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Regulatory Compliance Specialist

2 months ago

New York, New York, United States Deutsche Bank Full time
Job Title: Compliance Vice President - Futures

Deutsche Bank is seeking a highly skilled Compliance Vice President - Futures to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.

Key Responsibilities:
  • Participate in the development and implementation of compliance policies and procedures related to futures commission merchant activities.
  • Collaborate with business stakeholders to ensure compliance with regulatory requirements and industry standards.
  • Conduct risk assessments and provide recommendations to management on compliance-related matters.
  • Develop and maintain relationships with regulatory bodies and industry associations.
  • Provide training and guidance to employees on compliance-related matters.
Requirements:
  • Minimum of 5 years of experience in a compliance or regulatory role, preferably in the financial services industry.
  • Strong knowledge of futures commission merchant regulations and industry standards.
  • Excellent communication and interpersonal skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.
  • Strong analytical and problem-solving skills.
What We Offer:
  • A competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • A dynamic and collaborative work environment.
  • Recognition and rewards for outstanding performance.

Deutsche Bank is an equal opportunities employer and welcomes applications from all qualified candidates. We are committed to diversity and inclusion in the workplace and are an affirmative action employer. We are proud to be a Disability Confident Employer and are committed to making reasonable adjustments to ensure that our recruitment processes are accessible to all.