Business Process Manager

3 days ago


Lone Tree Douglas County CO, United States Charles Schwab Full time

Job Summary

Charles Schwab is seeking a highly skilled Business Process Manager to join our team. As a key member of our Sarbanes-Oxley Compliance Office, you will be responsible for performing risk assessments, scoping, testing, and results reporting for the annual assessments of management's Internal Control over Financial Reporting (ICFR) for SOX and FDICIA, and for the annual assessment of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5.

Key Responsibilities

  • Conduct risk assessments and testing to identify and mitigate potential risks to Schwab's financial reporting and client assets.
  • Collaborate with the SCO's Information Technology and Integrated control teammates, management, Schwab's external auditor, and other Schwab testing programs to enhance Schwab's control environment.
  • Self-manage and lead the preparation and review of assigned assessment portions, including documenting high-quality work in accordance with team policies, standards, and procedures.
  • Partner with management to determine how to remediate identified issues and perform deficiency severity evaluations.
  • Provide education, coaching, and feedback to more junior team members and monitor their testing progress.

Requirements

  • Bachelor's degree in Accounting, Internal Audit, Information Systems, or Finance required.
  • Four or more years of related work experience in BP controls-based testing required with SOX and Big 4 public accounting experience preferred.
  • Active CPA license, CISA certification, or CIA certification required.

What We Offer

  • A competitive salary range of $87,800 - $195,200 per year.
  • A comprehensive benefits package, including 401(k) with company match, Employee stock purchase plan, paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions, paid parental leave and family building benefits, tuition reimbursement, health, dental, and vision insurance.

About Charles Schwab

At Charles Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you'll get the tools you need to make a positive difference in the finance industry.



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