Compliance and Regulatory Specialist

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Weill Cornell Medicine. As a key member of our clinical research team, you will be responsible for ensuring compliance with regulatory requirements and guidelines for clinical trials.Key Responsibilities* Coordinate all aspects of protocol submission for research...

Senior Compliance OfficerAt JCW, we are seeking an experienced Senior Compliance Officer to join our team. As a key member of our regulatory compliance department, you will be responsible for ensuring our firm's compliance with SEC and FINRA requirements.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis and provide recommendations on...

Job Title: Compliance SpecialistWest Side Federation for Senior and Supportive Housing, Inc. is seeking a highly skilled Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the preparation and...

About the RoleOscar Health is seeking a highly skilled Senior Regulatory Analyst to join our Legal Operations team. As a key member of our Regulatory Operations team, you will be responsible for project managing and supporting discrete tasks to ensure Oscar's compliance with federal and state health plan requirements.You will work closely with internal teams...

Job OverviewUS Tech Solutions is seeking a highly skilled Client Onboarding and Regulatory Compliance Specialist to join our team in New York City. This role is part of our Client Onboarding and Regulatory Services (CORS) function within Shared Services Banking Operations.About the RoleAs a Client Onboarding and Regulatory Compliance Specialist, you will...

Job SummaryThe Compliance Specialist will play a critical role in ensuring the highest standards of compliance and regulatory adherence at West Side Federation for Senior and Supportive Housing. This position will be responsible for assisting in the completion of regular compliance reports, monitoring deadlines and requirements, and ensuring timely and...

About Us: IDEX Consulting is a leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to the regulatory compliance...

Job DescriptionThe Brookfield Asset Management team is seeking a highly skilled Compliance Specialist to join its BOWS Legal and Regulatory Team in the New York office.The ideal candidate will have a strong background in compliance and regulatory affairs, with experience working in a broker-dealer or asset management environment.The Compliance Specialist...

Regulatory Legal SpecialistWe are seeking a skilled Regulatory Legal Specialist to join our high-growth consumer payments fintech team. As a key member of our Americas regulatory team, you will play a crucial role in driving innovation, launching cutting-edge products, and leading market expansion strategies.Key Responsibilities:Assist on all Americas...

Join Our Team as a Regulatory Compliance ExpertThe Farmer's Dog is a dynamic company that aims to revolutionize the pet food industry by providing personalized and high-quality dog food. As a Regulatory Compliance Expert, you will play a crucial role in ensuring that our products meet all applicable federal, state, and local regulations.About the RoleWe are...

We are seeking a detail-oriented Quality Assurance Specialist to join our team at Maesa, the world's largest independent beauty incubator.The successful candidate will be responsible for ensuring that all personal care products manufactured by third-party vendors meet our company's quality standards and comply with regulatory requirements.This role involves...

Job Title: Director of Regulatory Compliance OperationsMetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that healthcare is a right, not a privilege. If you have compassion and a collaborative spirit, work with us.About the RoleAs Director of Regulatory Compliance Operations, you will oversee our...

Empowering Compliance ExcellenceAt MetroPlusHealth, we're committed to empowering New Yorkers by uniting communities through care. As a key member of our team, you'll play a vital role in ensuring our regulatory compliance operations are seamless and effective.Key Responsibilities:Contribute to the annual Plan risk assessment, collaborating with Compliance...

pbJob Title:/b Global Markets Regulatory Compliance Advisory/ppbJob Summary:/b/ppCrédit Agricole CIB is seeking a highly skilled Global Markets Regulatory Compliance Advisory professional to join our team. As a key member of our compliance team, you will be responsible for providing advice on Swap Dealer and Broker Dealer regulations, including the global...

Compliance Role OverviewThe Compliance Analyst will work closely with senior Compliance and Legal team members on various compliance matters, including reviewing marketing materials for SEC and FINRA compliance, organizing client communications, performing compliance testing, and assisting with regulatory filings.Key ResponsibilitiesReview marketing...

About This RoleWe are seeking a highly skilled Compliance Specialist to join our Private Wealth Management Compliance team in New York. As a key member of our team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of compliance.Key ResponsibilitiesProvide compliance input in product...

At Social Capital Resources, we are seeking a Compliance Monitoring & Testing Specialist to join our team in a full-time position.Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of our adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of...

Cube Inc. is a dynamic and innovative RegTech company that has been a pioneer in the development of machine automated compliance. As a result, we have been recognized as a "RegTech Top Performer" in Market Fintech's RegTech Supplier Performance Report. Our mission is to define and implement the gold standard of regulatory intelligence and change for the...

As a Regulatory Compliance Analyst at Sumitomo Mitsui Banking Corporation, you will play a crucial role in ensuring the organization's compliance with regulatory requirements for GTFD related transactions. Working closely with the Transaction Management group, you will collaborate with various officers to identify and mitigate potential risks.Key...

Join Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to fostering a culture of compliance and integrity. Our Compliance Testing Group is seeking a highly motivated and detail-oriented individual to join our team as a Compliance Specialist.Key Responsibilities:Propose and execute testing plans to assess compliance with regulations and...