Current jobs related to Compliance Specialist - New York, New York - ADAPT Community Network

  • Compliance Specialist

    3 weeks ago


    New York, New York, United States Brookfield Asset Management Full time

    Job DescriptionThe Brookfield Asset Management team is seeking a highly skilled Compliance Specialist to join its BOWS Legal and Regulatory Team in the New York office.The ideal candidate will have a strong background in compliance and regulatory affairs, with experience working in a broker-dealer or asset management environment.The Compliance Specialist...

  • Compliance Specialist

    4 weeks ago


    New York, New York, United States WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. Full time

    Job Title: Compliance SpecialistWest Side Federation for Senior and Supportive Housing, Inc. is seeking a highly skilled Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the preparation and...

  • Compliance Specialist

    4 weeks ago


    New York, New York, United States Goldman Sachs Full time

    Join Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to fostering a culture of compliance and integrity. Our Compliance Testing Group is seeking a highly motivated and detail-oriented individual to join our team as a Compliance Specialist.Key Responsibilities:Propose and execute testing plans to assess compliance with regulations and...

  • Compliance Specialist

    3 weeks ago


    New York, New York, United States Van Beek Natural Science Full time

    Job DescriptionJob Title: Compliance SpecialistLocation: Orange CityJob Type: Full-timeAbout Us:Our team is committed to quality and food safety, with a focus on proactive nutrition. We strive to provide safe, healthy, natural solutions for the betterment of animals' lives.Job Summary:The Compliance Specialist is responsible for ensuring all company...


  • New York, New York, United States Bank of China Limited, New York Branch Full time

    Job Title: Audit Compliance SpecialistBank of China Limited, New York Branch is seeking a highly motivated and detail-oriented Audit Compliance Specialist to join our team. As an Audit Compliance Specialist, you will assist in completing compliance audit projects within the department, including preparations for project start-up, meeting minutes, information...


  • New York, New York, United States City of New York Full time

    Job Title: EHS Compliance SpecialistJob Summary:The City of New York is seeking a highly skilled EHS Compliance Specialist to join our team. As an EHS Compliance Specialist, you will be responsible for ensuring that our facilities and operations comply with all relevant environmental, health, and safety regulations. This includes conducting site visits,...

  • Compliance Specialist

    4 weeks ago


    New York, New York, United States Children's Aid Full time

    Job Title: Compliance SpecialistChildren's Aid is seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance program, you will play a critical role in ensuring our organization's operations are compliant with applicable laws, regulations, and standards.Key Responsibilities:Develop and implement innovative healthcare...

  • Compliance Specialist

    4 weeks ago


    New York, New York, United States West Side Federation for Senior and Supportive Housing Full time

    Job SummaryThe Compliance Specialist will play a critical role in ensuring the highest standards of compliance and regulatory adherence at West Side Federation for Senior and Supportive Housing. This position will be responsible for assisting in the completion of regular compliance reports, monitoring deadlines and requirements, and ensuring timely and...

  • Compliance Specialist

    3 weeks ago


    New York, New York, United States Bank of China Limited, New York Branch Full time

    Compliance Governance AdministrationAt Bank of China Limited, New York Branch, we are seeking a highly skilled Compliance Specialist to join our team. As a key member of our Governance team, you will be responsible for maintaining the centralized inventory of all LCD policies and procedures to ensure compliance with regulatory expectations and bank...


  • New York, New York, United States City of New York Full time

    The City of New York is seeking a highly skilled Research Compliance Specialist to join its team. This role will play a critical part in advancing justice, fairness, and excellence in corrections.The ideal candidate will have a passion for using evidence-based approaches and data-driven decision-making to drive positive change.Key responsibilities will...


  • New York, New York, United States Russell Tobin Full time

    Portfolio Trade Compliance SpecialistOur client, a leading investment management firm, is seeking a highly skilled Portfolio Trade Compliance Specialist to join their portfolio and trading compliance team. This role is responsible for monitoring current holdings and daily trading activity, ensuring compliance with regulatory guidelines and requirements.The...

  • Compliance Specialist

    2 months ago


    New York, New York, United States Goldman Sachs Full time

    About This RoleWe are seeking a highly skilled Compliance Specialist to join our Private Wealth Management Compliance team in New York. As a key member of our team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of compliance.ResponsibilitiesProvide compliance input in product...

  • Compliance Specialist

    3 weeks ago


    New York, New York, United States Goldman Sachs Full time

    About This RoleWe are seeking a highly skilled Compliance Specialist to join our Private Wealth Management Compliance team in New York. As a key member of our team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of compliance.Key ResponsibilitiesProvide compliance input in product...

  • Compliance Specialist

    3 weeks ago


    New York, New York, United States Children's Aid Full time

    Job Summary: We are seeking a highly skilled Compliance Specialist to join our team at Children's Aid. The successful candidate will be responsible for supporting the implementation and management of our Compliance program, ensuring that our agency operations are compliant with applicable laws, regulations, and standards.Key Responsibilities:Develop and...


  • New York, New York, United States City of New York Full time

    Job Title: EHS Compliance SpecialistJob Summary:The City of New York is seeking a highly skilled EHS Compliance Specialist to join our team. As an EHS Compliance Specialist, you will be responsible for ensuring that our facilities and operations comply with all relevant environmental, health, and safety regulations.Key Responsibilities:Coaching and mentoring...


  • New York, New York, United States Blake Smith Staffing, LLC Full time

    Tax Compliance SpecialistJob Summary:Blake Smith Staffing, LLC is seeking a highly skilled Tax Compliance Specialist to join our team. The successful candidate will be responsible for managing tax compliance for specific funds and separate accounts, including detailed review of accounting firm prepared returns, workpapers, and K-1s. The ideal candidate will...


  • New York, New York, United States Thomson Reuters Full time

    About the RoleAs a Tax Compliance Specialist at Thomson Reuters, you will play a critical role in ensuring the accuracy and compliance of our tax applications and offerings. This involves researching, configuring, and maintaining tax rules and laws to ensure seamless integration with our products.Key Responsibilities:Research and analyze tax laws and...


  • New York, New York, United States Oppenheimer & Co. Full time

    Job Title: AML Compliance SpecialistOppenheimer & Co. Inc. is seeking a highly motivated and detail-oriented AML Compliance Specialist to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's adherence to anti-money laundering regulations and laws.Responsibilities:Review and analyze alerts to...

  • Compliance Officer

    3 weeks ago


    New York, New York, United States Glencore Full time

    Job Title: Compliance Officer - International Compliance SpecialistAbout Us: Glencore is a leading integrated producer and marketer of commodities that industries around the world need.Job Summary: We are seeking a Compliance Officer to implement the corporate compliance program in our relevant offices and operations in the region.Key...


  • New York, New York, United States Klarna Full time

    Unlock Your Potential as a Senior Compliance Specialist at KlarnaKlarna, a leading fintech company, is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our financial systems and processes.Key Responsibilities:Support Money Laundering...

Compliance Specialist

2 months ago


New York, New York, United States ADAPT Community Network Full time
Job Title: Compliance Specialist

ADAPT Community Network is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring the organization's compliance with regulatory requirements and maintaining the highest standards of quality and safety.

Key Responsibilities:
  • Attend Incident Review Committee Meetings and maintain accurate records.
  • Assist in collecting and completing required paperwork and preparing incident packages for review.
  • Update and maintain the OPWDD IRMA Incident Database.
  • Monitor the database for information requests from OPWDD and facilitate timely responses.
  • Prepare and distribute Incident Review Committee meeting minutes.
  • Assist with tracking open incidents and facilitate submission of corrective action plans.
  • Interface with OPWDD incident management staff as needed.
  • Review weekly medical reports to ensure all incidents are reported.
  • Assist with collecting and organizing statistical information related to incident reporting.
Requirements:
  • Ability to read, write, speak, and understand English.
  • Excellent interpersonal and communication skills.
  • Ability to maintain confidentiality and work independently.
  • Proficiency in agency-selected software programs and email system.
  • Excellent organizational and analytical skills.
  • Ability to work as a team member and travel to all programs.
Education and Experience:
  • Bachelor's Degree in Human Services or related field preferred.
  • 1 year of comparable experience.

ADAPT Community Network is an equal-opportunity employer committed to creating an inclusive environment for all employees. Qualified candidates of diverse backgrounds and statuses are encouraged to apply.