Head of Enterprise Risk Management

2 weeks ago

Lake Mary, Florida, United States Finastra Full time

Company Overview

Position Overview


Finastra is seeking a seasoned professional for the role of Director, Enterprise Risk. This pivotal position will oversee all facets of Risk Management, Regulatory Compliance, and Internal Audit for the various Finastra Business Units (BU).

The incumbent will report directly to the VP of Enterprise Risk Management and will serve as a strategic ally to Finastra's business operations, offering expert guidance on risk and compliance issues.

This role necessitates collaboration with stakeholders across Finastra, including departments such as IT, Information Security, Enterprise Risk Management, Compliance, and Audit, as well as with teams within the Finastra Business Units.

The Director will hold complete accountability for risk identification and mitigation within the BU and will cultivate and maintain essential relationships with external regulatory entities.


As a rapidly expanding private equity-owned organization, Finastra has grown through both organic development and acquisitions. This swift growth underscores the need for robust risk management practices that are strategic and execution-focused.

The successful candidate will possess extensive experience and expertise in Risk, Compliance, and Audit functions.


Key Responsibilities

  • Formulate and execute a comprehensive, long-term risk management strategy and plan for the Business.
  • Identify, assess, and communicate BU risks, practices, and progress to senior leadership and governance committees.
  • Provide expert knowledge on risk management standards and best practices to fulfill Finastra's regulatory and compliance requirements.
  • Design and implement frameworks, standards, and processes to ensure compliance with relevant laws, regulations, and contractual obligations.
  • Collaborate with senior leaders within the BU to evaluate and convey acceptable risk levels.
  • Promote a culture of risk awareness and proactive risk management practices.
  • Engage with Internal Audit, Compliance, Cybersecurity, IT, and BU colleagues, as well as external stakeholders, including auditors and regulators.
  • Monitor industry trends and external factors for emerging risks and advise stakeholders on appropriate responses.
  • Conduct risk assessments to ensure compliance with policies, standards, and regulatory requirements.
  • Validate exceptions by quantifying risks, investigating root causes, and collaborating with owners to create action plans.
  • Provide ongoing monitoring, tracking, and reporting of issues and remediation efforts to senior leadership and governance committees.

Required Knowledge, Skills, and Competencies

  • A minimum of 10 years of experience in Enterprise Risk Management, Information Security, Audit, Compliance, Business Resilience, or IT Governance.
  • Demonstrated experience in a financial institution, fintech, or risk advisory firm serving the financial services sector.
  • Familiarity with laws, regulations, guidelines, and frameworks relevant to the financial services industry.
  • Experience operating in a highly regulated environment and collaborating with compliance and audit functions.
  • Proficient in managing cybersecurity and IT risks and implementing effective strategies.
  • Adept at navigating a matrix organizational structure and working alongside functional colleagues and business stakeholders.
  • Exceptional organizational, presentation, project management, and communication skills.
  • Ability to build relationships with external stakeholders, including regulators and auditors.
  • Self-motivated with a commitment to developing risk practices that yield valuable results.
  • Innovative mindset with the capacity to explore new approaches for optimal outcomes.
  • Deep understanding of Finastra's business objectives and strong interdepartmental relationships.
  • Respected advisor who collaborates broadly to shape risk strategies and influence decision-making.

Qualifications

Essential Qualifications

  • Bachelor's Degree in business, computer science, finance, or a related field; graduate degree preferred.
  • Professional certifications such as CISSP, CISM, CISA, CIA, or CRISC.

Additional Information


Applicants for this position should be located in specific regions as required by the role.

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