timeJob Title: Compliance Vice President - FuturesDeutsche Bank is seeking a highly skilled Compliance Vice President - Futures to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.Key Responsibilities:Participate in the...