Regulatory Controllers

Job Title: Regulatory Controllers - Asset & Wealth ManagementThe Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded...

About the RoleWe are seeking an experienced Regulatory Reporting Expert to join our team at BrickRed Systems. As a key member of our team, you will be responsible for driving critical projects and ensuring compliance with global regulatory standards.Key ResponsibilitiesRegulatory Reporting Solutions: Lead the development and implementation of regulatory...

OverviewBrickred Systems is seeking an experienced Axiom Developer to drive critical projects and ensure compliance with global regulatory standards in the banking and finance domain.Key ResponsibilitiesLead the development and implementation of regulatory reporting solutions for US/APAC/EMEA regulators.Design and deploy Axiom Controller View objects such as...

Job Title: Regulatory Reporting Vice PresidentSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Vice President, you will play a critical role in ensuring the accuracy and timeliness of our regulatory reports.Key Responsibilities:Oversee the preparation and review of...

Position Overview What is the role? The Regulatory Compliance team at RBC Capital Markets, LLC is dedicated to ensuring precise and timely reporting to regulatory bodies, including exchanges and self-regulatory organizations. This position emphasizes operational execution and strategic planning within the regulatory domain. Key responsibilities encompass...

About the Role:Taurus Search is seeking a highly skilled VP, Regulatory Reporting professional to join our client's growing Regulatory Reporting team.The successful candidate will be responsible for the preparation, review, and submission of various regulatory reports, including the FRY-9C, FFIEC009, FRY 11, and TIC reports. This will involve performing...

Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist, you will play a critical role in ensuring the accuracy and compliance of our regulatory reports.Responsibilities:Partner with the Regulatory Reporting Analysis team to...

Job Title: Regulatory Reporting SpecialistSumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team. As a key member of our Regulatory Reporting Analysis Department, you will be responsible for assisting with the automation efforts across all regulatory reports.Responsibilities:Partner...

Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide, SMBC...

Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 80,000 employees worldwide,...

{"Role Description": "At SMBC, we are seeking a highly motivated and detail-oriented professional to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation of regulatory reports and ensuring the integrity of our data. Responsibilities Partner with Regulatory Reporting...

Job SummaryWe are seeking an experienced Security GRC Specialist - Regulatory Lead to join our team at Societe Generale. The successful candidate will be responsible for managing the regional cyber regulatory compliance program, including assessing requirements, communicating with internal stakeholders, and ensuring required controls are in place.Key...

Job SummaryWe are seeking a highly skilled Regulatory Services Associate to join our team at RBC Capital Markets, LLC. As a key member of our compliance team, you will be responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations, and the SEC.Key ResponsibilitiesDay-to-day operational execution of...

Job DescriptionAt RBC Capital Markets, LLC, we are seeking a highly skilled Regulatory Services Associate to join our team. This role is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations, and the SEC.Key Responsibilities:Knowledgeable on day-to-day reporting activities and ensures all...

Regulatory Reporting Specialist ViceAt Sumitomo Mitsui Banking Corp, we are seeking a highly motivated and detail-oriented Regulatory Reporting Specialist Vice to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory...

Job Title: Regulatory Reporting Specialist ViceSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist Vice, you will play a critical role in supporting the automation of regulatory reports across various jurisdictions.Key Responsibilities:Partner with the...

Regulatory Reporting Specialist ViceSMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Regulatory Reporting Specialist Vice, you will be part of the Regulatory Reporting Analysis Department,...

Regulatory Reporting Specialist ViceSMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Regulatory Reporting Specialist Vice, you will be part of the Regulatory Reporting Analysis Department,...

Job SummaryWe are seeking a highly skilled Compliance Business Control Sr Officer to join our team. As a key member of our Surveillance Intelligence Unit, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.ResponsibilitiesDevelop...

Job SummaryWe are seeking a highly skilled Regulatory Reporting Change Management Specialist to join our team at SMBC. As a key member of our Data and Technology Departments, you will play a critical role in our Regulatory Reporting Transformation program.Key ResponsibilitiesLead data sourcing activities to support regulatory reporting automation within FAD...