Senior Manager, KYC Process Lead

2 days ago

Laurel, Montana, United States TD Bank N.A Full time
Job Summary

We are seeking a highly skilled Senior Manager to lead the build out of processes and controls for our enterprise KYC function. As a key member of our team, you will be responsible for designing and delivering KYC capabilities, driving formalization of LOB process, controls, and procedures to comply with enterprise KYC requirements.

Key Responsibilities
  • Provide people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork, and handling any/all disciplinary actions, as required.
  • Design and implement KYC processes that align with regulatory requirements and related TD policies.
  • Partner with 2LOD, LOBs and KYC Product team to design and implement KYC controls to ensure accurate and complete KYC documentation and verification processes.
  • Own the governance, adherence, and alignment of effective controls against the KYC standards.
  • Identify and execute on opportunities to improve effectiveness, control oversight, efficiencies, and client experience working with internal stakeholders and partners.
  • Evaluate levers that may include lean/process reengineering, automation, data and trigger analysis, and tools to support operational performance improvements.
  • Work closely with Internal and External audit teams to meet documentation requirements.
  • Ensures strong engagement with the KYC operations team, LOBs and 2LOD.
  • Provides support for execution of process and controls roadmap aligning to KYC vision.
  • Effectively identifies and manages stakeholder engagement and impacts across the enterprise for KYC.
  • Provides controls and risk input as needed into end-to-end integrated plan for KYC.
  • Support strategies and plans for resource management, requirements management, change management, business testing and quality assurance, in line with control objectives.
Requirements
  • 4-year degree or equivalent experience
  • 10+ years of related experience
  • Demonstrated track record of cost, quality and schedule control of projects
  • Proven ability to effectively manage projects
  • Strong negotiation and conflict resolution skills
  • Detail oriented
  • Ability to exercise sound judgment
  • Excellent oral and written communication skills
  • Strong teamwork and client skills
  • Highly motivated
  • In-depth knowledge of construction standards, work methods, equipment and materials, operating practices and applicable codes
  • PC proficiency in MS Access, MS Word, MS Excel
  • Highest personal & professional integrity & standards, & advance TD's vision & protect the brand
  • Excellent judgment, including achieving the right risk/reward balance
  • Transparent communicator & respected TD representative, both internally and externally
  • Advance TD's leadership development, employee experience & diversity agenda
  • Role-models behaviors consistent with TD's leadership profile
Preferred Qualifications
  • Bachelor's degree required; Graduate degree preferred.
  • 10+ years of relevant experience.
  • Significant experience in KYC, AML or compliance roles with a strong focus on process and control management.
  • Organizational awareness and sensitivity.
  • Proven skills in assessing and prioritizing based on business impact, need and risk factors.
  • Strong written and verbal communication skills, including writing concise business messages, documents, creating impactful presentations, and presenting analysis to management and senior executives.
  • Proven ability to work with and build strong relationships with stakeholders and colleagues.
  • Solution oriented, with ability to navigate the organization and make assessments and decisions with sometimes vague, incomplete, or partial context/parameters.
  • Independent thinker with exceptional analytical skills and strong business acumen.
  • High degree of personal initiative, with strong influencing and leadership skills.
About TD Bank N.A

TD Bank, N.A. is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking.

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

  • Senior Manager, KYC Process Lead

    1 week ago

    Laurel, Montana, United States TD Bank N.A Full time

    Job SummaryWe are seeking a highly skilled Senior Manager, Process and Control to oversee and lead the build-out of processes and controls for our enterprise KYC function. This role is accountable for designing and delivering KYC capabilities, driving formalization of LOB process, controls, and procedures to comply with enterprise KYC requirements.Key...

  • Senior Manager, KYC Process Lead

    2 days ago

    Laurel, Montana, United States TD Bank Full time

    Job SummaryThe Senior Manager, Process & Control oversees and leads the build out of processes and controls for the enterprise, part of a new KYC function accountable for designing and delivering KYC capabilities, and driving formalization of LOB process, controls, and procedures to comply with the enterprise KYC requirements.Key ResponsibilitiesProvide...

  • Senior Manager, KYC Process

    6 days ago

    Laurel, Montana, United States TD Bank Group Full time

    Job DescriptionThe Senior Manager, Process & Control oversees and leads the build-out of processes and controls for the enterprise, part of a new KYC function accountable for designing and delivering KYC capabilities, and driving formalization of LOB process, controls, and procedures to comply with the enterprise KYC requirements.Key ResponsibilitiesProvide...

  • Lead Risk Management Consultant

    4 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Senior Group Risk SpecialistLocation: United States of AmericaWorking Hours: 40 hours per weekCompensation: $110,760 - $178,880 USDTD Bank N.A. is dedicated to ensuring equitable compensation for all employees. The salary range for this position reflects various factors that influence compensation decisions, including the candidate's...

  • Lead Risk Management Specialist

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Business Sector:Position Overview:The Lead Risk Management Specialist delivers a wide-ranging and specialized set of risk management insights to organizational leaders. Facilitates and champions the execution of suitable risk frameworks while overseeing related management activities aimed at reducing enterprise-wide risk exposures for significant business...

  • Mortgage Loan Processing Team Lead

    4 days ago

    Laurel, Montana, United States Spring EQ Full time

    Job Title: Team Lead - Mortgage Loan Processing/Account ManagementAt Spring EQ, we are seeking a highly experienced Team Lead to join our Third Party Origination Operations Account Management team in Mount Laurel, NJ.The ideal candidate will have a strong background in mortgage lending, with a minimum of 5 years of experience in the industry. As a Team Lead,...

  • Senior Structural Engineering Lead

    1 month ago

    Laurel, Montana, United States Hardesty and Hanover Full time

    Exciting Opportunity for a Senior Lead Structural EngineerJoin our dynamic team at Hardesty and Hanover, a renowned full-service infrastructure engineering firm with a legacy of over 135 years in addressing intricate engineering challenges.Our clients, including consulting firms, contractors, and infrastructure owners, rely on our innovative designs and...

  • Senior Risk Management Specialist

    5 days ago

    Laurel, Montana, United States Insight Global Full time

    Job Title: Senior Risk Management SpecialistWe are seeking a highly skilled Senior Risk Management Specialist to join our team at Insight Global. As a key member of our risk management team, you will be responsible for identifying, assessing, and mitigating risks across various business areas.Key Responsibilities:Develop and implement risk management...

  • Senior Manager of Fraud Prevention

    1 month ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position OverviewThe Senior Manager of Fraud Operations is responsible for overseeing a comprehensive and critical fraud management function. This role entails a significant level of accountability for steering strategic initiatives and providing expert guidance across a wide array of intricate fraud operational activities.Key ResponsibilitiesDevelop and...

  • Marketing Account Lead

    2 weeks ago

    Laurel, Montana, United States Association Headquarters Full time

    Job SummaryWe are seeking a highly skilled Marketing Account Lead to join our team at Association Headquarters. As a key member of our MarCom Department, you will be responsible for leading and coordinating marketing deliverables, working closely with Senior Associates, Account Executives, and other Manager level positions to deliver exceptional client...

  • Senior Manager of Fraud Operations

    1 month ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position OverviewThe Senior Manager of Fraud Operations is responsible for overseeing a comprehensive and critical fraud management function. This role entails a high level of accountability for delivering strategic oversight and direction across a wide array of intricate fraud operational activities.Key ResponsibilitiesProvide leadership and strategic...

  • Senior Vice President of Operations

    1 month ago

    Laurel, Montana, United States CLevelCrossing Full time

    Position Overview:As the Senior Vice President of Operations, you will play a pivotal role in steering the operational excellence of our organization. About CLevelCrossing:CLevelCrossing is a premier provider of comprehensive title and settlement services, catering to a diverse clientele that includes real estate firms, corporations, and financial...

  • Process Engineer Internship Opportunity

    7 days ago

    Laurel, Montana, United States CHS Inc Full time

    Job SummaryCHS Inc. is a leading global agribusiness that provides grain, food, and energy resources to businesses and consumers worldwide. We are seeking a highly motivated and detail-oriented Process Engineer Intern to join our team at our Laurel, Montana refinery.Key ResponsibilitiesDevelop and maintain mass and energy balances around process units to...

  • Senior Risk Advisory Specialist

    4 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Senior Group Risk SpecialistWork Location: United States of AmericaHours: 40Compensation Range: $110,760 - $178,880 USDTD is dedicated to ensuring equitable compensation for all team members. The salary range for this position reflects various factors considered in compensation decisions, including skills, experience, and geographic...

  • Marketing Account Lead

    3 weeks ago

    Laurel, Montana, United States Association Headquarters Full time

    Job SummaryWe are seeking a highly skilled Marketing Account Lead to join our team at Association Headquarters. As a key member of our Marketing and Communications Agency (MarCom), you will be responsible for leading and coordinating marketing deliverables, working closely with Senior Associates, Account Executives, and other Manager level positions to...

  • Marketing Account Lead

    4 weeks ago

    Laurel, Montana, United States Association Headquarters Full time

    About Association HeadquartersAssociation Headquarters is a professional services firm that specializes in helping non-profit organizations achieve their mission, create value, and advance their causes, industries, and professions.We are committed to creating a diverse environment and are proud to be an equal opportunity employer.Job SummaryThe Account Lead...

  • Senior Manager

    1 month ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Senior Manager - AML Issues OversightWork Location: United States of AmericaHours: 40Compensation Range: $110,760 - $178,880 USDTD is dedicated to ensuring equitable compensation for all employees. The salary range for this position reflects various factors considered in compensation decisions, including skills, experience, job-related...

  • Senior C# Software Developer Team Lead

    4 days ago

    Laurel, Montana, United States Fieldprint Full time

    About FieldprintFieldprint, Inc. is a leading provider of electronic fingerprinting and related services to corporations, non-profits, and government sectors. Our innovative technology delivers accurate, timely results to our clients.Job DescriptionWe are seeking a Senior C# Software Developer Team Lead to join our cutting-edge team. As a key member of our...

  • Senior Vice President of Client Relations

    2 weeks ago

    Laurel, Montana, United States Holman Inc Full time

    Job Title: Senior Vice President of Client RelationsAt Holman Inc, we are seeking a highly skilled and experienced Senior Vice President of Client Relations to join our team. As a key member of our leadership team, you will be responsible for overseeing the execution of key strategic projects and initiatives, focusing on improving operational processes, and...

  • Senior Group Risk Analyst

    4 days ago

    Laurel, Montana, United States TD Bank Group Full time

    Job DescriptionThe Senior Group Risk Analyst, Operational Risk-Operational Resilience provides a broad range of research, analysis, reporting, monitoring and/or operational process support within a defined area of function. Supports business by providing expert guidance/advice on a range of risk related matters within assigned or own area of...