Regulatory Compliance Lead
3 days ago
Athari seeks a seasoned Regulatory Compliance Lead to oversee regulatory approval, submission, and policy processes. This critical role ensures compliance with applicable requirements for all lines of business. Estimated salary: $125,000 - $170,000.
Responsibilities- Contribute to the annual risk assessment, collaborating with Compliance teams, to identify areas with potential compliance issues.
- Oversee the Regulatory Compliance Operations unit and manage regulatory submissions and policies.
- Prepare materials for compliance committees, including the Compliance Committee and Audit and Compliance Committee of the Board of Directors.
- Serve as the regulatory expert to ensure marketing practices align with guidelines.
- Liaise with regulators regarding Plan submissions, including complex questions and advisory comments.
- Propose creative, effective, and compliant strategies to meet business objectives and minimize regulatory risk.
- Provide regulatory consultation on marketing strategy and promotional programs.
- Maintain current awareness of evolving regulations and interpretations.
This role requires a Bachelor's Degree, 5+ years of managed care compliance experience, and 2-3 years of staff management experience.
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Regulatory Compliance Project Lead
3 days ago
New York, New York, United States Sia Partners Full timeSia Partners is a leading management consulting firm that specializes in risk management and regulatory compliance. We are seeking a talented Regulatory Compliance Project Lead to join our team and support our clients in achieving their goals.The successful candidate will have a strong background in project management and a deep understanding of regulatory...
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Regulatory Compliance Project Lead
4 weeks ago
New York, New York, United States Crédit Agricole CIB Full timeJob Title:Regulatory Compliance Project Lead Company Overview:Crédit Agricole CIB, a leading financial institution, seeks a skilled Regulatory Compliance Project Lead to join our team in this exciting role. Estimated Salary:$120,000 - $180,000 per year Job Description:Project Management Responsibilities:Assists with defining program controls, processes,...
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Regulatory Compliance Manager
1 week ago
New York, New York, United States IQ-EQ Full timeAbout the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...
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Regulatory Compliance Manager
1 week ago
New York, New York, United States DriveWealth Full timeAs a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...
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Regulatory Compliance Expert
4 days ago
New York, New York, United States Crdit Agricole CIB Full timeJob OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...
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Regulatory Compliance Project Lead
2 weeks ago
New York, New York, United States Crédit Agricole CIB Full timeJob OverviewThe Compliance Regulatory and Assurance (CPL RA) team at Crédit Agricole CIB is a specialized unit within the CACIB Compliance Function, reporting directly to the Chief Compliance Officer. The CPL RA team provides strategic management of regulatory activities, focusing on supervisory reviews, examinations, and continuous monitoring.Key...
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Regulatory Compliance Manager
3 days ago
New York, New York, United States Top Tier Reps LLC Full timeRegulatory Compliance Manager Job Description">We are seeking an experienced Regulatory Compliance Manager to join our team at Top Tier Reps LLC. As a Regulatory Compliance Manager, you will play a key role in ensuring compliance with environmental regulations and laws.">This is a unique opportunity for an individual to work closely with our environmental...
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Regulatory Compliance Coordinator
2 weeks ago
New York, New York, United States MetroPlus Health Plan Full timeYour Role in Healthcare">In this role, you will be responsible for leading the regulatory implementations for NY State-Sponsored Programs and CMS Medicare lines of business.You will manage the full project cycle of implementations from beginning to end, analyzing complex product benefit configuration and rate implementation projects and building a range of...
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Compliance and Regulatory Expert
1 week ago
New York, New York, United States Michael Page Full timeJob SummaryWe are seeking an experienced Senior VP Project Management to lead our compliance function. The ideal candidate will have a strong background in securities compliance, operations, finance, and regulatory reporting.$120,000 - $180,000 per annum
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Head of Regulatory Compliance
1 week ago
New York, New York, United States Tik Tok Full timeAbout the PositionWe are seeking an experienced professional to join our team as the Head of Regulatory Compliance for TikTok. This critical role will require collaboration with cross-functional teams to ensure a consistent and effective approach across jurisdictions.ResponsibilitiesDevelop and implement effective incident response strategies, ensuring...
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Regulatory Compliance Manager
4 weeks ago
New York, New York, United States LevelUP HCS Full timeAt LevelUP HCS, we are seeking an experienced Regulatory Compliance Manager to join our team. This is a challenging role that requires strong leadership and technical skills.The estimated salary for this position is around $120,000 - $180,000 per year, depending on experience and qualifications.About the RoleWe are looking for a highly skilled professional...
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New York, New York, United States Crédit Agricole CIB Full timeAbout the RoleWe are seeking an experienced Regulatory Change Management Lead to join our Corporate Compliance team at Crédit Agricole CIB. This role will be responsible for overseeing the implementation and maintenance of our regulatory change management program, ensuring that we remain compliant with all relevant laws and regulations.
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Regulatory Compliance Specialist
1 week ago
New York, New York, United States Sia Partners Full timeCompany OverviewSia Partners is a cutting-edge management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to our clients.We have a global footprint with over 3,000 consultants across 19 countries, generating USD 420 million in turnover for the current fiscal year. Our expertise spans more than 30 sectors and...
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New York, New York, United States CLEAR - Corporate Full timeAbout Us: CLEAR - Corporate is a leading provider of identity solutions, with a mission to create frictionless experiences that make every day feel like magic. With over 25 million members and hundreds of partners worldwide, we're transforming the way people live, work, and travel.The Role: We're seeking a seasoned professional to join our team as Chief...
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Regulatory Compliance Specialist
2 weeks ago
New York, New York, United States City of New York Full timeJob Title:Regulatory Compliance SpecialistAbout the Role:We are seeking an experienced Regulatory Compliance Specialist to join our team at the City of New York. As a key member of our Regulatory Compliance Unit, you will play a critical role in ensuring that our facilities comply with statutory, regulatory, and contractual obligations.The ideal candidate...
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Regulatory Compliance Specialist
3 days ago
New York, New York, United States Wedbush Securities Full timeJob Title: Regulatory Compliance SpecialistAbout Us: Wedbush Securities is a leading investment bank offering innovative financial solutions. We are currently seeking an experienced professional to oversee controls and protect confidential information.Responsibilities:- Analyze data and identify risk indicators using business intelligence tools- Implement...
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Regulatory Compliance Specialist
2 weeks ago
New York, New York, United States Quantexa Full timeUnlock Your Career Potential at QuantexaWe are seeking an exceptional Regulatory Compliance Specialist to join our team. This is a unique opportunity to work with a leading data analytics company, driving growth and innovation while ensuring regulatory compliance.About the Role:Align Quantexa's practices with global regulatory standards, including NIST, CMMC...
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Compliance Manager
4 days ago
New York, New York, United States Brex Full timeBrex is a leading AI-powered spend platform that empowers companies to spend with confidence. As our Compliance Manager, you will play a critical role in ensuring compliance with regulatory requirements and internal policies.Job SummaryThis role involves managing compliance activities related to core compliance program processes and frameworks, ensuring Brex...
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Regulatory Compliance Expert
4 days ago
New York, New York, United States Macquarie Full timeWe are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...
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Regulatory Compliance Specialist
4 weeks ago
New York, New York, United States VetJobs Full timeVetJobs is seeking a highly skilled Regulatory Compliance Specialist to join our team.OverviewThe Regulatory Compliance Specialist will work closely with various business units to ensure adherence to compliance management processes, including documentation, training, reporting, and follow-up. This role will support the Department Manager in Regulatory Intake...