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Compliance Officer

2 months ago

Los Angeles, California, United States Goodwin Recruiting Full time
Job Title: Vice President, Compliance

About the Role:

We are seeking a highly skilled and experienced Compliance Officer to join our team at Goodwin Recruiting. As a Compliance Officer, you will play a critical role in ensuring that our company remains compliant with all relevant laws and regulations.

Key Responsibilities:

  • Provide expert advice to senior executives and the firm on compliance-related matters.
  • Prepare and file investment advisor-related filings in accordance with regulatory requirements.
  • Implement and maintain the firm's compliance program to ensure adherence to industry and regulatory standards.
  • Analyze both qualitative and quantitative business, legal, and compliance issues, offering informed and timely recommendations.
  • Monitor valuation information to maintain compliance and accuracy.

Requirements:

  • Bachelor's degree or equivalent professional experience.
  • At least 3 years of experience in investment advisory compliance, with a preference for candidates with SEC or related financial regulatory experience.
  • Proven track record of excellence in compliance roles.
  • Ability to adapt to a competitive industry and the firm's fast-paced business priorities.
  • Proficiency in Excel, Word, and PowerPoint.
  • Familiarity with Addepar and Salesforce is strongly preferred.

Benefits:

  • Competitive Salary
  • Performance Bonus
  • Excellent benefits
  • 100% company-paid health insurance

About Us:

Goodwin Recruiting is a full-service recruiting agency that was founded in hospitality. Our company was built on service, and as we have grown and expanded into a broad range of industries and specialties, that hospitality mentality has remained rooted at the core of everything we do. We are committed to providing highly personalized services, tailored to each candidate and client we work with. Across all business types, from executives to operators to administrative staff, each Goodwin Recruiting partner has an extensive background in their field of expertise. We speak your language, we know the ins and outs of recruiting, and we put our core values first, establishing game-changing partnerships with employers and job seekers alike.