Chief Compliance Officer and Head of Regulatory Affairs

The Chief Compliance Officer and Head of Regulatory Affairs will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent with global laws and regulations.Oversee an effective compliance program per DOJ and SEC guidance, including, e.g., internal investigations and...

About the RoleWe are seeking a highly skilled and experienced Chief Compliance Officer and Head of Regulatory to lead our Compliance and Regulatory teams within Legal. As a key member of our leadership team, you will work closely with teams across the company to build products and programs that meet global laws and regulations.Key ResponsibilitiesDevelop and...

{"h1": "Chief Compliance Officer", "p": "At Sumitomo Mitsui Banking Corporation, we are seeking a highly skilled Chief Compliance Officer to lead our compliance program for an investment advisory firm in Manhattan. As a key member of our team, you will be responsible for ensuring that our activities are conducted in compliance with applicable regulatory...

Position: Compliance OfficerLocation: New York City (Hybrid)Overview:JCW is seeking a seasoned Compliance Officer to oversee regulatory compliance within our investment management firm. This role offers a unique opportunity for professionals to work closely with our Chief Compliance Officer and contribute to the development of our compliance program.Key...

Job Summary:Tandym Group is seeking an experienced professional to join our leadership team as the Director of Regulatory Affairs. This role will be responsible for ensuring compliance with regulatory standards and laws, as well as developing and implementing strategies to improve quality and safety within our organization.Key Responsibilities:Regulatory...

About the RoleWe are seeking a seasoned Compliance and Regulatory Affairs Leader to join our team at Comun. As a key member of our leadership team, you will be responsible for ensuring our organization remains compliant with all relevant laws, regulations, and industry standards.Key ResponsibilitiesDevelop and Implement Compliance Programs: Design,...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Tradeweb. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Tradeweb. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and...

Job Title: Chief Compliance OfficerNeuberger Berman Group LLC is seeking a seasoned Chief Compliance Officer to lead our compliance program for our registered funds business. As a key member of our Legal and Compliance Department, you will be responsible for ensuring our compliance program is robust, effective, and aligned with regulatory...

Head of Trading Compliance Job DescriptionLarson Maddox is seeking a seasoned professional to lead the day-to-day execution of the trading compliance program. The ideal candidate will have a deep understanding of equities and fixed income trading compliance, as well as experience managing a program or team.Key Responsibilities:Develop and implement a...

A leading firm in the renewable energy sector is in search of a seasoned Chief Legal Officer to spearhead the legal department and advance the organization's mission by delivering strategic legal counsel to the executive leadership. This role provides an opportunity to engage with innovative technologies and solutions aimed at optimizing renewable energy...

Job DescriptionWe are seeking a highly skilled Head of Product Compliance to join our team in North America. As a key member of our Product team, you will be responsible for ensuring that our products and services comply with all relevant regulatory requirements.Key Responsibilities:Develop and implement compliance strategies to ensure that our products and...

Job DescriptionJob Title: Chief Compliance OfficerDepartment: Department For The AgingJob Summary:The Department For The Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, the Chief Compliance Officer will be responsible for ensuring that our organization is in compliance...

Job Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.Key Responsibilities:Lead the oversight of the swap dealer compliance program, ensuring...

Job SummaryThis is a senior-level position within the Regulatory Affairs department at Recordati Rare Diseases, Inc. (RRD), North America, an affiliate of Recordati. The successful candidate will be responsible for managing RRD's Regulatory Affairs Lifecycle Management for assigned products across multiple therapeutic areas in the US and Canada.Key...

Job Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.Job Summary:The Chief Compliance Officer will serve as the leader in all aspects of...

Job Summary:JCW is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring our firm's adherence to all relevant regulations, including SEC and FINRA rules.Key Responsibilities:Regulatory Compliance: Ensure compliance with all relevant regulations, including SEC and FINRA...

Job SummaryThe City University of New York (CUNY) is seeking a highly qualified Chief Diversity Officer/Title IX Coordinator to join its team. This leadership position involves frequent high-level interaction and collaboration with leaders across the medical education community.Key ResponsibilitiesProvide leadership on compliance matters involving Equal...

Compliance Officer Job DescriptionThis key hire will play a pivotal role in driving the day-to-day compliance program as the firm continues to build a leading team in the industry.The ideal candidate will possess:Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is essential.Compliance Testing & MonitoringPolicies &...

Company Overview:LG H&H USA / The Avon is a prominent organization in the lifestyle and beauty sector, dedicated to helping our clients achieve their beauty aspirations. We embody our core values of Beauty, Health, and Refreshment, which resonate with our customers. As an innovative consumer marketing firm, we transcend traditional boundaries in household...