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Futures Compliance Specialist

2 months ago

New York, New York, United States Lime Trading Full time
About the Role

We are seeking a highly skilled Futures Compliance Officer to join our team at Lime Trading Corp.

As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with NFA/CFTC regulations.

Key Responsibilities
  • Develop and implement compliance strategies for products regulated by NFA/CFTC
  • Provide guidance on NFA/CFTC regulations and ensure compliance across the franchise
  • Oversee the design and delivery of NFA/CFTC controls program and portfolio of projects
  • Liaise with business on regulatory changes and update compliance policies and procedures
  • Participate in new product reviews and partner with business and entity management in managing NFA/CFTC Futures and options on futures regulatory reporting obligations
Requirements
  • 10+ years of experience in NFA/CFTC Compliance functions covering FCM regulations, particularly around the Futures products
  • Strong understanding of business control environments and technology through prior equivalent roles
  • Experience working with NFA either as an employee or otherwise
What We Offer
  • Competitive Salary & Bonus Structure
  • Benefits: 401K Match, Medical, Vision and Dental benefits, etc
  • Life Time Fitness membership for only $25

About Lime Trading Corp

Lime Trading Corp is a leading agency broker committed to a client-first approach to performance. We are expanding competitive access to everyone who values quality execution.