Current jobs related to Lead Manager, Regulatory Compliance Operations - New York, New York - Publicis Groupe


  • New York, New York, United States MetroPlusHealth Full time

    Job Title: Director of Regulatory Compliance OperationsMetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that healthcare is a right, not a privilege. If you have compassion and a collaborative spirit, work with us.About the RoleAs Director of Regulatory Compliance Operations, you will oversee our...


  • New York, New York, United States Phaxis Full time

    Regulatory Project Manager Job DescriptionPhaxis is seeking a highly skilled Regulatory Project Manager to lead and manage key regulatory initiatives related to Consolidated Audit Trail (CAT), Trade Reporting and Compliance Engine (TRACE), Rule 606 (Order Routing Transparency), and Order Audit Trail System (OATS). The successful candidate will ensure that...


  • New York, New York, United States MetroPlusHealth Full time

    Empowering Compliance ExcellenceAt MetroPlusHealth, we're committed to empowering New Yorkers by uniting communities through care. As a key member of our team, you'll play a vital role in ensuring our regulatory compliance operations are seamless and effective.Key Responsibilities:Contribute to the annual Plan risk assessment, collaborating with Compliance...


  • New York, New York, United States Jefferies Full time

    Job Title: VP of Regulatory Operations ComplianceJefferies is seeking a highly experienced VP of Regulatory Operations Compliance to join our team. As a key member of our compliance function, you will be responsible for providing compliance advisory support for Operations and Regulatory Reporting Groups.Key Responsibilities:Provide compliance advice and...


  • New York, New York, United States Oscar Health Full time

    Job Title: Director, Regulatory ComplianceOscar Health is seeking a highly skilled Director, Regulatory Compliance to join our Corporate Compliance team. As a key member of our team, you will be responsible for overseeing the regulatory implementation process and compliance strategic operations processes.About the RoleThe Director, Regulatory Compliance will...

  • Project Manager

    2 weeks ago


    New York, New York, United States Nomura Full time

    Job Description**Project Manager - Regulatory Compliance**We are seeking a highly skilled Project Manager to join our team in New York. As a Project Manager, you will be responsible for leading projects related to regulatory compliance, including the SEC Securities Lending Reporting project.Key Responsibilities:Develop and implement project plans, timelines,...


  • New York, New York, United States IDEX Consulting Full time

    About Us: IDEX Consulting is a leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to the regulatory compliance...


  • New York, New York, United States Mount Sinai Health System Full time

    Job Title: Pharmacy Manager Regulatory ComplianceMount Sinai Health System is seeking a highly skilled Pharmacy Manager Regulatory Compliance to join our team. As a key member of our pharmacy leadership team, you will be responsible for ensuring compliance with regulatory requirements and standards.Key Responsibilities:Develop and implement policies and...


  • New York, New York, United States Mount Sinai Health System Full time

    Job DescriptionJob Summary:We are seeking a highly skilled Pharmacy Manager Regulatory Compliance to join our team at Mount Sinai Health System. As a key member of our pharmacy department, you will be responsible for ensuring compliance with regulatory requirements and standards.Key Responsibilities:Develop and implement policies and procedures to ensure...


  • New York, New York, United States Fanatics Full time

    Job Title: Vice President of Regulatory ComplianceFanatics is seeking a highly experienced and strategic Vice President of Regulatory Compliance to lead our regulatory compliance efforts and manage a large and growing team of lawyers and compliance professionals.About the RoleThis executive role will be crucial in shaping and implementing our compliance...


  • New York, New York, United States The Goodkind Group, LLC Full time

    Job Profile SummaryThe primary objective of the Regulatory and Accreditation Program is to promote safe, high-quality, and effective patient care through maintaining accreditation, certification, and licensure compliance.This role is responsible for developing and leading a comprehensive regulatory survey readiness program in support of the organization's...


  • New York, New York, United States IDEX Consulting Full time

    About UsIDEX Consulting is a leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job DescriptionWe are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to the regulatory compliance...


  • New York, New York, United States Optima Partners Holdings LLC Full time

    Job Title: Associate Director of ComplianceOptima Partners Holdings LLC is seeking a highly skilled Associate Director of Compliance to join our team. As a key member of our compliance department, you will be responsible for providing senior oversight of client regulatory compliance matters.Key Responsibilities:Lead or support an entire sales cycle,...


  • New York, New York, United States The Goodkind Group Full time

    Job Profile SummaryThe primary objective of the Regulatory and Accreditation Program is to promote safe, high-quality, and effective patient care through maintaining accreditation, certification, and licensure compliance.The Regulatory Director is responsible for developing and leading a comprehensive regulatory survey readiness program in support of the...


  • New York, New York, United States World Insurance Associates LLC Full time

    Job SummaryWe are seeking a highly skilled Compliance and Regulatory Specialist to join our team at World Insurance Associates LLC. This role will support the Compliance and Legal department in regulatory, compliance, and operational matters. The ideal candidate will have a strong background in regulatory compliance, excellent analytical and problem-solving...


  • New York, New York, United States I.N.G. Group, LLC Full time

    About ING Group, LLCRanked #8 on LinkedIn Top Companies in Financial Services Crain's 100 Best Places to Work Ragan's Top Places to Work in 2023 ING Group, LLC's Wholesale Banking division offers a broad range of innovative financial products and services to domestic and international corporate and institutional clients. We've built a culture that's fun,...


  • New York, New York, United States Bank of America Full time

    Job Title: Compliance and Operational Risk ManagerBank of America is seeking a highly skilled Compliance and Operational Risk Manager to join our team. As a key member of our Global Control Room, you will play a critical role in mitigating legal, compliance, and reputational risk within the firm.The successful candidate will be responsible for executing the...


  • New York, New York, United States EmblemHealth Full time

    Job SummaryWe are seeking a highly skilled and experienced Director, Grievance to join our team at EmblemHealth. The successful candidate will be responsible for overseeing the Regulatory Complaint functions, ensuring compliance with all regulatory, state and federal guidelines for all product lines. This role requires a strong analytical and technical...


  • New York, New York, United States Grant Thornton Full time

    Job Title: Banking Regulatory & Compliance Risk ManagerAs a Banking Compliance Risk Manager at Grant Thornton, you will have the opportunity to contribute to our banking clients' business needs by providing in-depth technical knowledge on emerging regulations. You will help organizations leverage efficiencies within the Regulatory Compliance Practice, with...

  • VP Project Manager

    4 weeks ago


    New York, New York, United States Crédit Agricole CIB Full time

    Job Title: VP Project ManagerWe are seeking a highly skilled VP Project Manager to join our Compliance Regulatory and Assurance team at Crédit Agricole CIB. As a key member of our team, you will be responsible for managing projects related to regulatory compliance and assurance.Key Responsibilities:Define program controls, processes, procedures, and...

Lead Manager, Regulatory Compliance Operations

2 months ago


New York, New York, United States Publicis Groupe Full time
Company Overview

Publicis Groupe is a comprehensive, multi-disciplinary organization that delivers exceptional services in a dynamic and adaptable manner. With our clients at the forefront, we drive brand engagement at the pace of everyday life by integrating real-time insights with top-tier creative, content, and media strategies to foster growth and maximize return on investment.

Publicis Groupe operates as a unified solution, encompassing data analytics, media strategies, and production capabilities. By leveraging the extensive resources of our global network, we are uniquely equipped to provide innovative solutions and specialized expertise to our clients, while also offering enriching opportunities and inclusive benefits to our workforce. We take pride in merging the entrepreneurial spirit of a startup with the reliability and expertise of a global leader.

Position Overview

The Lead Manager, Regulatory Compliance Operations is tasked with overseeing a substantial team of Associates, Senior Associates, and Managers to guarantee that marketing materials for clients adhere to the protocols established by our pharmaceutical partners for regulatory assessment. This role is pivotal in formulating procedures for internal teams and providing guidance on specific initiatives to facilitate efficient and expedited reviews by clients. The Lead Manager is responsible for identifying and addressing potential challenges across their assigned accounts.

Furthermore, the Lead Manager, Regulatory Compliance Operations must effectively manage, coordinate, and allocate all tasks flowing through their designated brands to ensure the team meets all project deadlines.

Key Responsibilities:
  • Supervise multiple direct reports at the Associate, Senior Associate, and Manager levels, including responsibilities for recruitment, onboarding, training, and professional development.
  • Provide estimates for Statement of Work (SOW) development.
  • Collaborate with the Director of Regulatory Review to develop departmental Standard Operating Procedures (SOPs).
  • Oversee the daily activities of reporting employees, offering project guidance and addressing issues as they arise.
  • Coordinate workflows among reporting staff to ensure adequate coverage for all client requirements, including during absences.
  • Assess the time and resources needed to complete each submission.
  • Establish timelines and assign responsibilities to appropriate team members for the delivery of submission components.
  • Oversee the creation of submission components, ensuring compliance with client and Publicis Health guidelines.
  • Maintain a detailed and accurate dashboard of all current and upcoming submissions, including review stages, job codes, and deadlines.
  • Act as the primary liaison with client MLR representatives.
  • Follow up with client liaisons promptly to ensure submissions are received on time and meet all client expectations and specifications.
  • Create, update, and disseminate client-specific procedures to the department.
Qualifications:

A minimum of a bachelor's degree and 5-8 years of experience in preparing complex deliverables under tight deadlines is required. Proficiency in Internet Explorer, Adobe Acrobat, and the Microsoft Office Suite is essential. Experience in direct client communication is necessary. A demonstrated understanding of FDA pharmaceutical advertising regulations through appropriate training or prior experience is preferred. Strong communication skills and attention to detail are critical. Excellent technical writing skills are highly desirable. At least one year of experience in the Pharmaceutical Industry, Healthcare, or Advertising Agency is required.

Additional Information:

At Publicis Groupe, we embrace the motto "Viva La Différence," which signifies that we are stronger together, celebrating all identities across various dimensions of intersectionality. This principle underlies our organizational culture. We are committed to fostering a sense of belonging and creating equitable and inclusive experiences for all talent.

Publicis Groupe offers a comprehensive and inclusive benefits package to support the diverse and evolving needs of our workforce, enabling every individual to grow and thrive. Our benefits include medical coverage, dental and vision plans, disability insurance, a 401K plan, as well as parental and family care leave, family forming assistance, tuition reimbursement, and flexible time off.

All information will be kept confidential in accordance with EEO guidelines.