SEC Compliance Consultant

2 weeks ago


Houston, Texas, United States E78 Full time
Key Responsibilities
  • SEC Reporting: Manage and oversee all SEC-related reporting obligations, including Forms 10-K, 10-Q, S-1, S-3, and S-4.
  • SOX Compliance: Ensure adherence to Sarbanes-Oxley regulations through effective risk assessment and internal audit processes.
  • FASB Analysis: Conduct thorough analysis and implementation of FASB pronouncements.
  • Post-Merger Integration: Facilitate accounting integration following mergers and acquisitions.
  • Reporting Package Development: Create and refine comprehensive reporting packages.
  • Financial Audit Coordination: Plan and coordinate financial audits to ensure compliance and accuracy.
  • Consolidated Financial Statements: Prepare consolidated financial statements in accordance with applicable standards.
  • Internal Control Documentation: Develop, review, and document internal control policies and procedures.

If you are interested in exploring opportunities as a consulting resource for E78 Partners, please consider submitting your resume for further discussion.



  • Houston, Texas, United States Taylor Root Full time

    Join Our Team as a Compliance AnalystWe are looking for talented individuals with a background in compliance analysis to enhance our team at Taylor Root.Key Qualifications:Experience in compliance within an SEC-registered investment advisory firm or as a compliance consultantFamiliarity with Code of EthicsKnowledge of employee compliance protocolsAbility to...


  • Houston, Texas, United States Westlake Chemical Corporation Full time

    Job SummaryWe are seeking a highly skilled Financial Reporting Accountant to join our team at Westlake Chemical Corporation. As a key member of our financial reporting team, you will be responsible for ensuring the accuracy and completeness of our SEC and regulatory financial reports.Key ResponsibilitiesAssist in the preparation of financial reports,...


  • Houston, Texas, United States Direct Staffing Inc Full time

    Position OverviewThe Senior Tax Analyst plays a critical role in ensuring adherence to tax regulations and accounting standards. This position involves a variety of responsibilities related to tax compliance and reporting.Key ResponsibilitiesTax Accounting Calculations: Support the preparation of tax accounting calculations necessary for compliance with...


  • Houston, Texas, United States Stephens Full time

    Job SummaryWe are seeking a highly experienced Senior Legal Counsel to join our team at Stephens. As a key member of our compliance and legal department, you will be responsible for providing expert legal advice and guidance to our internal clients on a range of complex issues.Key ResponsibilitiesProvide Legal Guidance: Educate and advise internal clients on...


  • Houston, Texas, United States Weaver Full time

    The Weaver Experience Weaver is a comprehensive national accounting, advisory, and consulting firm that offers diverse opportunities for professionals across various fields. We are committed to infusing a human touch into the accounting sector, fostering a workplace culture that values diversity, collaboration, and entrepreneurship. Our leadership genuinely...


  • Houston, Texas, United States Quantix Full time

    Position OverviewThe Environmental Compliance Consultant plays a crucial role in assisting clients with the evaluation, classification, and transportation of various waste materials. This position requires a keen understanding of environmental regulations and the ability to navigate complex waste disposal processes.Key ResponsibilitiesClient Support: Aid...


  • Houston, Texas, United States Avalon Legal Search Full time

    Job SummaryAvalon Legal Search is seeking a highly experienced General Counsel and Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for managing and overseeing all legal functions associated with our company and its affiliates, as well as managing our firm's compliance requirements as an SEC...

  • Chief Legal Officer

    1 week ago


    Houston, Texas, United States Avalon Legal Search Full time

    Job SummaryAvalon Legal Search is seeking a highly experienced General Counsel and Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for managing and overseeing all legal functions associated with our company and its affiliates, as well as managing our firm's compliance requirements as an SEC...


  • Houston, Texas, United States OneSource Professional Search Full time

    Position OverviewOneSource Professional Search is collaborating with a prominent oil and gas operating firm to identify a highly experienced Reservoir Engineering Consultant. This role is pivotal in strategically and efficiently advancing their extensive offshore Gulf of Mexico deepwater assets.Key ResponsibilitiesThe selected candidate will serve as a...


  • Houston, Texas, United States Fort Point LLC Full time

    TELECOMMUNICATIONS PERMITTING COORDINATORKey Competencies Required:• Proficient understanding of zoning and permitting procedures; experience in telecommunications and tower operations is advantageous.• Familiarity with 6409 and Eligible Facility Request (EFR) timelines.• Team collaboration skills.• Excellent communication abilities.• Capacity to...


  • Houston, Texas, United States Liberty Search Group Full time

    Job SummaryThe Financial Reporting Manager will oversee the Financial Reporting team in support of internal and external reporting processes. This position plays a key role in various accounting and reporting processes ultimately supporting the Corporate Controller and other senior finance leaders. The Financial Reporting team is responsible for various...


  • Houston, Texas, United States Crowe Full time

    About the Role:Crowe is seeking a highly skilled Consumer Compliance Senior Consultant to join our Financial Services Consulting practice. As a key member of our team, you will assist our clients in transforming their governance, embedding risk in their decision-making, and maintaining efficient compliance.Key Responsibilities:Lead fieldwork for regulatory...


  • Houston, Texas, United States OneSource Professional Search Full time

    Position OverviewOneSource Professional Search is collaborating with a prominent oil and gas operating firm to identify a Senior Reservoir Engineering Consultant with extensive experience in offshore operations. This role is pivotal in guiding the development of a substantial deepwater portfolio in the Gulf of Mexico.Key ResponsibilitiesThe selected...


  • Houston, Texas, United States Weaver Full time

    About WeaverWeaver is a leading professional services firm specializing in accounting, advisory, and consulting solutions. We are dedicated to fostering a collaborative and inclusive workplace culture. Our core values empower our employees to provide outstanding service and achieve their full potential. At Weaver, we prioritize the well-being and...


  • Houston, Texas, United States FORVIS Full time

    Position: Tax Compliance SpecialistFORVIS is on the lookout for a Tax Compliance Specialist to become a vital member of our Next Evolution of Accounting Resourcefulness (NEAR) team. This team is dedicated to delivering centralized services across our assurance, tax, and advisory sectors. In this role, you will be instrumental in enhancing the tax compliance...


  • Houston, Texas, United States Weaver Full time

    About WeaverWeaver is a full-service national accounting, advisory, and consulting firm that seeks to bring a human element to the world of accounting. Our goal is to create a diverse, collaborative, and entrepreneurial workplace culture where our employees can thrive.At the foundation of our commitment to our people are our core values, which empower us to...


  • Houston, Texas, United States Houston Methodist Academic Institute Full time

    Position OverviewAt Houston Methodist Academic Institute, the Research Compliance Analyst role is pivotal in delivering regulatory adherence support and educational resources to the research community across various Responsible Conduct of Research (RCR) domains. Key areas of focus include:• Conflict of Interest• Data Management and Sharing• Research...


  • Houston, Texas, United States ARCXIS Full time

    Position OverviewAs a key member of our Energy Certifications team, the Sustainability Compliance Specialist will play an essential role in ensuring adherence to regulatory standards. This position involves the meticulous management of documentation processes, ensuring that our operations align with industry benchmarks.Company Background:ARCXIS, based in...


  • Houston, Texas, United States Jobot Full time

    About the Role:Join a dynamic team at a leading multinational organization that specializes in energy and commodity trading. We are seeking a Tax Compliance Specialist who will play a pivotal role in our tax department, contributing to both compliance and strategic tax planning.Why Work With Us?Our Tax team is made up of exceptional professionals who...


  • Houston, Texas, United States ERM Full time

    Job Summary:ERM is seeking an experienced Air Compliance Manager to join our team. As a key member of our compliance team, you will be responsible for ensuring our clients' facilities comply with air quality regulations and permits.Responsibilities:Support air quality compliance assurance and permitting programs, including NSPS and MACT NESHAP compliance...