Senior Compliance Officer

4 days ago

New York, New York, United States Faire Inc Full time
About Faire Inc.

Faire is an online wholesale marketplace that empowers entrepreneurs to grow their businesses. We believe in leveling the playing field for small businesses and connecting them with the best products from around the world.

Job Description

We are seeking a Senior Compliance Officer to join our legal department. This role will be responsible for developing and implementing Faire's compliance programs, including compliance reporting, training, and testing, reviewing company policies, and advising management on compliance matters.

The ideal candidate will have extensive knowledge of the regulatory environment in the fintech industry, particularly consumer lending, mortgage, banking, insurance, payments, broker-dealer, and investment advisory, privacy, and cybersecurity. They will ensure that our operations, third-party providers, and business transactions adhere to all applicable rules, regulations, and internal policies to uphold high ethical and compliance standards across the business.

Key Responsibilities
  • Act as the primary expert and advisor on all Faire compliance matters, managing external regulatory engagements, legal contracts, and third-party vendor compliance.
  • Monitor compliance with laws, regulations, company policies, and contracts.
  • Perform compliance program testing to assess adherence to the compliance management system and maintain compliance calendar.
  • Stay informed of emerging regulatory changes, trends, and best practices; assess potential impacts on the company to maintain a robust compliance program that aligns with relevant industry standards and regulatory requirements.
  • Conduct risk assessments to identify potential areas of compliance vulnerability and risk; develop and implement corrective action plans for resolution of problematic issues.
  • Provide regular reports on compliance activities to senior management, regulators, and Faire's Board of Directors.
  • Manage and grow the compliance team, providing guidance and leadership.
  • Manage partnerships with banks or other financial institutions.
  • Ensure KYC, BSA/AML, and sanctions compliance.
  • Perform or assist in internal audits, or assist with external audits from business partners or regulators.
  • Develop compliance training programs and oversee the training of employees in compliance topics, policies, and procedures.
  • Assist in development, implementation, and maintenance of sound internal controls.
  • Provide guidance to Faire's trust and safety and marketplace safety teams.
  • Serve as the subject matter expert on privacy-related laws, including the GDPR and the CCPA, and assist in the continued improvement of Faire's global privacy program.
Requirements
  • 8+ years of experience in a compliance role in a related industry or in financial services, with at least 3 years in a leadership position.
  • Extensive knowledge of the regulatory environment in the fintech industry, particularly consumer lending, mortgage, banking, insurance, payments, broker-dealer, and investment advisory, privacy, and cybersecurity.
  • Relevant ABA or ISACA certification preferred.
  • Proven experience in building compliance programs and managing compliance teams.
  • Excellent communication and analytical skills, as well as an impeccable attention to detail and strong sense of ownership and accountability.
  • Ability to distill complexity and to identify and clearly communicate practical, risk-based solutions.
  • Strong leadership qualities and a team-oriented mindset.
  • Demonstrated ability to work cross-functionally and collaboratively with internal stakeholders.
What We Offer

Faire offers a competitive salary range of $256,500 - $352,500 per year, as well as equity and benefits. We also offer a flexible work model that allows employees to choose how they work, whether that's mainly in the office, remotely, or a mix of both.

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