Compliance Specialist

1 week ago


Boston, Massachusetts, United States DelDOT Full time

Job Summary

This is a professional auditing position at the lead level, responsible for conducting audits and evaluations of management controls and operating procedures.

Key Responsibilities

  • Document, test, review, and evaluate management controls and operating procedures to identify deficiencies and incidents of actual and suspected fraud, waste, and abuse/misuse.
  • Review, analyze, interpret, and report on management controls and operating procedures as part of operational reviews, economy and efficiency audits, investigative and inspection examinations, and compliance audits.
  • Research applicable laws, rules, regulations, and standards for engagements and special projects.
  • Review, analyze, evaluate, and report on operational and accounting controls to render an opinion on financial statements.
  • Conduct entrance and exit interviews to elicit data, information, records, and/or documentation to support engagement research, analysis, and reports.
  • Review and evaluate state agencies, departments, school districts, charter schools, local governments, and grant recipients' policies and procedures for internal controls and compliance with applicable laws and standards.
  • Review and analyze records (financial, contractual) and document the results in accordance with professional standards.
  • Apply professional standards, methods, and procedures to analyze and make recommendations concerning the accuracy of accounting systems and management controls and operating procedures.
  • Prepare work papers, analysis summaries, findings/recommendations, correspondence, and engagement reports.
  • Evaluate the overall accuracy and sufficiency of management controls and operating procedures as they pertain to the scope of the engagement.
  • Evaluate program operations; identify potential improvements in operational efficiency.
  • Develop engagement scope, objectives, plan, and program.
  • Evaluate the quality of work performed by other audit organizations such as internal auditors or independent Certified Public Accountant (CPA) firms or Contractors.
  • Perform complex data analyses using data analysis software.

Requirements

  • Possession of a Bachelor's degree or higher in Accounting, Finance, Science, Business, Technology, or related field.
  • Three years' experience in conducting audits in accordance with professional auditing standards.
  • Three years' experience in computer-assisted audit tools and techniques to extract, validate, perform calculations, select audit samples, and analyze data.
  • Knowledge of planning, implementing, and monitoring multiple engagements.
  • Knowledge of staff supervision acquired through coursework, academic training, training provided through an employer, or performing as a lead worker overseeing the work of others.


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