Compliance Officer Senior

2 days ago

Los Angeles, California, United States City National Bank Full time
Job Title: Compliance Officer Senior

At City National Bank, we are seeking a highly skilled Compliance Officer Senior to join our team. As a key member of our compliance program, you will be responsible for managing and maintaining assigned areas of the compliance program, including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk.

Key Responsibilities:
  • Manage regulatory change management and participate with business areas, in addition to other business areas or support functions (Finance, Technology).
  • Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities.
  • Provide compliance advice and guidance to business areas and with assigned business projects.
  • Assist with regulatory examination and serve as liaison with regulators.
  • Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes.
  • Develop and maintain compliance policies and standards that address key risk activities.
  • Implement any corrective actions or risk mitigation measures and track, report and validate corrective actions.
  • Provide support in risk assessments and internal audits.
  • Review and document procedures to ensure secure maintenance and quality of records.
  • Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements.
Requirements:
  • Bachelor's Degree or equivalent.
  • Minimum 7 years of lending, compliance, and regulatory reporting experience.
  • Minimum 5 years of financial services experience.
  • Advanced knowledge of banking compliance laws and regulations.
  • Ability to analyze complex situations and provide guidance, make recommendations, and/or escalate issues to appropriate levels of management.
  • Ability to interact with federal regulatory agencies.
  • Ability to operate effectively in a fast-paced environment.
  • Excellent organizational and analytical skills.
  • Ability to communicate clearly and professionally with all levels of an organization.
  • Excellent written and verbal communications skills.
  • Effective interpersonal skills.
  • Excellent time management skills and be accustomed to working with deadlines.
  • Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus.
Benefits and Perks:

At City National Bank, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks.

City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.

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