Compliance Surveillance Analyst

Job Summary:The Surveillance Analyst will conduct detailed analysis and video review of table games to identify potential issues and deviations from theoretical win/loss. This role will also prepare detailed reports for the Bally's AC Finance Department and provide analysis of all casino department operations.Key Responsibilities:Conduct detailed analysis...

Job Summary:As a Surveillance Analyst at Bally's Corporation, you will be responsible for conducting detailed analysis and video review of table games. Your primary goal will be to prepare detailed reports for the Bally's AC Finance Department, highlighting deviations from theoretical win/loss. Additionally, you will provide analysis of all casino department...

Email Surveillance AnalystBizTek People, Inc. | APA International Placement Consultants is seeking a highly skilled Email Surveillance Analyst to join our team.Job SummaryWe are looking for a detail-oriented and analytical professional to review communications for content, appropriateness, and regulatory compliance. The ideal candidate will have a strong...

Job Title: AVP, Compliance Officer - Trade Surveillance ExpertJob Summary:We are seeking an experienced Compliance Surveillance Professional to join our team as an AVP, Compliance Officer - Trade Surveillance Expert. In this role, you will be responsible for leading our trade surveillance program, ensuring compliance with regulatory requirements, and driving...

Job Title: Compliance Risk AnalystAbout the Role:Oppenheimer & Co. Inc. is a leading middle-market investment bank and full service broker-dealer. We are seeking a Compliance Risk Analyst to support the daily functions of our Compliance department.Responsibilities:- Analyze current business processes and systems to identify areas for improvement- Monitor...

Job SummaryWe are seeking a highly skilled Compliance and Market Surveillance Vice President to join our team at The Goldman Sachs Group. As a key member of our Global Compliance Department, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key Responsibilities:Establish...

Job SummaryWe are seeking a highly skilled Compliance and Market Surveillance Vice President to join our team at Goldman Sachs. As a key member of our Global Compliance Department, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.As a Compliance and Market Surveillance Vice...

Job Title: Head of Compliance, Trade Surveillance and Communications, TDSJob Summary:The Head of Compliance, Trade Surveillance and Communications, TDS will lead a team of compliance professionals responsible for overseeing, reviewing and enhancing the surveillance program for market abuse and electronic communications for their respective regional lines of...

Job Description:We are seeking a highly skilled Java Developer/Engineer to join our Compliance, Surveillance & Supervision team. The successful candidate will play a key role in designing, implementing, and integrating tools and technologies that support our Compliance, Surveillance & Supervision area.Key Responsibilities:* Design and implement robust and...

Job Title: E-Communication Compliance AnalystThe successful candidate will be responsible for reviewing electronic communications to mitigate reputational and regulatory risk to the firm. The review process will focus on possible breaches of law, rules, and regulations governing the securities and banking industries, as well as internal firm policy.Key...

Larson Maddox is seeking a Trade Surveillance Officer to lead their trade monitoring and market surveillance in NYC. This role will report to senior leadership on the compliance team and work directly with traders and the front office on trade compliance and monitoring.Key Responsibilities:Develop and implement trade surveillance policies and...

We are seeking a highly skilled Compliance Officer to join our team at One Ten Associates in New York. This is a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is...

Job Summary: We are seeking a skilled Surveillance Quality Assurance Analyst to join our team at GENESYS Consulting Services, Inc. This role is responsible for conducting oversight, compliance audits, and chart reviews to ensure quality of care.Key Responsibilities:Conducting compliance audits and chart reviews to ensure adherence to state and federal...

About the OpportunityThe successful candidate will have prior e-communications monitoring experience in the financial services industry. They will work closely with the e-Communications Monitoring Manager and other Market Surveillance team members to develop an e-communications surveillance program, create lexicons, establish rules/parameters, monitor...

Job Description:TD Bank is seeking a highly skilled Senior Java Developer/Engineer to join our Compliance, Surveillance & Supervision Product Technology team. As a key member of our team, you will play a critical role in designing, implementing, and integrating tools and technologies that support our Compliance, Surveillance & Supervision area.Key...

About the RoleOKX is seeking a skilled Market Surveillance Specialist to join our Compliance team. As a key member of our team, you will be responsible for monitoring market surveillance activity and identifying potential market abuse.Key Responsibilities Monitor market surveillance activity using industry-leading tools and platforms Act as a subject matter...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at the City of New York. The successful candidate will be responsible for conducting professional organizational research to promote efficiencies for reaching compliance goals for all ORCAs compliance and audit initiatives.The ideal candidate will have a master's degree in a...

Our client, a leading investment bank, is seeking a skilled Market Surveillance Specialist to join their team. The ideal candidate will have a strong background in fixed income surveillance and advisory, with a comprehensive understanding of market structure, sales and trading best practices, and TRACE reporting.Key Responsibilities:Support the management of...

About the RoleAt OKX, we're committed to shaping a fairer, more transparent, and accessible society through blockchain technology. As a key member of our Compliance team, you'll play a vital role in ensuring our company's regulatory obligations are met.Key ResponsibilitiesMonitor market surveillance activity using industry-leading tools and platforms.Act as...

About the RoleThe Compliance Analyst will play a critical role in supporting Wellington Management's global private investments compliance program and its global investment platform and trading compliance program, focusing on information controls.This position will be responsible for enhancing the firm's information controls and monitoring relating to the...