Regulatory Compliance Specialist

Job OverviewAxiom Software Solutions Limited is a dynamic and innovative company seeking a highly skilled Regulatory Compliance Specialist to join our team.

Job OverviewJefferson Wells is seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for advising internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements.About the RoleWe offer a competitive salary of $82,500 per year, plus...

About the RoleFidelity TalentSource LLC is seeking a seasoned Sanctions Compliance Specialist to join our team. As a key member of our sanctions compliance group, you will play a vital role in identifying and addressing sanctions-related risks across various clients, transactions, and products.Job SummaryDetermine and implement effective sanctions compliance...

Job Summary:We are seeking a highly motivated and experienced Regulatory Affairs Specialist to join our team. In this role, you will be responsible for assisting the Regulatory Team with maintenance and registration of new products and state wholesaler licenses as required by regulatory agencies.About the Role:Provide regulatory support to all functional...

Company OverviewSMBB Group is a top-tier global financial group with a rich history and diverse range of financial services. Headquartered in Tokyo, it has over 130 offices and 80,000 employees worldwide.SalaryThe estimated annual salary for this role ranges from $83,000 to $120,000, based on individual qualifications, experience, and market conditions.Job...

We are seeking an experienced Compliance Risk Management Specialist to join our team at Lenmar Consulting Inc in Jersey City, NJ.About the JobThis is a W2 Contract opportunity that offers a competitive salary of $59 per hour, with no benefits.The job duration is 12 months plus, and the location is Jersey City, NJ. We are looking for a highly skilled...

About Us">Jobs for Humanity is a leading technology firm that powers the global economy. Our innovative teams drive success in Sales, Software, Data, Business, and Staffing.">Your Role">We are seeking an experienced Trade Compliance Specialist to join our team. This full-time position requires a Bachelor's Degree and relevant work experience.">Job...

Job SummaryJob DescriptionWhat is the opportunity?The Compliance Testing Officer executes independent compliance testing for the U.S. Regulatory Compliance Management framework, a critical program element for RBC's CUSO/IHC. This position is responsible for supporting various stages of the testing lifecycle, including planning and research, gathering...

About the RoleWe are seeking an experienced Medical Director - Regulatory Affairs and Compliance to join our Clinical Development Team working remotely in the US.Job OverviewThe Medical Director, Drug Safety Pharmacovigilance will be responsible for providing safety strategy, expertise, and guidance to the clinical development and project team for assigned...

Job SummaryIn this role, you will assist the Regulatory Team with maintenance and registration of new products and state wholesaler licenses as required from the FDA and other regulatory agencies.Key Responsibilities:Provide regulatory support to all functional groups.Submit electronic documentation through the Electronic Submissions Gateway (ESG).Create,...

Role OverviewThis role supports the dynamic environment where collaboration with Operations, Legal, Technology and Product groups occurs to align Fidelity's tax reporting and withholding practices with regulatory guidelines and requirements.The ideal candidate will have proven experience in tax compliance, regulatory advisory or other confirmed experience,...

Job OverviewWe are seeking a highly skilled Compliance Officer for our Prime Brokerage team, responsible for overseeing and enforcing regulatory compliance. The role also involves broader oversight of the correspondent clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk management...

We are seeking a highly experienced Actimize Compliance Platform Specialist to join our team at Amtex Systems Inc. in Jersey City, NJ.The ideal candidate will have over 10 years of experience in banking and financial services with a focus on Compliance IT.Key responsibilities include:Compliance (KYC, CRR, BSA/AML) on the Actimize PlatformSalary: $150,000 -...

Transforming Lives through Regulatory ExcellenceWe are Organon, a global healthcare company committed to delivering innovative solutions that enhance the lives of women and their families. Our focus on Women's Health is driven by a passion for making a difference in the world.About the Role:As an Associate Principal Scientist in our Regulatory Chemistry...

Job OverviewWe are seeking a highly skilled Tax Compliance Manager to join our team at Fidelity Investments. This role will be responsible for supporting the dynamic environment where collaboration with Operations, Legal, Technology and Product groups occur to align Fidelity's tax reporting and withholding practices with regulatory guidelines and...

Job Overview:Fidelity Investments is a leading financial services company seeking an experienced Corporate Tax Compliance Strategist to join its dynamic team. As a key member of the organization, you will play a crucial role in shaping the company's tax compliance strategy and ensuring adherence to regulatory guidelines.About the Role:The successful...

Job OverviewFidelity Investments seeks a seasoned Tax Compliance professional to support our growing team in retirement products.About the RoleThis Senior Manager, Tax Compliance role is crucial in aligning Fidelity's tax reporting and withholding practices with regulatory guidelines. As part of this dynamic environment, you will collaborate closely with...

About the RoleWe are seeking a highly skilled Compliance Testing Officer to join our team. As a key member of our Compliance function, you will be responsible for executing independent compliance testing for the U.S. Compliance Testing Program.Key ResponsibilitiesConduct testing across the CUSO/IHC, inclusive of transactional testing as well as controls to...

We are seeking a highly skilled and innovative statistical reporting specialist to join our Underwriting Solutions team. In this role, you will have the opportunity to drive business growth by developing and implementing new statistical data reporting standards and modernizing client-facing data reporting workflows for both personal and commercial lines of...

As a key member of our Regulatory Reporting team, you will play a critical role in supporting the organization's HO and Regulatory Compliance initiatives through projects and BAU enhancements. Your expertise in Axiom SL, data management, and analytics will enable you to effectively bridge IT and business teams, ensuring seamless communication and...