Investment Bank Compliance Director

Key Responsibilities:As a highly experienced Managing Director of Investment Banking, you will lead our Special Purpose Acquisition Company (SPAC) practice at Ladenburg Thalmann & Co. Inc., an Investment Banking firm founded in 1876. Your role requires strategic vision, exceptional leadership skills, and expertise to drive significant business growth. You...

PJT Partners, Inc. is a leading investment bank that provides strategic advisory services to corporations and financial sponsors around the world. We are seeking a highly motivated Investment Banking Director to join our advisory team in $250,000 - $350,000 per year.About the RoleThe successful candidate will be responsible for leading client engagements,...

Job SummaryAs a Vice President of Investment Banking Compliance, you will provide expert advisory on complex Investment Banking matters with senior business stakeholders on a consistent basis. You will guide the Equity Capital Markets team in providing guidance on business trading inquiries, identifying and assessing regulatory, market conduct, and...

Investment Banking Attorney Job OpportunityDeutsche Bank is investing heavily in the success of the investment bank, which means we are investing in you.We are looking for a highly skilled investment banking attorney to join our team in New York. The successful candidate will provide legal advice to various trading and lending desks, including the...

About Selby JenningsSelby Jennings is a leading global financial services recruitment agency specializing in the placement of professionals within investment banking, asset management, and other related industries.We are currently seeking an experienced Healthcare Investment Banking Director to join our team. This role is based in [Location] and offers a...

Job SummaryThe Strategic Relationship Director - Banking and Investments is a critical role within Citigroup, responsible for building and maintaining strong relationships with clients to drive business growth.About the RoleThis position requires a deep understanding of banking and investment products and processes, as well as exceptional credit skills to...

Job OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...

Capstone is hiring an Investment Banking Associate Director to join our team in New York City. As a senior sales professional, you will be responsible for driving business growth, developing strategic partnerships, and providing exceptional service to our clients.You will leverage your expertise in capital markets, investment banking, and financial analysis...

About the Role:We are seeking a seasoned investment banking professional to join our dynamic team as a Healthcare Investment Banking Director. This role requires strong leadership skills, extensive industry knowledge, and a proven track record in healthcare investment banking.Responsibilities:Transaction Leadership: Oversee the execution of...

What We Offer At Deutsche Bank, we offer a comprehensive benefits package, including: health insurance, retirement savings plan, parental leave, and family building benefits. We also offer educational resources, matching gift and volunteer programs, and opportunities for career growth and development. Key Job Responsibilities As a Compliance Officer, your...

Regulatory Compliance Specialist for Investment BankingWe are seeking a highly skilled Regulatory Compliance Specialist to ensure regulatory compliance, oversee filing requirements, and maintain effective supervisory controls within the investment banking division.Main Responsibilities:Ensure all investment banking activities adhere to regulatory...

Natixis Corporate & Investment Banking is seeking a highly skilled professional to fill the position of Investment Banking Credit Specialist. As a key member of our investment banking team, you will be responsible for analyzing credit risk and developing strategic plans to optimize our corporate banking portfolio. Your expertise in credit analysis, risk...

Flagstar Bank is seeking a highly experienced Commercial Banking Director to oversee and direct corporate banking activities in Manhattan, Staten Island, and New Jersey. This role requires a deep understanding of various industries, sectors, and the specific needs of commercial clients.SalaryThe estimated salary for this position ranges from $234,158 to...

About the RoleLendingClub Bank's Compliance Department is seeking a seasoned compliance professional to oversee and monitor the Bank's consumer complaint management program, UDAAP, Sales Practices, and servicemember's protections program for effectiveness and regulatory compliance. This position will serve as a key advisor to first line management to ensure...

About the RoleWe are seeking a highly skilled Compliance Team Lead to oversee our investment banking compliance team. This is an exciting opportunity to join a collaborative and dynamic team that drives business growth while ensuring regulatory compliance.The ideal candidate will have at least 3 years of experience in a registrations role, employee...

Job Summary:We are seeking an experienced Executive Director Investment Banking to join our team in New York, NY. As a key member of our Global Banking and Markets business, you will be responsible for leading client discussions, initiating and maintaining client relationships, and executing complex transactions with limited senior management oversight.About...

Company OverviewWe are a leading global investment bank that provides strategic advice to corporations, investors, and financial sponsors. Our team of experts is passionate about delivering exceptional results and building long-term relationships with our clients.Job DescriptionWe are seeking a highly experienced Vice President to join our Media & Telecom...

Job OverviewLendingClub Bank, a leading digital marketplace bank, is seeking an experienced compliance professional to fill the role of Sr Director, Fair & Responsible Banking. This position will oversee and monitor the Bank's consumer complaint management program, UDAAP, Sales Practices, and servicemember's protections program for effectiveness and...

We are seeking a seasoned Consumer Investment Banking Director to join our team at Wedbush Securities. This individual will be responsible for driving transaction origination and managing deal pipelines. The ideal candidate will have a proven track record of revenue generation and exceptional interpersonal communication skills.Key ResponsibilitiesInitiate...

Job SummaryWe are seeking an experienced Strategic Investment Banking Leader to join our team at Bank of America.This is a leadership role that requires a deep understanding of the investment banking industry, strong analytical skills, and excellent communication abilities.