Legal Trading Compliance Specialist

2 days ago


Houston, Texas, United States Wise Men Consultants Full time
Job Title: Legal Trading Compliance Specialist

Location: Houston, TX (100% onsite - Downtown)

Duration: 6-12 months contract with High Possibility of extension

Local candidates ONLY

$40/Hr on W2

Job Overview

The Legal Trading Compliance Specialist will support the Compliance team in ensuring client marketing, trading, and supplier engagement activities are conducted in accordance with applicable Anti Bribery and Corruption (ABC) and Economic Sanctions regulations such as the Foreign and Corrupt Practices Act (FCPA), the UK Bribery Act (UKBA), US OFAC sanctions, and the EU Common Foreign and Security Policy (CSFP).

Key Responsibilities

  • Support the Compliance team in ensuring client marketing, trading, and supplier engagement activities are conducted in accordance with applicable ABC and Economic Sanctions regulations.
  • Develop and implement Know Your Counterparty (KYC) Supplier Onboarding and Due Diligence (DD) processes and related legislation.
  • Collaborate with cross-functional teams to ensure compliance with ABC and Economic Sanctions regulations.
  • Provide training and guidance to clients on ABC and Economic Sanctions regulations.
  • Stay up-to-date with changes in ABC and Economic Sanctions regulations and provide recommendations for updates to processes and procedures.

Requirements

  • 1-2 years experience in ABAC/KYC compliance preferred.
  • Experience in Supplier Onboarding/Due Diligence preferred.
  • Working knowledge of natural gas and LNG markets preferred.
  • Must demonstrate integrity, decisiveness, and good judgment under the pressure of tight delivery deadlines.
  • Ability to manage a diverse and demanding workload, work independently and as a member of a team.
  • Ability to identify solutions, recommend and implement process improvements.
  • Strong ambition to learn and ability to communicate with people of different professional backgrounds.
  • Excellent verbal and written communication skills are required.


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