Compliance Associate for Fixed Income Portfolios

7 days ago


Los Angeles, California, United States Capital Group Full time
About the Role

We are seeking a highly skilled Compliance Associate to join our Fixed Income team at Capital Group. As a Compliance Associate, you will play a critical role in ensuring the compliance of our fixed income activities with internal and external guidelines.

Key Responsibilities
  • Monitor order and trade activities to ensure compliance with internal and external guideline limits.
  • Work closely with Portfolio Managers, Traders, Legal & Compliance, Investment Technology Group, and Investment Operations teams to resolve any compliance issues.
  • Collaborate with cross-functional teams to implement compliance processes and procedures.
  • Develop and maintain knowledge of regulatory requirements and industry best practices.
  • Provide guidance and support to colleagues on compliance matters.
Requirements
  • Bachelor's degree in finance, accounting, economics, business, or a relevant field of study.
  • Experience in financial services, knowledge of compliance, fixed income instruments and investment vehicles, markets, and the investment process.
  • Proficient in Microsoft Office with the ability to learn various related systems.
  • Effective communication and interpersonal skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.
  • Highly detail-oriented with demonstrated accuracy in a deadline-driven environment.
What We Offer

Capital Group offers a highly competitive base salary and a comprehensive benefits package, including an individual annual performance bonus, a profitability bonus, and a retirement plan with a 15% company contribution.



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