Regulatory Reporting Specialist Vice

1 day ago

Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time
Regulatory Reporting Specialist Vice

SMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Regulatory Reporting Specialist Vice, you will be part of the Regulatory Reporting Analysis Department, partnering with team members and business stakeholders to automate regulatory reports.

Key Responsibilities
  • Collaborate with the Regulatory Reporting Analysis team to understand current reporting procedures and manual processes for filing regulatory reports (FR Y-9C, FR Y-11, FR Y-15, FFIEC 009, FFIEC 002).
  • Gain knowledge of SMBCAH products and services, as well as the ways in which our organization reports these balances across various subledger systems.
  • Identify and address existing data quality issues, working with supporting teams to resolve data gaps.
  • Interact with group companies/data providers to ensure data integrity, reconcile differences, and perform regulatory calculations.
  • Draft reporting requirements for various regulatory reports, sharing them with IT partners to automate regulatory processes.
  • Perform preliminary end-user testing on automation enhancements to ensure results align with expectations.
  • Prepare and submit regulatory reports as needed.
  • Support/participate in regulatory reporting examinations, internal and external audits.
  • Develop and maintain effective partnerships with stakeholders on regulatory-related issues to support BHC, Branch, and CUSO level regulatory reports enhancement projects.
Requirements and Qualifications
  • Bachelor's Degree in Accounting or Finance.
  • CPA or CFA is a major plus.
  • Minimum of years of knowledge and experience in change management/in a business analysis role.
  • Minimum of years of knowledge and experience in bank regulatory reporting.
  • Experience with working with large datasets is a plus.
  • Strong work ethic and highly motivated individual with outstanding record of professional achievement.
  • Strong knowledge of financial products such as derivatives, repo, securities, loans, and leases.
  • Team-oriented, ability to be proactive in raising concerns, and escalate problems as needed.
  • Strong analytical skills.
  • Excel skill set using PivotTables, building formulas, cell formatting, managing large datasets with IF, SUM, VLOOKUP functions, and building charts and graphs.
  • Knowledge of internal control frameworks.
  • Proficiency in Axiom, Alteryx, or Power BI is preferred.
Additional Requirements

SMBC is committed to fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.

We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status, or any other characteristic protected by law. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know.

  • Regulatory Reporting Specialist Vice

    2 weeks ago

    Jersey City, New Jersey, United States SMBC Full time

    Job Title: Regulatory Reporting Specialist ViceSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist Vice, you will play a critical role in supporting the automation of regulatory reports across various subledger systems.Responsibilities:Partner with the...

  • Regulatory Reporting Specialist Vice

    1 week ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting Specialist ViceAt Sumitomo Mitsui Banking Corp, we are seeking a highly motivated and detail-oriented Regulatory Reporting Specialist Vice to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory...

  • Regulatory Reporting Specialist Vice

    9 hours ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Job Title: Regulatory Reporting Specialist ViceSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist Vice, you will play a critical role in supporting the automation of regulatory reports across various jurisdictions.Key Responsibilities:Partner with the...

  • Regulatory Reporting Specialist Vice

    3 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting Specialist ViceSMBC Group is a top-tier global financial group with a 400-year history, offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries. As a Regulatory Reporting Specialist Vice, you will be part of the Regulatory Reporting Analysis Department,...

  • Regulatory Reporting Specialist Vice President

    3 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    About the RoleSumitomo Mitsui Financial Group, Inc. is seeking a highly motivated and detail-oriented professional to join our Regulatory Reporting Analysis Department as a Regulatory Reporting Specialist Vice President. As a key member of our team, you will play a critical role in assisting with the automation efforts across all regulatory reports.Key...

  • Regulatory Reporting Specialist

    1 week ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Regulatory Reporting Specialist, you will play a critical role in ensuring the accuracy and compliance of our regulatory reports.Responsibilities:Partner with the Regulatory Reporting Analysis team to...

  • Regulatory Reporting Specialist

    5 days ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Regulatory Reporting SpecialistSumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team. As a key member of our Regulatory Reporting Analysis Department, you will be responsible for assisting with the automation efforts across all regulatory reports.Responsibilities:Partner...

  • Regulatory Reporting Specialist

    2 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide, SMBC...

  • Regulatory Reporting Specialist

    3 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job SummarySumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will be responsible for partnering with business stakeholders to automate regulatory reporting processes, ensuring data quality, and...

  • Regulatory Reporting Specialist

    2 weeks ago

    Jersey City, New Jersey, United States SMBC Full time

    {"Role Description": "At SMBC, we are seeking a highly motivated and detail-oriented professional to join our Regulatory Reporting Analysis Department. As a key member of our team, you will play a critical role in assisting with the automation of regulatory reports and ensuring the integrity of our data. Responsibilities Partner with Regulatory Reporting...

  • Regulatory Reporting Specialist

    4 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job SummarySumitomo Mitsui Banking Corp. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will be responsible for partnering with business stakeholders to automate regulatory reporting processes, ensuring data quality, and...

  • Regulatory Reporting Specialist

    2 weeks ago

    Jersey City, New Jersey, United States BrickRed Systems Full time

    OverviewBrickred Systems is seeking an experienced Axiom Developer to drive critical projects and ensure compliance with global regulatory standards in the banking and finance domain.Key ResponsibilitiesLead the development and implementation of regulatory reporting solutions for US/APAC/EMEA regulators.Design and deploy Axiom Controller View objects such as...

  • Regulatory Reporting Analyst

    1 day ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Regulatory Reporting SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 80,000 employees worldwide,...

  • Regulatory Reporting Specialist

    3 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    About the RoleSumitomo Mitsui Financial Group, Inc. is seeking a highly motivated and detail-oriented Regulatory Reporting Specialist to join our team in the Regulatory Reporting Analysis Department. As a key member of our team, you will play a crucial role in assisting with the automation efforts across all regulatory reports.Key ResponsibilitiesPartner...

  • VP, Regulatory Reporting Specialist

    2 weeks ago

    Jersey City, New Jersey, United States Taurus Search Full time

    About the Role:Taurus Search is seeking a highly skilled VP, Regulatory Reporting professional to join our client's growing Regulatory Reporting team.The successful candidate will be responsible for the preparation, review, and submission of various regulatory reports, including the FRY-9C, FFIEC009, FRY 11, and TIC reports. This will involve performing...

  • Regulatory Reporting Specialist

    2 weeks ago

    Jersey City, New Jersey, United States Apex Fintech Solutions Full time

    About This RoleThe Regulatory Reporting Analyst on the Apex Finance team is responsible for handling regulatory reporting functions for the firm. This role interacts with several APEX teams, including Billing, Accounting, Treasury, Client Service, Operations, Compliance, and Technology. The analyst must be a critical thinker, analytical, energetic, and...

  • Head of Regulatory Reporting

    2 weeks ago

    Jersey City, New Jersey, United States Madison-Davis, LLC Full time

    Head of Swap Dealer Regulatory ReportingMadison-Davis, LLC is seeking a seasoned professional to lead our Swap Dealer Regulatory Reporting team. As a key member of our finance department, you will be responsible for ensuring compliance with all swap dealer financial regulatory requirements, including those set by the CFTC and NFA.Key Responsibilities:Oversee...

  • Regulatory Reporting Expert

    3 weeks ago

    Jersey City, New Jersey, United States BrickRed Systems Full time

    About the RoleWe are seeking an experienced Regulatory Reporting Expert to join our team at BrickRed Systems. As a key member of our team, you will be responsible for driving critical projects and ensuring compliance with global regulatory standards.Key ResponsibilitiesRegulatory Reporting Solutions: Lead the development and implementation of regulatory...

  • Regulatory Policy Specialist

    7 days ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Regulatory Policy SpecialistSumitomo Mitsui Banking Corp is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Regulatory Policy Specialist to join our team in New York.Responsibilities:Rule Interpretation: Provide expert advice to stakeholders on regulatory policies,...

  • Regulatory Policy Specialist

    6 days ago

    Jersey City, New Jersey, United States SMBC Full time

    Job Title: Regulatory Policy SpecialistSMBC Group is a leading global financial institution with a rich history spanning over 400 years. As a top-tier bank, we offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence extends to nearly 40 countries, with over 130 offices and...