Regulatory Compliance Specialist

Job OverviewAxiom Software Solutions Limited is a dynamic and innovative company seeking a highly skilled Regulatory Compliance Specialist to join our team.

BetMGM is revolutionizing sports betting and online gaming in the United States, driven by a partnership between MGM Resorts International and Entain Group. We aim to deliver exceptional gaming experiences, foster a culture of empathy, and strive for excellence in every aspect of our operations.About the RoleWe are seeking an experienced Regulatory...

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

Job OverviewJefferson Wells is seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for advising internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements.About the RoleWe offer a competitive salary of $82,500 per year, plus...

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Citigroup, Inc. The successful candidate will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices. This includes identifying, evaluating, and resolving issues related to the...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

About the RoleFidelity TalentSource LLC is seeking a seasoned Sanctions Compliance Specialist to join our team. As a key member of our sanctions compliance group, you will play a vital role in identifying and addressing sanctions-related risks across various clients, transactions, and products.Job SummaryDetermine and implement effective sanctions compliance...

Job DescriptionAs a Regulatory Affairs Specialist at Axiom Software Solutions Limited, you will be responsible for ensuring compliance with company Standard Operating Procedures and regulatory agency regulations/guidance.Key Responsibilities:Represent Regulatory Affairs on cross-functional project teams.Provide technical expertise to cross-functional teams...

As a Regulatory Reporting Specialist at J and M Group, you will play a key role in ensuring compliance with regulatory requirements and maintaining accurate financial data. Your responsibilities will include designing and implementing data validation checks and reconciliation processes integration, integrating AxiomSL with existing systems and databases...

Cherry Bekaert Advisory, LLC is seeking a seasoned Internal Audit Risk Consultant to join our team in the Tri-State Area. As a leading accounting and consulting firm, we deliver innovative advisory, assurance, and tax services to our clients.In this role, you will support the performance of internal audits, regulatory compliance, and risk management services...

Job OverviewWe are seeking a talented Compliance Technology Specialist to join our team at Jefferies Financial Group Inc. This role is responsible for developing, integrating, and maintaining applications to ensure legal and regulatory compliance within the organization.

Job Summary:We are seeking a highly motivated and experienced Regulatory Affairs Specialist to join our team. In this role, you will be responsible for assisting the Regulatory Team with maintenance and registration of new products and state wholesaler licenses as required by regulatory agencies.About the Role:Provide regulatory support to all functional...

Job OverviewWe are seeking an experienced Academic and Compliance Specialist to join our team at Eastern International College. In this role, you will be responsible for coordinating the development of new academic programs, ensuring regulatory compliance, and coordinating faculty professional development activities.A successful candidate will have a strong...

About the RoleWe are looking for a Regulatory Affairs Specialist to join our investment industry team at Moomoo. In this role, you will be responsible for reviewing internal and external communication materials to identify potential risk points, evaluating and improving departmental policies and procedures, and proposing recommendations to enhance the...

Job DescriptionFidelity Investments is seeking a talented Enterprise Compliance Specialist to join our team. As a member of our Enterprise Services Compliance function, you will play a critical role in overseeing the support of Green Pier FinTech LLC, a broker-dealer within Fidelity Center for Applied Technology.About the RoleYou will be responsible for...

Job Description:You will work as a Senior Regulatory Affairs Specialist, responsible for designing a compliance program that supports various new products and services. You will proactively identify and address regulatory issues and ensure that regulatory requirements are met. As a key member of the Enterprise Services Compliance team, you will collaborate...

Company OverviewSMBB Group is a top-tier global financial group with a rich history and diverse range of financial services. Headquartered in Tokyo, it has over 130 offices and 80,000 employees worldwide.SalaryThe estimated annual salary for this role ranges from $83,000 to $120,000, based on individual qualifications, experience, and market conditions.Job...

Job Overview: As an Academic and Compliance Specialist at Eastern International College, you will play a vital role in shaping our academic programs and ensuring their alignment with regulatory requirements. Your expertise in compliance and ability to communicate effectively will be essential in this position.With a terminal degree and three years of related...