Director of Regulatory Compliance

Job DescriptionThe Program Management Director, Regulatory Compliance oversees and ensures the effective operation of programs while maintaining compliance with regulatory requirements. Key responsibilities include managing staff, coordinating client services, and ensuring program goals are met efficiently.This position involves fostering collaboration with...

Athari seeks a seasoned Regulatory Compliance Lead to oversee regulatory approval, submission, and policy processes. This critical role ensures compliance with applicable requirements for all lines of business. Estimated salary: $125,000 - $170,000.ResponsibilitiesContribute to the annual risk assessment, collaborating with Compliance teams, to identify...

About the RoleRisk and Regulatory Compliance Sales Team is a dynamic group focused on partnering with clients to solve regulatory challenges impacting operations, legal, and compliance teams. This team is supported by commercial teams that provide deep subject matter expertise to support renewal and new business conversations.The Commercial Director will be...

Job OverviewThe City of New York's Department of Homeless Services (DHS) is seeking a highly skilled Regulatory Counsel to serve as a key member of the Office of Regulatory Compliance and Accountability (ORCA). This role plays a critical part in ensuring that DHS facilities comply with statutory, regulatory, and contractual obligations.Key...

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...

Job Title:Regulatory Compliance SpecialistAbout the Role:We are seeking an experienced Regulatory Compliance Specialist to join our team at the City of New York. As a key member of our Regulatory Compliance Unit, you will play a critical role in ensuring that our facilities comply with statutory, regulatory, and contractual obligations.The ideal candidate...

About the PositionWe are seeking a highly motivated Regulatory Compliance Specialist to join our team. The ideal candidate will be responsible for ensuring compliance with laws and regulations, overseeing regulatory reporting and statements, and developing procedures that align with current laws and regulations.

About This Opportunity:">We are seeking an experienced Sales Director to lead our Risk and Regulatory Compliance Sales Team. As a key member of our organization, you will be responsible for driving revenue growth and delivering Regulatory Compliance products and managed services to our clients.Main Responsibilities:Develop and execute a sales strategy to...

About the RoleThe Senior Director and RSA Advisor will provide expert legal and policy advice to the Enforcement Department on all aspects pertaining to Enforcement's contractual services on behalf of the RSA Exchanges. This role requires a deep understanding of each RSA Exchange's rules, programs, and priorities.

About the RoleWorkforce Solutions Virens Global is seeking an experienced Regulatory Affairs Director to join our team. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with policies and product regulations.Key Responsibilities:Ensure completion of appropriate documents during the development life cycle...

Job Summary:The Senior Vice President of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational functions. This role requires a strategic leader with a deep understanding of the biotechnology industry, specifically in oncology, and the ability to navigate complex...

About the Position:Teachers College, Columbia University is seeking a highly qualified Director of Compliance and Risk Management to join our team. This is a key leadership position that requires someone with expertise in compliance and risk management, as well as excellent communication and leadership skills.Responsibilities:Oversee and manage compliance...

We are looking for an experienced Compliance Operations Director to lead our regulatory operations team. As a key member of the Athari team, you will ensure that all regulatory submissions and policies are in compliance with applicable requirements.Key ResponsibilitiesLead the Regulatory Compliance Operations unit and their management of regulatory...

As a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...

Company Overview: CLEAR - Corporate is a leading provider of identity solutions, with a mission to create frictionless experiences that make every day feel like magic. With over 25 million members and hundreds of partners worldwide, we're transforming the way people live, work, and travel.Salary: The base salary range for this role is $300,000 - $330,000 per...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

VetJobs is seeking a highly skilled Regulatory Compliance Specialist to join our team.OverviewThe Regulatory Compliance Specialist will work closely with various business units to ensure adherence to compliance management processes, including documentation, training, reporting, and follow-up. This role will support the Department Manager in Regulatory Intake...

We are looking for a highly skilled Compliance Manager to join our team at Brex. In this role, you will be responsible for ensuring compliance with regulatory requirements and internal policies. With 5+ years of experience in compliance management, preferably in financial services, you will develop and enhance the organization's compliance program to align...

At MetroPlus Health Plan, we're committed to empowering New Yorkers by uniting communities through care. We believe that health care is a right, not a privilege.MetroPlusHealth provides the highest quality healthcare services to residents of Bronx, Brooklyn, Manhattan, Queens and Staten Island through a comprehensive list of products. As a wholly-owned...

Job TitleRegulatory Compliance Specialist - Sanctions ProgramJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our sanctions program team. As a key member of our compliance department, you will play a critical role in supporting sanctions programs, conducting reviews, and ensuring regulatory excellence.Key Responsibilities...