Regulatory Compliance Expert

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Citigroup, Inc. The successful candidate will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices. This includes identifying, evaluating, and resolving issues related to the...

Job OverviewWe are seeking a highly skilled Compliance Expert to join our team at Recruitlink.\Salary Range$120,000 - $180,000 per annum, depending on experience.\Key Responsibilities\Manage and track the completion of initiatives that promote compliance for designated business areas.\Conduct risk-based monitoring and testing to assess the effectiveness of...

Staffing is Seeking a Regulatory ExpertJob Summary:We are seeking a highly skilled Regulatory Expert to join our team at Staffing. As a key member of our regulatory compliance group, you will be responsible for ensuring that our clients' financial activities comply with relevant laws and regulations.Key Responsibilities:* Develop and implement effective...

Axiom Software Solutions Limited is seeking a highly skilled Regulatory Support professional to join our team. The successful candidate will have a strong background in pharmaceutical regulatory affairs and experience working with FDA inspections and internal audit processes.The estimated salary for this position is $120,000 - $180,000 per year, depending on...

About the RoleIn this key position, you will be responsible for implementing and testing software solutions to internal policies and industry standards. Your primary focus will be on conducting compliance functions in an ethical and respectful manner while ensuring data privacy and security.

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

BetMGM is revolutionizing sports betting and online gaming in the United States, driven by a partnership between MGM Resorts International and Entain Group. We aim to deliver exceptional gaming experiences, foster a culture of empathy, and strive for excellence in every aspect of our operations.About the RoleWe are seeking an experienced Regulatory...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Job OverviewWe are seeking a seasoned Compliance Expert to join our team at Fidelity Investments. This role will play a critical part in ensuring the regulatory integrity of our Enterprise Services, an innovation hub that explores emerging technologies and enhances operational capabilities.About the RoleAs a Regulatory Advisor for Emerging Technologies, you...

Job OverviewAxiom Software Solutions Limited is a dynamic and innovative company seeking a highly skilled Regulatory Compliance Specialist to join our team.

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

About the RoleWe are seeking an experienced Medical Director - Regulatory Affairs and Compliance to join our Clinical Development Team working remotely in the US.Job OverviewThe Medical Director, Drug Safety Pharmacovigilance will be responsible for providing safety strategy, expertise, and guidance to the clinical development and project team for assigned...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

Job OverviewJefferson Wells is seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for advising internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements.About the RoleWe offer a competitive salary of $82,500 per year, plus...

About the RoleFidelity TalentSource LLC is seeking a seasoned Sanctions Compliance Specialist to join our team. As a key member of our sanctions compliance group, you will play a vital role in identifying and addressing sanctions-related risks across various clients, transactions, and products.Job SummaryDetermine and implement effective sanctions compliance...

Financial Risk Management: A Key Role in Global Sanctions ComplianceFidelity Investments seeks a highly skilled and experienced Senior Compliance Manager Sanctions Officer to join our team. In this critical role, you will play a key part in identifying and addressing sanctions-related risks across various clients, transactions, and products.The successful...

Job Title:AxiomSL Expert Developer and Regulatory Reporting SpecialistWe are seeking an experienced AxiomSL expert developer to join our team. The successful candidate will be responsible for developing and supporting reports in AXIOM V10, working closely with the Finance and Regulatory Reporting Teams.

Job DescriptionAs a Model Risk Management Associate, you will play a critical role in ensuring the accuracy and reliability of SMBC's financial models. Reporting to the Risk Model Validation Executive Director, you will partner with stakeholders across the firm, including model owners, developers, IT, audit, senior management, and the Board. Your primary...

Axiom Software Solutions Limited is looking for an experienced Regulatory Support professional to support our regulatory operations. The ideal candidate will have a solid understanding of regulatory affairs and experience working with Veeva RIM Submission/Archive, Publishing etc.The estimated salary for this position is $140,000 - $200,000 per year,...

We are seeking an experienced Regulatory Compliance Process Consultant to join our team at Saxon Global.Job Description:This exciting opportunity involves supporting the roll-out of our KYC tool, Fenergo, and requires strong business analyst skills. You will work closely with our development and integration teams to gather business requirements and ensure...