Advisory Compliance Officer

6 days ago


New York, New York, United States BlackRock, Inc. Full time

About the Job:

">

BlackRock is seeking a highly skilled compliance professional to lead its information barrier compliance programs. This role requires expertise in managing complex compliance programs, as well as strong leadership and communication skills.

">

Key Responsibilities:

">
  • ">
  • Develop and implement information barrier compliance programs to ensure effective implementation and enforcement">
  • Lead cross-functional teams to address information barrier compliance risks and issues">
  • Provide guidance and coaching to team members on information barrier compliance matters">
  • Collaborate with external partners to identify and address information barrier compliance risks">
">

Requirements:

">

This role requires 8-10 years of experience in asset management or a related field, with a focus on compliance and risk management. The ideal candidate will have knowledge of MNPI/Insider Trading related regulatory requirements and/or Aladdin, as well as proficiency in M365 applications.

">

Salary Range:$150,000 - $170,000 per year

">

Benefits:

">

BlackRock offers a comprehensive benefits package, including annual discretionary bonus, health insurance, retirement benefits, and paid time off.


  • Compliance Officer

    3 weeks ago


    New York, New York, United States Michael Page Full time

    Established in 1976, Michael Page is a leading professional recruitment consultancy with offices across the globe. Our client is a global independent investment advisory firm seeking a highly skilled Compliance Officer to join their team.About the RoleThis role offers an exciting opportunity for a compliance professional to work with a renowned financial...


  • New York, New York, United States ExpertHiring Full time

    We are seeking a seasoned Compliance and Advisory Tax Professional to join our team at ExpertHiring. This is a fantastic opportunity for an experienced professional to leverage their expertise in tax compliance and advisory services to drive growth and success within the professional services sector.Job Responsibilities:Tax Compliance: Oversee tax compliance...


  • New York, New York, United States Marex Full time

    We are seeking an experienced Risk Management Expert to join our team at Marex. As a key member of our compliance department, you will be responsible for providing risk management advisory services across multiple business lines and asset classes.


  • New York, New York, United States OKX Full time

    US Compliance Leadership OpportunityOKX seeks a seasoned professional to assume the role of Senior Compliance Officer, USA. As a key member of our regulatory advisory team, you will lead the US Compliance team and act as Bank Secrecy Act Officer. Your primary responsibility will be to ensure OKX USA meets state money transmitter requirements and federal...


  • New York, New York, United States EisnerAmper LLP Full time

    EisnerAmper's Tax Group is a dynamic and fast-paced environment that requires professionals who are eager to make an impact. As a leader in the industry, we strive to create opportunities for growth, both personally and professionally.Our company values include a commitment to diversity and inclusion, which we believe is essential to our success. We are an...


  • New York, New York, United States Wedbush Securities Full time

    Job TitleVice President, Capital Markets Compliance OfficerCompany OverviewWedbush Securities is a leading securities firm and investment bank in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. With over 100 offices and more than 80 correspondent...


  • New York, New York, United States PIMCO Full time

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets.Job SummaryWe are seeking a Senior Compliance Officer to join our global compliance team within the Legal and Compliance Department, focusing on the U.Registered Funds 38a-1 compliance program.Main Responsibilities:Implement and adapt the compliance program...


  • New York, New York, United States Michael Page Full time

    Job Title: Financial Sanctions AnalystLocation: Midtown NYCSalary: $120,000 - $180,000 per year (dependent on experience)About the RoleWe are looking for a highly experienced Financial Sanctions Analyst to join our team at Michael Page. As a key member of our advisory team, you will be responsible for providing expert guidance on sanctions compliance...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Job OverviewThis role is part of the Compliance team within SMBC Nikko Securities Inc., serving as a regulatory advisory function to the President and responsible for overseeing the management of the broker dealer's compliance risk.

  • Compliance Advisor

    1 week ago


    New York, New York, United States Deutsche Bank Full time

    Job TitleCompliance AdvisorAbout UsDeutsche Bank is a leading global investment bank that provides financial services to individuals, corporations, and governments. We are committed to delivering exceptional client experiences and creating long-term value for our stakeholders.Salary InformationThe estimated annual salary for this role is $120,000 - $180,000,...


  • New York, New York, United States Pacific Advisory Service Full time

    Job OverviewPacific Advisory Service is seeking a highly skilled Account Sales Officer to join their team. This role will be responsible for generating corporate sales and achieving sales targets through personal contact with key individuals at travel agencies, specialty accounts, and corporations.The ideal candidate will have five years of related sales...


  • New York, New York, United States Marsh & McLennan Companies, Inc. Full time

    Company Overview: Marsh & McLennan Companies, Inc. is a global leader in risk, strategy, and people, advising clients in 130 countries across four businesses.Salary: The estimated salary for this position is $160,000 - $200,000 per year, based on factors such as experience, skills, training, location, certifications, education, and applicable minimum wage...


  • New York, New York, United States Michael Page Full time

    Job SummaryWe are seeking an experienced Sanctions Advisory Consultant to join our team. This is an ongoing contract with a large global bank, requiring expertise in sanctions advisory services.About the RoleThis consultant will be responsible for conducting thorough research and analysis of OFAC and export control regulations. The role involves reviewing...


  • New York, New York, United States Scotiabank Full time

    Job DescriptionWe are seeking a highly skilled Regulatory Advisor to join our Global Banking team. As a key member of our compliance team, you will be responsible for providing advisory support to our equities sales and trading business.Your primary focus will be on ensuring compliance with relevant SEC and FINRA rules and regulations, including transaction...


  • New York, New York, United States EisnerAmper LLP Full time

    About the Job: As a Tax Advisory Specialist at EisnerAmper LLP, you will have the opportunity to work on a wide range of international tax matters, including compliance and planning. You will be responsible for managing day-to-day interactions with clients, supervising and training staff, and sharing relevant tax thought leadership. Our ideal candidate has...


  • New York, New York, United States Spartan Placements, LLC Full time

    Job ResponsibilitiesWe are seeking an experienced Director- Transaction Advisory Services to join our team. The ideal candidate will have 12+ years of experience in tax advisory and mergers and acquisitions, as well as the ability to generate new business. Key responsibilities include:Providing expert advice on tax planning and complianceLeading transactions...


  • New York, New York, United States Crdit Agricole CIB Full time

    Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...


  • New York, New York, United States Rothschild & Co Full time

    About UsRothschild & Co is a leading global financial services group with a rich history of over 200 years at the heart of the world's financial markets. Our expertise, intellectual capital, and global network enable us to provide a unique perspective that makes a meaningful difference to our clients, communities, and the planet.We have 4,200 talented...

  • Compliance Officer

    1 week ago


    New York, New York, United States Deutsche Bank Full time

    Job Title: Compliance OfficerEstimated Salary: $130,000 - $190,000 per yearAbout Deutsche BankDeutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. We offer access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure...

  • Compliance Officer

    2 weeks ago


    New York, New York, United States IBERIA FASHION LLC Full time

    Job DescriptionWe are seeking a Compliance Officer to join our Accounting team at IBERIA FASHION LLC. As a Compliance Officer, you will be responsible for maintaining accurate and up-to-date financial records, ensuring compliance with all legal requirements.Key ResponsibilitiesProcess accounts payable and accounts receivableVerify the accuracy of...