Compliance Officer
3 days ago
Estimated Salary: $130,000 - $190,000 per year
About Deutsche BankDeutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. We offer access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home.
Job DescriptionWe are seeking an experienced Compliance Officer to join our team in Jacksonville. The successful candidate will be responsible for managing the US Interdiction List process, which involves working closely with key stakeholders, including AFC management and Ops. This includes ensuring timely uploads of entity names and account numbers, tracking/record keeping, and monthly reconciliation and QA of entries.
The Compliance Officer will also be responsible for providing information related to audit and regulatory exams and conducting annual reconciliation and QA of the US interdiction list. A Bachelor's Degree or equivalent is required, with JD or MBA a plus. Experience in compliance and risk management, as well as knowledge of AFC programs, is essential for this role.
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Compliance Officer
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New York, New York, United States cesna Full timeWe are seeking an experienced Compliance Officer to join Cesna. This role will play a key part in ensuring our operations align with regulatory requirements and industry standards.Key Responsibilities:Policy Development and Implementation: Assist the Chief Compliance Officer in developing and implementing compliance policies and procedures that meet...
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New York, New York, United States AJ Consultancy Full timeJob Title: Compliance Officer for Electronic Broker-DealerSalary: $150,000 - $200,000 per yearJob DescriptionWe are seeking an experienced Chief Compliance Officer to lead our regulatory affairs team at AJ Consultancy. The successful candidate will have a strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically...
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