Compliance Officer

At Social Capital Resources, we are seeking a seasoned Compliance Officer to support our Front Office in implementing and executing compliance initiatives, processes, and controls that manage compliance risks.Key responsibilities include:Maintaining business line and support function policies and procedures addressing compliance requirements, including...

Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Societe Generale. As a Compliance Officer, you will be responsible for providing advice and guidance on compliance matters to our business lines, ensuring that our activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...

Job Title: Compliance Officer - International Compliance SpecialistAbout Us: Glencore is a leading integrated producer and marketer of commodities that industries around the world need.Job Summary: We are seeking a Compliance Officer to implement the corporate compliance program in our relevant offices and operations in the region.Key...

Glencore, a leading global commodities producer and marketer, is seeking a highly skilled Compliance Officer to join its team.The ideal candidate will have a strong background in compliance, risk management, and corporate governance, with experience in implementing and maintaining effective compliance programs.Key responsibilities will include adapting...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TD Bank. As a Compliance Officer, you will be responsible for ensuring that our business practices and operations comply with relevant laws and regulations.Key Responsibilities:Execute the annual Compliance testing and monitoring planLead testing engagements, sometimes...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at Paths Management Services, LLC. As a Compliance Analyst, you will play a critical role in ensuring compliance with federal, state, and local regulations related to affordable housing.Key Responsibilities:Conduct on-site compliance reviews to ensure protocols are in...

Job DescriptionPaths Management Services, LLC is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our company's compliance protocols are in place and that our residents are certified and recertified in accordance with federal, state, and local agency requirements.Key...

Job OverviewPaths Management Services, LLC is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring compliance with federal, state, and local regulations, as well as maintaining accurate and up-to-date records.Key Responsibilities:Conduct on-site compliance reviews to ensure protocols...

Job SummaryThe Compliance Specialist will assist in achieving quality compliance with the requirements of the WSFSSH's external funders and regulators, thereby safeguarding WSFSSH's assets and income streams, and meeting WSFSSH's high standards for excellence in this sphere. The Compliance Specialist will interact extensively with both external stakeholders...

Job Title: Compliance SpecialistWest Side Federation for Senior and Supportive Housing is seeking a highly skilled Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the completion of regular...

Job Title: Compliance SpecialistJob SummaryESRA Management is seeking a highly organized and detail-oriented Compliance Specialist to join our team. The ideal candidate will be responsible for ensuring compliance with all applicable regulations and policies across our portfolio of buildings.Key ResponsibilitiesMonitor and audit Section 8 and LIHTC properties...

Job Title: AML Officer Services – Administrator/AssociateClient X is seeking a highly organized and detail-oriented individual to join the AML Officer Services team as an administrator/associate. The successful candidate will provide support to the AML Compliance Officer in the provision of AML Officer Services, ensuring compliance with Client X's...

Job Title: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team at Bryten Real Estate Partners. As a Compliance Specialist, you will be responsible for monitoring and documenting compliance activities, processing annual recertifications and inspections, and assisting with application verifications and certification...

Job DescriptionAres Management is seeking a seasoned Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will focus on creating and implementing the Firm's Registered Investment Adviser program, with a strong emphasis on compliance with complex regulatory regimes.Key ResponsibilitiesCollaborate with the...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management...

Job Title: Senior Compliance OfficerJoin the StoneX Group as a Senior Compliance Officer and play a critical role in ensuring the firm's fixed income activities comply with regulatory requirements. As a key member of the Fixed Income Division, you will be responsible for monitoring and evaluating the firm's compliance with relevant laws and regulations.Key...

The Department for the Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting, and programmatic fiscal processes to serve as Chief Compliance Officer.Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative...

Job DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...

The Department For The Aging seeks a highly motivated Senior Manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer.The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting...