Regulatory Reporting Specialist

1 day ago

Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time
Regulatory Reporting Specialist

SMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide, SMBC Group has a significant global footprint.

Key Responsibilities
  • Partner with the Regulatory Reporting Analysis team to understand current reporting procedures and manual processes performed to file regulatory reports.
  • Gain a deep understanding of SMBC Group's products and services, as well as the ways in which our organization reports these balances across various subledger systems.
  • Identify and address existing data quality issues, collaborating with supporting teams to develop solutions.
  • Interact with group companies and data providers to ensure data integrity, reconcile differences, and perform regulatory calculations.
  • Draft reporting requirements for various regulatory reports, sharing these with IT partners to automate regulatory processes.
  • Perform preliminary end-user testing on automation enhancements to ensure results align with expectations.
  • Prepare and submit regulatory reports as necessary.
  • Support and participate in regulatory reporting examinations, internal and external audits.
Requirements
  • Bachelor's degree in Accounting or Finance.
  • CPA or CFA certification is a significant plus.
  • Minimum of 3 years of experience in change management or a business analysis role.
  • Minimum of 3 years of experience in bank regulatory reporting.
  • Experience working with large datasets is a plus.
  • Strong work ethic and highly motivated individual with an outstanding record of professional achievement.
  • Strong knowledge of financial products, including derivatives, repo, securities, loans, and leases.
  • Team-oriented, proactive in raising concerns, and able to escalate problems as needed.
  • Strong analytical skills.
  • Excel skill set using PivotTables, building formulas, cell formatting, managing large datasets with IF, SUM, VLOOKUP functions, and building charts and graphs.
  • Knowledge of internal control frameworks.
  • Proficiency in Axiom, Alteryx, or Power BI is preferred.
Additional Requirements

SMBC Group is committed to fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

SMBC Group offers a competitive portfolio of benefits to its employees, including a hybrid workforce model that provides employees with the opportunity to work from home and from an SMBC office. Prospective candidates will learn more about their specific hybrid work schedule during the interview process.

SMBC Group is an equal employment opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status, or any other characteristic protected by law.

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