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Regulatory Compliance Specialist

2 months ago

Boston, Massachusetts, United States Deerpath Capital Full time

About Deerpath Capital

Deerpath Capital is a leading direct lending firm that focuses on providing senior debt solutions to middle market enterprises across the United States. With a global presence, Deerpath oversees a substantial portfolio of investments.

Position Summary

The Compliance Associate at Deerpath will collaborate closely with the Compliance Director to ensure compliance with regulatory standards and practices. Key responsibilities include evaluating controls, maintaining comprehensive documentation, and facilitating compliance efforts.

Key Responsibilities

  • Support the Compliance Director with SEC and international regulatory compliance
  • Review and implement the organization’s compliance policies
  • Develop and oversee control systems
  • Ensure accurate reporting and record-keeping
  • Conduct training sessions on compliance matters
  • Assist stakeholders with compliance-related inquiries
  • Contribute to the enhancement of the overall Compliance Program

Qualifications

  • Bachelor's degree in a relevant discipline
  • 3-5 years of experience in compliance or financial services
  • Familiarity with industry regulations
  • Strong analytical and problem-solving capabilities
  • Ability to manage multiple priorities efficiently
  • Team-oriented with a positive demeanor
  • Dedication to quality and precision
  • Excellent organizational abilities

Deerpath Capital Management, LP is an equal opportunity employer committed to fostering diversity and inclusion. All qualified applicants will be considered without discrimination based on various factors.