Financial Regulatory Compliance Specialist

Sumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich 400-year history.SalaryThe estimated salary for this role is between $80,000 and $120,000 per year, depending on experience and qualifications.About the JobWe are seeking a highly skilled Regulatory Risk Analyst to join our team in New York. The successful candidate...

About the OpportunityMUFG is seeking a highly skilled and experienced Software Engineer for Regulatory Reporting, AVP to join our team. As a key member of our Regulatory Reporting Technology team, you will play a critical role in supporting our Regulatory Reporting function and ensuring compliance with regulatory requirements.ResponsibilitiesDevelop and...

Axiom Software Solutions Limited is seeking a highly skilled Regulatory Support professional to join our team. The successful candidate will have a strong background in pharmaceutical regulatory affairs and experience working with FDA inspections and internal audit processes.The estimated salary for this position is $120,000 - $180,000 per year, depending on...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

Job DescriptionWe are currently interviewing for a contract position as a Compliance Independent Testing Examiner in Jersey City NJ (Hybrid). The ideal candidate will have strong testing, audit and/or regulatory experience of regulatory requirements, processes and controls.Key ResponsibilitiesDevelop compliance testing programs for specific business units...

Job OverviewAIG is a leading global insurance organization seeking a highly skilled Regulatory Analyst to join our Global Legal, Compliance and Regulatory (GLCR) team. This role will support the product filings group and related work to assess state filings policies and procedures, state requirements, quality control and monitoring activities. The successful...

As a Regulatory Reporting Specialist at J and M Group, you will play a key role in ensuring compliance with regulatory requirements and maintaining accurate financial data. Your responsibilities will include designing and implementing data validation checks and reconciliation processes integration, integrating AxiomSL with existing systems and databases...

Cherry Bekaert Advisory, LLC is seeking a seasoned Internal Audit Risk Consultant to join our team in the Tri-State Area. As a leading accounting and consulting firm, we deliver innovative advisory, assurance, and tax services to our clients.In this role, you will support the performance of internal audits, regulatory compliance, and risk management services...

Company OverviewSMBB Group is a top-tier global financial group with a rich history and diverse range of financial services. Headquartered in Tokyo, it has over 130 offices and 80,000 employees worldwide.SalaryThe estimated annual salary for this role ranges from $83,000 to $120,000, based on individual qualifications, experience, and market conditions.Job...

Staffing is Seeking a Regulatory ExpertJob Summary:We are seeking a highly skilled Regulatory Expert to join our team at Staffing. As a key member of our regulatory compliance group, you will be responsible for ensuring that our clients' financial activities comply with relevant laws and regulations.Key Responsibilities:* Develop and implement effective...

Job OverviewWe are seeking a talented Compliance Technology Specialist to join our team at Jefferies Financial Group Inc. This role is responsible for developing, integrating, and maintaining applications to ensure legal and regulatory compliance within the organization.

About the PositionRegulatory Compliance Analyst plays a crucial role in ensuring that Disability Solutions complies with all relevant laws, rules, and regulations. The successful candidate will work closely with the Compliance and Operational Risk team to identify, assess, and mitigate risks associated with non-compliance.Key Responsibilities:- Conduct risk...

Job DescriptionAs a Model Risk Management Associate, you will play a critical role in ensuring the accuracy and reliability of SMBC's financial models. Reporting to the Risk Model Validation Executive Director, you will partner with stakeholders across the firm, including model owners, developers, IT, audit, senior management, and the Board. Your primary...

Job DescriptionFidelity Investments is seeking a talented Enterprise Compliance Specialist to join our team. As a member of our Enterprise Services Compliance function, you will play a critical role in overseeing the support of Green Pier FinTech LLC, a broker-dealer within Fidelity Center for Applied Technology.About the RoleYou will be responsible for...

About UsBank of America is a leading global financial institution committed to helping its customers achieve their financial goals. We pride ourselves on our commitment to innovation, diversity, and inclusion, creating an environment that fosters growth, development, and success. Our employees are our greatest asset, and we strive to make a genuine impact...

We are looking for a highly skilled Data Engineering Specialist to join our team at Financial Industry Regulatory Authority, Inc. As a key member of our data engineering team, you will be responsible for developing feature functions within our Feature Framework and collaborating with data scientists to generate datasets using the Framework. Strong coding...

Job OverviewWe are seeking a highly skilled Tax Operations and Regulatory Reporting Specialist to join our team. In this role, you will be responsible for coordinating tax and transaction reporting compliance in a constantly evolving business and regulatory environment.About UsJefferies is a global full-service investment banking and securities firm. Our...

iShare Inc seeks a Financial Transaction Specialist to join our team. In this role, you will be responsible for processing shareholder transactions, resolving customer issues, and ensuring compliance with regulatory requirements.Main ResponsibilitiesProcess transactions with accuracy and speedAssist clients with documentation for transactions and ensure...