Commercial Trading Compliance Specialist

2 days ago


Houston, Texas, United States iSphere Innovation Partners, LLC Full time
Job Title: Commercial Trading Compliance Specialist - Gas and Power Markets

iSphere Innovation Partners, LLC is seeking an experienced Commercial Trading Compliance Specialist to support our clients' trading activities in the North American Physical Gas and Power markets.

Key Responsibilities:
  • Ensure compliance with relevant market rules, regulations, and internal policies
  • Stay up-to-date with changing regulatory requirements and exchange rules
  • Support clients' traders in trading North American Physical Gas and Power markets
  • Track relevant rules and regulations related to gas & power commodity derivative trading activity
  • Conduct risk-based trade surveillance of gas and power commodity derivative trading
  • Evaluate daily futures and option positions to ensure compliance with regulated exchange position limits
  • Assist in increasing clients' trading personnel's awareness of relevant rules and regulations
  • Maintain and enhance internal monitoring reports
  • Support the GEC Ethics Department and Chief Compliance Officer in conducting internal investigations
  • Maintain compliance and regulatory knowledge of CFTC, FERC, and ISO rules for power, renewables, and gas markets
Requirements:
  • Minimum education qualification: Bachelor's degree
  • Three years or more years of experience supporting a Commercial Trading function
  • Knowledge of gas products, ISO/RTO power products, and commercial competence of traded products, markets, and strategies
  • Demonstrate knowledge of CFTC, FERC, and ISO rules for power, gas, and renewables markets
Preferred Experience:
  • Experience in using trade surveillance tools, such as Nasdaq Trade Surveillance ('NTS')
  • Familiarity with commodity trading systems, such as Energy Trading and Risk Management ('ETRM')
  • Strong knowledge of the U.S. commodities regulatory environment and applicable laws

iSphere Innovation Partners, LLC is an equal opportunity employer. We welcome applications from qualified candidates who are passionate about compliance and trading.



  • Houston, Texas, United States iSphere Innovation Partners, LLC Full time

    Job Title: Commercial Trading Compliance AnalystiSphere Innovation Partners, LLC is seeking an experienced Commercial Trading Compliance Analyst to support our clients' trading activities in the North American Physical Gas and Power markets.Key Responsibilities:Ensure compliance with relevant market rules, regulations, and internal policies.Stay up-to-date...


  • Houston, Texas, United States Airgas Full time

    Job Title: Trade Compliance SpecialistThe Trade Compliance Specialist will play a critical role in ensuring Airgas' compliance with U.S. laws and regulations governing export and import transactions, as well as U.S. Department of Transportation regulations. This position requires a minimum of 5+ years of experience in international trade compliance and...


  • Houston, Texas, United States Airgas Full time

    Job Title: Trade Compliance SpecialistThe Trade Compliance Specialist will play a critical role in ensuring Airgas' compliance with U.S. laws and regulations governing export and import transactions, as well as U.S. Department of Transportation regulations. This position requires a minimum of 5+ years of experience in international trade compliance and...


  • Houston, Texas, United States Texas Pipe & Supply Full time

    Job Title: Trade Compliance SpecialistTexas Pipe & Supply is seeking a highly skilled Trade Compliance Specialist to join our team. As a Trade Compliance Specialist, you will be responsible for ensuring the company's compliance with all relevant trade regulations and laws.Key Responsibilities:Manage the company's trade compliance program, ensuring all...


  • Houston, Texas, United States iSphere Innovation Partners, LLC Full time

    Commercial Trading Compliance Analyst Job DescriptioniSphere Innovation Partners, LLC is seeking an experienced Commercial Trading Compliance Analyst to support our clients' trading activities in the North American Physical Gas and Power markets.Key Responsibilities:Ensure compliance with relevant market rules and regulations.Monitor and analyze trading...


  • Houston, Texas, United States TEKsystems Full time

    Job Title: Commercial Trading Compliance Business Analyst IIWe are seeking a highly skilled Commercial Trading Compliance Business Analyst II to join our team at TEKsystems. As a key member of our organization, you will play a critical role in ensuring the compliance of our commercial trading activities.Key Responsibilities:Support commercial traders in...


  • Houston, Texas, United States Airgas Full time

    Job Title: Trade Compliance SpecialistThe Trade Compliance Specialist will play a critical role in ensuring Airgas' compliance with U.S. laws and regulations governing export and import transactions, as well as transportation regulations. This position requires a strong background in international trade compliance and transportation, with a minimum of 5+...


  • Houston, Texas, United States Wise Men Consultants Full time

    Job Title: Legal Trading Compliance SpecialistLocation: Houston, TX (100% onsite - Downtown)Duration: 6-12 months contract with High Possibility of extensionLocal candidates ONLY$40/Hr on W2Job OverviewThe Legal Trading Compliance Specialist will support the Compliance team in ensuring client marketing, trading, and supplier engagement activities are...


  • Houston, Texas, United States Airgas Full time

    Job Title: Trade Compliance and Transportation SpecialistAt Airgas, we are seeking a highly skilled Trade Compliance and Transportation Specialist to join our team. This role will play a critical part in ensuring our organization's compliance with U.S. laws and regulations governing export and import transactions, as well as ensuring compliance with US...


  • Houston, Texas, United States Primary Services Full time

    Primary Services: Trade Compliance AnalystWe are seeking a skilled Trade Compliance Analyst to join our team at Primary Services, a leading provider of energy trading solutions. As a Trade Compliance Analyst, you will play a critical role in ensuring the integrity of our trading operations and maintaining compliance with industry regulations.Key...


  • Houston, Texas, United States Aramco Services Company Full time

    Job Title: Trade Compliance ManagerJob Summary:Aramco Services Company is seeking a skilled Trade Compliance Manager to oversee our energy commodity surveillance operations. The successful candidate will be responsible for trade and communication surveillance, developing internal compliance reporting, providing compliance advice and assistance, implementing...


  • Houston, Texas, United States Burnett Specialists Full time

    Job OpportunityBurnett Specialists is seeking a dedicated Legal Trading Compliance Specialist to support our valued Fortune 500 Energy client. This contract role will start for 5 months and may extend.Position OverviewThe successful candidate will work closely with the Compliance team to ensure marketing, trading, and supplier engagement activities comply...


  • Houston, Texas, United States Sanhua International Full time

    Job DescriptionAn Import & Export Specialist plays a crucial role in ensuring the smooth and timely delivery of international shipments. They are responsible for coordinating with various stakeholders, including suppliers, customers, freight forwarders, customs brokers, and government agencies, to facilitate customs clearance procedures and resolve any...


  • Houston, Texas, United States OPTIMUS (TX) Full time

    Job Title: Renewables Trade Control ManagerOPTIMUS (TX) is seeking a highly skilled Renewables Trade Control Manager to join our team. As a key member of our organization, you will be responsible for managing the company's Energy Management activities to ensure adherence to trading policies, limits, and internal controls.Key Responsibilities:Manage daily...


  • Houston, Texas, United States Phillips Full time

    Phillips 66: A Leader in EnergyPhillips 66 is a Fortune 50 international energy company with over 140 years of experience in providing the energy that enables people to dream bigger and go farther, faster. We are committed to improving lives and are sustained by the backgrounds and experiences of our diverse teams.Job SummaryWe are seeking a highly skilled...


  • Houston, Texas, United States DRW Full time

    Trading Operations SpecialistDRW is a leading diversified trading firm with a rich history of innovation and excellence in the financial markets. We are seeking a highly skilled Trading Operations Specialist to join our Global Trading Operations team and provide dedicated support to our Energy trading desks.Key Responsibilities:Provide expert support for the...


  • Houston, Texas, United States DRW Full time

    Trading Operations SpecialistDRW is a leading trading firm that leverages sophisticated technology and exceptional talent to operate in global markets. We value autonomy, agility, and innovation, and operate using our own capital and trading at our own risk.Our Global Trading Operations team is seeking a skilled Trading Operations Specialist to provide...


  • Houston, Texas, United States Delek US Full time

    Job Title: Energy Trading AnalystDelek US Holdings, Inc. is a diversified downstream energy company with a strong presence in petroleum refining, logistics, and renewable fuels. We are seeking an experienced Energy Trading Analyst to join our team in Brentwood, Tennessee.Job SummaryThe Energy Trading Analyst will be responsible for supporting the trading...


  • Houston, Texas, United States STX Group Full time

    Job Title: Senior Sales Trader-Compliance CarbonAt STX Group, we are seeking a highly skilled Senior Sales Trader-Compliance Carbon to join our team. As a key member of our compliance carbon trading team, you will play a critical role in deepening relationships with compliance entities in the North American emissions trading systems.Key Responsibilities:Act...


  • Houston, Texas, United States Burnett Specialists Staffing & Recruiting Full time

    Job Title: Commercial Asset ManagerWe are seeking a highly skilled Commercial Asset Manager to join our team at Burnett Specialists Staffing & Recruiting. As a key member of our commercial operations team, you will be responsible for managing and optimizing power plant assets to ensure maximum profitability and return on investment.Key...