Current jobs related to Regulatory Compliance Officer - New York, New York - Net2Source Inc.


  • New York, New York, United States The Goodkind Group, LLC Full time

    Job Profile SummaryThe Regulatory and Accreditation Program at The Goodkind Group, LLC is designed to ensure safe, high-quality patient care through accreditation, certification, and licensure compliance.We are seeking a highly skilled Regulatory Compliance Officer to lead our comprehensive regulatory survey readiness program, supporting our mission and...


  • New York, New York, United States The Goodkind Group, LLC Full time

    Job Profile SummaryThe primary objective of the Regulatory and Accreditation Program is to promote safe, high-quality, and effective patient care through maintaining accreditation, certification, and licensure compliance.This role is responsible for developing and leading a comprehensive regulatory survey readiness program in support of the organization's...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States eFinancialCareers Full time

    Compliance Officer Job DescriptionThis key hire will play a pivotal role in driving the day-to-day compliance program as the firm continues to build a leading team in the industry.Key Responsibilities:Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is essential.Develop and implement effective testing and monitoring...

  • Compliance Officer

    2 weeks ago


    New York, New York, United States RONALD MCDONALD HOUSE NEW YORK Full time

    Job SummaryThe Compliance Officer will oversee and monitor the implementation and effectiveness of Ronald McDonald House of New York's Compliance Program, ensuring adherence to laws, regulations, and company policies. This role will develop and facilitate training strategies, identify potential areas of compliance vulnerability, and implement corrective...

  • Compliance Officer

    2 weeks ago


    New York, New York, United States eFinancialCareers Full time

    Compliance Officer Job DescriptionThis key hire will play a pivotal role in running the day-to-day compliance program as the firm continues to build a leading team in the industry.Key Responsibilities:Develop and maintain compliance policies and procedures to ensure regulatory adherence.Conduct thorough compliance audits and risk assessments to identify...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States eFinancialCareers Full time

    Compliance Officer Job DescriptionThis key hire will play a pivotal role in driving the day-to-day compliance program as the firm continues to build a leading team in the industry.The ideal candidate will possess:3-10 years of experience in Broker Dealer and Advisory compliance.Strong knowledge of SEC, FINRA, and other regulatory frameworks.Experience with...

  • Compliance Officer

    1 month ago


    New York, New York, United States eFinancialCareers Full time

    Compliance Officer RoleThis key hire will play a pivotal role in driving the day-to-day compliance program as the firm continues to build a leading team in the industry.The ideal candidate will possess:3-10 years of experience in Broker Dealer and Advisory compliance.Strong knowledge of SEC, FINRA, and other regulatory frameworks.Experience with the SEC...


  • New York, New York, United States cesna Full time

    Job Title: Deputy Compliance OfficerWe are seeking a highly skilled Deputy Compliance Officer to join our team at cesna. The successful candidate will report directly to the Chief Compliance Officer and will be responsible for assisting in the development, implementation, and maintenance of our compliance program.Key Responsibilities:Policy Development and...

  • Compliance Officer

    5 days ago


    New York, New York, United States Piermont Bank Full time

    About Us:Piermont Bank is a tech-enabled digital commercial bank that revolutionizes the banking experience. Founded in 2019, our mission is to change the face and pace of banking by providing an unprecedented experience that blends the best of banking and agile Fintechs.We are a purpose-driven organization, focused on creating and delivering banking...


  • New York, New York, United States DriveWealth Full time

    Job OverviewDriveWealth is a pioneering financial technology organization dedicated to democratizing access to financial independence globally. Our mission is achieved through a cutting-edge API-based platform, empowering partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices.Our technology provides...


  • New York, New York, United States Strategic Resource Partners, Inc. Full time

    Job SummaryWe are seeking a highly skilled VP, Compliance Officer to join our team. This role will be responsible for ensuring the firm's compliance with regulatory requirements and developing policies to mitigate risk.The ideal candidate will have a strong understanding of regulatory frameworks, including FINRA and SEC rules. They will be responsible for...

  • Compliance Officer

    5 days ago


    New York, New York, United States Societe Generale Full time

    Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Societe Generale. As a Compliance Officer, you will play a critical role in ensuring that our business activities are conducted in accordance with regulations and laws.Key Responsibilities:Develop and maintain a full suite of US and Americas regional Compliance Department...

  • Compliance Officer

    2 months ago


    New York, New York, United States eFinancialCareers Full time

    Compliance Officer Job DescriptionThis key hire will play a pivotal role in driving the day-to-day compliance program as the firm continues to build a leading team in the industry.The ideal candidate will possess:Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is essential.Compliance Testing & MonitoringPolicies &...


  • New York, New York, United States Mindlance Full time

    Job Title: Regulatory Reporting Analyst (VP)Location: New York, NY (Hybrid)Duration: 6+ Months (Possible extension/Conversion)Job Summary:We are seeking a highly skilled Regulatory Reporting Analyst (VP) to join our Services Regulatory Management team. As a key member of the team, you will be responsible for promoting, supporting, monitoring, reporting, and...


  • New York, New York, United States Faire Inc Full time

    About Faire Inc.Faire is an online wholesale marketplace that empowers entrepreneurs to grow their businesses. We believe in leveling the playing field for small businesses and connecting them with the best products from around the world.Job DescriptionWe are seeking a Senior Compliance Officer to join our legal department. This role will be responsible for...


  • New York, New York, United States The Goodkind Group Full time

    Job Profile SummaryThe primary objective of the Regulatory and Accreditation Program is to promote safe, high-quality, and effective patient care through maintaining accreditation, certification, and licensure compliance.The Regulatory Director is responsible for developing and leading a comprehensive regulatory survey readiness program in support of the...


  • New York, New York, United States World Insurance Associates LLC Full time

    Job SummaryWe are seeking a highly skilled Compliance and Regulatory Specialist to join our team at World Insurance Associates LLC. This role will support the Compliance and Legal department in regulatory, compliance, and operational matters. The ideal candidate will have a strong background in regulatory compliance, excellent analytical and problem-solving...

  • Compliance Officer

    2 months ago


    New York, New York, United States eFinancialCareers Full time

    This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.The ideal candidate will have:3-10 years of experience in Broker Dealer and Advisory compliance.Strong knowledge of SEC, FINRA, and other regulatory frameworks.Experience with the SEC Investment Advisors Act of...


  • New York, New York, United States TRANSRE Full time

    About UsAt TransRe, we pride ourselves on delivering exceptional solutions to the insurance industry. Our team of experts combines global reach with local decision-making to provide innovative and effective solutions to our clients.Job OpportunityWe are seeking a highly motivated and detail-oriented Regulatory Compliance Paralegal to join our team in New...


  • New York, New York, United States I.N.G. Group, LLC Full time

    About ING Group, LLCRanked #8 on LinkedIn Top Companies in Financial Services Crain's 100 Best Places to Work Ragan's Top Places to Work in 2023 ING Group, LLC's Wholesale Banking division offers a broad range of innovative financial products and services to domestic and international corporate and institutional clients. We've built a culture that's fun,...

Regulatory Compliance Officer

2 months ago


New York, New York, United States Net2Source Inc. Full time

Job Summary:

Net2Source Inc. is seeking a highly skilled Quality Control Scientist to join our team. As a Quality Control Scientist, you will be responsible for ensuring the quality and integrity of our products.

Key Responsibilities:

  • Responsible for the movement of QC samples and materials in support of sample management in the CAR-T QC laboratories.
  • Includes, but is not limited to, sample collection and distribution, inventory control, chain of custody, sample tracking and delivery.
  • Additional responsibilities include:
    • Support Program Life Cycle Management
    • Change Controls
    • CAPAS (full process)
    • Deviations
    • Other support as needed

Requirements:

  • Bachelor's degree in Sciences.
  • Prefer to have recent college grad with around 2 years of industry experience who is looking to grow and develop.
  • GMP, GLP experience
  • Sample coordinator/management experience
  • Quality control, compliance systems experience (Dev/CAPA)

Additional Job Requirements:

  • Position Handles Hazardous Material