Audit Manager I IT Audit/Financial Crimes

1 week ago

Laurel, Montana, United States TD Bank Full time
Job Title: Audit Manager I IT Audit/Financial Crimes

TD Bank is seeking an experienced Audit Manager I to join our IT Audit/Financial Crimes team. As a key member of our team, you will be responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.

Key Responsibilities:
  • Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge.
  • Responsible for time and staffing budgets for upcoming audits.
  • Plan and execute audits, including contact with management regarding audit scope, status, and findings.
  • Work at the direction of the Audit Manager and may perform testing procedures for more critical areas of audits.
  • Provide on-the-job training for staff and supervise findings follow-up tasks with management and audit staff.
  • Be a subject matter expert in at least one area of discipline and work independently but receive assistance/coaching from the audit manager.
  • May be Auditor in Charge on an Audit and participate and/or lead assigned special projects.
  • Provide feedback on staff performance on an audit project basis and assist in providing feedback on completion of staff evaluations.
  • Update, revise, and improve existing audit procedures and programs and add value through consultative interactions with business line management.
Requirements:
  • 4-year degree or equivalent experience.
  • 5+ years of related Audit experience required.
  • Excellent oral and written communication skills.
  • Strong knowledge of audit principles and practices.
  • Coaching and counseling skills.
  • Ability to delegate work to others.
  • Strong decision-making and follow-through ability.
  • PC skills (MS Office Suite).
  • Works well independently and with others.
  • Strong analytical skills.
  • Ability to respond to shifting priorities quickly.
  • Team working experience.
  • Ability to build and maintain relationships with peers and management.
  • Strong knowledge of laws and regulations governing the banking industry.
  • Certification highly preferred or willingness to pursue certification.
  • Travel 25% or more.
Preferred Experience:
  • CISA certification.
  • CAMS or CFE certification.
  • IT Audit experience, especially in IT Infrastructure and Operating Systems.
  • AML experience.
About TD Bank:

TD Bank is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

Total Rewards Package:

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

Colleague Development:

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Training & Onboarding:

We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process:

We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation:

If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO[redacted]. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

  • Audit Manager I Financial Crimes High Risk

    3 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Job Description:The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key Responsibilities:Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge.Review work...

  • Audit Manager I Financial Crimes High Risk

    3 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Job Description:The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key Responsibilities:Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge.Review work...

  • Audit Manager II Financial Crimes High Risk

    3 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Audit Manager II Financial Crimes High RiskJob Summary:The Audit Manager II Financial Crimes High Risk is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit planning...

  • Audit Manager II Financial Crimes High Risk

    2 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Job Title: Audit Manager II Financial Crimes High RiskTD Bank is seeking an experienced Audit Manager II to join our Financial Crimes team. As an Audit Manager II, you will be responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas.Key Responsibilities:Contribute to the Audit planning...

  • Audit Manager II

    3 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Audit Manager Job DescriptionThe Audit Manager is a critical role within TD Bank, responsible for overseeing the planning and execution of audits for discrete business units or functional corporate areas. This position requires a strong understanding of risk management and compliance, as well as excellent leadership and communication skills.Key...

  • Audit Director

    2 weeks ago

    Laurel, Montana, United States TD Full time

    Job Title: Audit DirectorTD is seeking a highly experienced and skilled Audit Director to lead our internal audit function. As a key member of our leadership team, you will be responsible for providing strategic direction and oversight to our audit activities, ensuring that our risk management and internal controls are effective and efficient.Key...

  • Audit Manager II Treasury and Balance Sheet Management

    3 weeks ago

    Laurel, Montana, United States TD Bank Full time

    About the RoleWe are seeking an experienced Audit Manager II to join our Treasury and Balance Sheet Management team. As a key member of our audit team, you will be responsible for overseeing the planning and execution of audits for discrete business units or functional corporate areas.Key ResponsibilitiesContribute to the audit planning process for specific...

  • Senior AML Financial Crime Risk Investigator

    4 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Job SummaryThe Senior AML Financial Crime Risk Investigator plays a critical role in conducting thorough investigations of complex financial crimes. This position requires a high level of expertise in risk assessment, financial analysis, and investigation techniques.Key ResponsibilitiesConduct end-to-end investigations of high-risk financial transactions and...

  • Senior AML Financial Crime Risk Investigator

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Job DescriptionThe Senior AML Financial Crime Risk Investigator plays a critical role in conducting end-to-end investigations of complex and sensitive cases, analyzing evidence, and applying reasonable grounds to suspect money laundering/terrorist financing. This position requires a strong understanding of AML regulations, including the Bank Secrecy Act...

  • Night Audit-Hilton Garden Inn Mt Laurel NJ

    2 days ago

    Laurel, Montana, United States Blue Sky Hospitality Solutions Full time

    Job SummaryThe Night Auditor/Guest Services Agent is a key member of our front desk team, responsible for ensuring 100% guest satisfaction from arrival to departure. This role requires a high level of attention to detail, excellent communication skills, and the ability to work effectively in a fast-paced environment.Key ResponsibilitiesRevenue Management:...

  • Night Audit-Hilton Garden Inn Mt Laurel NJ

    3 hours ago

    Laurel, Montana, United States Blue Sky Hospitality Solutions Full time

    Job SummaryThe Night Auditor/Guest Services Agent is a key member of our front desk team, responsible for ensuring a seamless guest experience from arrival to departure. This role requires a high level of attention to detail, excellent communication skills, and the ability to work effectively in a fast-paced environment.Key ResponsibilitiesBalances and...

  • Financial Operations Manager

    3 weeks ago

    Laurel, Montana, United States Aston Carter Full time

    Controller - Accounting OperationsAston Carter is seeking a highly skilled Controller to join their team. As a key member of the accounting operations team, you will be responsible for overseeing all accounting functions, including financial reporting, budgeting, and cash flow management.Key Responsibilities:Oversee all accounting operations, including...

  • Customer Service Representative I

    3 weeks ago

    Laurel, Montana, United States Canon U.S.A., Inc. Full time

    Customer Service Representative ILocationUS-NJ-Mount LaurelCompanyCanon Financial ServicesRequisition ID32328CategoryCustomer Service/SupportPosition TypeFull-TimeAbout the RoleCanon Financial Services in Mount Laurel, NJ is currently seeking a Customer Service Representative I who will be responsible for providing professional, courteous, responsive, and...

  • Shift Manager

    3 weeks ago

    Laurel, Montana, United States Taco Bell Full time

    Job Title: Shift LeaderAt Taco Bell, we're looking for a skilled Shift Leader to join our team. As a Shift Leader, you will be responsible for ensuring that our customers receive fast, accurate service and that our products meet company quality standards.Key Responsibilities:Maintain a clean and organized workspace, adhering to company standards.Conduct...

  • Operations Manager

    3 weeks ago

    Laurel, Montana, United States Marriott International Inc Full time

    Job SummarySupports the successful execution of all operations in the hotel operations departments and managing staff. Strives to continually improve guest and employee satisfaction and maximize the financial performance of the department.Candidate ProfileEducation and Experience:High school diploma or GED; 4 years experience in the guest services, front...

  • Senior Manager, KYC Process

    3 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Job DescriptionThe Senior Manager, Process & Control oversees and leads the build-out of processes and controls for the enterprise, part of a new KYC function accountable for designing and delivering KYC capabilities, and driving formalization of LOB process, controls, and procedures to comply with the enterprise KYC requirements.Key ResponsibilitiesProvide...

  • Information Security Specialist

    1 day ago

    Laurel, Montana, United States VDart Full time

    Job Title: Standards CoordinatorJob Summary: We are seeking a highly skilled Information Security Specialist to join our team at VDart. As a key member of our security team, you will be responsible for providing consultation and advice to partners on technology controls and information security programs, policies, and standards. Your expertise will help us...

  • Interim Chief Compliance Officer

    8 hours ago

    Laurel, Montana, United States Madison-Davis, LLC Full time

    Compliance Officer Job DescriptionMadison-Davis, LLC is seeking a highly skilled Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring the firm remains fully compliant with regulatory requirements.Key Responsibilities:Ensure the firm adheres to FINRA, SEC, LPL Financial, and other relevant regulatory...

  • Chief Financial Officer

    15 hours ago

    Laurel, Montana, United States Holman Enterprises Full time

    About the RoleWe are seeking a highly skilled and experienced Chief Financial Officer to join our team at Holman Enterprises. As a key member of our leadership team, you will be responsible for driving operational excellence within the finance department and across business units.Key ResponsibilitiesDevelop and implement strategic financial plans to drive...

  • Senior Manager, KYC Process Lead

    3 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Job SummaryWe are seeking a highly skilled Senior Manager to lead the build out of processes and controls for our enterprise KYC function. As a key member of our team, you will be responsible for designing and delivering KYC capabilities, driving formalization of LOB process, controls, and procedures to comply with enterprise KYC requirements.Key...