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Market Compliance Specialist
2 months ago
Larson Maddox is seeking a highly skilled Market Compliance Associate to join its team. Reporting directly to the Head of Market Compliance, this individual will play a critical role in ensuring the company's compliance with regulatory requirements.
Key Responsibilities:
- Collaborate with senior market compliance analysts and advisors to identify and implement effective compliance monitoring systems.
- Develop and maintain comprehensive knowledge of regulatory requirements and industry best practices.
- Support the development and implementation of long-term strategies to ensure trade compliance.
- Work closely with cross-functional teams to identify and mitigate compliance risks.
- Provide expert guidance on regulatory matters to ensure the company's compliance with all relevant laws and regulations.
Requirements:
- 3+ years of experience in market compliance or a related field.
- Bachelor's or Master's degree in a relevant field, such as law, finance, or business.
- Excellent analytical and problem-solving skills, with the ability to interpret complex regulatory requirements.
- Strong communication and interpersonal skills, with the ability to work effectively with senior stakeholders.
- Experience with Python is a plus.
