Compliance Expert for Financial Innovation

18 hours ago


Jersey City, New Jersey, United States Fidelity Investments Full time
Job Overview

We are seeking a seasoned Compliance Expert to join our team at Fidelity Investments. This role will play a critical part in ensuring the regulatory integrity of our Enterprise Services, an innovation hub that explores emerging technologies and enhances operational capabilities.

About the Role

As a Regulatory Advisor for Emerging Technologies, you will work closely with our business stakeholders to design and implement a compliance program that supports various new products and services. Your expertise will be essential in identifying and addressing regulatory issues, ensuring that our organization meets all relevant requirements.

Key Responsibilities:
  • Design and implement a comprehensive compliance program for Enterprise Services
  • Collaborate with cross-functional teams to identify and address regulatory issues
  • Ensure adherence to relevant laws and regulations, including FINRA and SEC guidelines
Requirements

To be successful in this role, you will need:

  • 4+ years of experience in compliance and/or regulatory roles within the financial services industry
  • A strong analytical mindset, with excellent organizational and decision-making skills
  • The ability to influence key decision-makers through effective communication and relationship-building
  • Experience working collaboratively across various teams, including Risk, Legal, Audit, and Operations
What We Offer

In addition to a competitive salary range of $81,000-$137,000 per year, we offer a comprehensive benefits package, including:

  • Comprehensive health care coverage and emotional well-being support
  • Market-leading retirement plans
  • Generous paid time off and parental leave
  • Charitable giving employee match program
  • Education assistance, including student loan repayment and tuition reimbursement


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