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Compliance Officer
2 months ago
We are seeking a highly skilled Compliance Complaint Management Specialist to join our team at Customers Bank. As a key member of our compliance department, you will be responsible for conducting and assisting in the investigation, sampling, root cause identification, customer impact analysis, and formulation of responses to complaints received from regulators, executive customer complaints, and other escalated level complaints.
Key Responsibilities- Conduct and provide support for all aspects of evaluation of customer complaints for Customers Bank and its vendors.
- Craft and provide support in crafting of summary and response memos to Management, the Bank's regulator, and/or responses to any escalated complaints received from different sources.
- Identify root cause issues, devise resolutions to individual customer issues (as needed), and rapidly troubleshoot and propose solutions to root cause issues.
- Perform sampling of complaints to identify risk indicators.
- Work with other business units to address root cause issues and assist in fostering understanding of concerns.
- Perform all duties in a context of the prevention and detection of regulatory non-compliance and/or consumer harm, including acting as an advocate for customer interests in those pursuits.
- Assist with the creation of monthly reporting, summation of customer complaints, and issue tracking.
- Assist with any audit requests and responses.
- Help maintain departmental procedures.
- Provide exceptional customer service to internal and external customers.
- Perform projects and other duties as assigned.
- 3-5 years of experience in compliance, risk, operations, or customer advocacy roles that worked closely with the compliance area.
- Experience with investigating and responding to regulatory complaints within the banking industry. Fintech experience is a plus.
- Familiarity with the testing and monitoring activities to identify non-compliance related issues and potential risks.
- Working knowledge of federal and local banking regulations.
- Detail oriented.
- Strong analytical and problem-solving skills.
- Outstanding oral and written communication skills.
- Flexibility and the ability to adapt quickly to the changing needs of Compliance, Customers Bank.
- Ability to work independently and to multi-task.
- Excellent time management skills.
- Excellent customer service skills.
- Positive attitude and Team player.
- Proficiency in Microsoft Office - Word, Excel, Outlook.
Customers Bank is an equal opportunity employer. We do not discriminate based upon race, religion, color, national origin, gender (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Diversity StatementWe believe in working smart, working together, and having fun while delivering innovative solutions and memorable experiences for our customers. We are committed to the continual advancement of a culture which reflects the value we place on diversity, equity, and inclusion. We honor the diverse experiences, perspectives, and identities of our team members, and we recognize that it is their passion, creativity, and integrity that drives our success.