Investment Banking Compliance Expert
1 day ago
As a Vice President of Investment Banking Compliance, you will provide expert advisory on complex Investment Banking matters with senior business stakeholders on a consistent basis. You will guide the Equity Capital Markets team in providing guidance on business trading inquiries, identifying and assessing regulatory, market conduct, and compliance risks.
This role requires strong knowledge of broker-dealer and Federal Reserve rules and regulations, as well as experience in identifying and assessing compliance risks. You will work closely with senior members of management to provide guidance on compliance issues.
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Regulatory Compliance Expert
3 weeks ago
New York, New York, United States AJ Consultancy Full timeJob OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...
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Investment Banking Credit Specialist
1 day ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeNatixis Corporate & Investment Banking is seeking a highly skilled professional to fill the position of Investment Banking Credit Specialist. As a key member of our investment banking team, you will be responsible for analyzing credit risk and developing strategic plans to optimize our corporate banking portfolio. Your expertise in credit analysis, risk...
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Compliance Officer
5 days ago
New York, New York, United States AJ Consultancy Full timeRegulatory Compliance Specialist for Investment BankingWe are seeking a highly skilled Regulatory Compliance Specialist to ensure regulatory compliance, oversee filing requirements, and maintain effective supervisory controls within the investment banking division.Main Responsibilities:Ensure all investment banking activities adhere to regulatory...
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Chief Banking Operations Strategist
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeAbout Natixis Corporate & Investment BankingAt Natixis Corporate & Investment Banking, we are committed to delivering exceptional financial solutions that meet the evolving needs of our clients. As a leader in the industry, we strive to create value through innovative products and services, backed by a strong commitment to risk management and regulatory...
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Senior Banking Operations Director
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeAbout Natixis Corporate & Investment BankingAs a leading global bank, Natixis Corporate & Investment Banking is committed to delivering exceptional financial solutions to our clients. We are dedicated to fostering a culture of innovation, collaboration, and excellence in all aspects of our business.The Head of Global Banking Operations (Americas) will play a...
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New York, New York, United States Citigroup Inc Full timeJob Title: Strategic Advisory Services, Investment Banking AssociateCompany Overview:Citigroup Inc. is a global leader in the financial industry, providing innovative solutions to our clients. Our team of experts works tirelessly to deliver exceptional results.Salary:The estimated annual salary for this role is between $175,000 and $225,000, based on factors...
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Investment Banking Expert
1 week ago
New York, New York, United States Prospect Rock Partners Full timeJob OverviewWe are seeking a highly motivated Investment Banking Analyst 2/3 to join our Consumer team in NYC. As an experienced professional, you will assume significant responsibilities and contribute to the success of our middle-market investment bank.
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Compliance Team Lead
3 hours ago
New York, New York, United States Michael Page Full timeAbout the RoleWe are seeking a highly skilled Compliance Team Lead to oversee our investment banking compliance team. This is an exciting opportunity to join a collaborative and dynamic team that drives business growth while ensuring regulatory compliance.The ideal candidate will have at least 3 years of experience in a registrations role, employee...
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AVP Investment Banking
1 day ago
New York, New York, United States Barclays Full timeRole Overview:This AVP Investment Banking & Healthcare Expert role offers a unique opportunity to join our esteemed Investment Banking team at Barclays. You will be responsible for delivering high-quality financial advisory services to clients within the biopharma sector.Key Responsibilities:Develop and implement comprehensive financial models and analyses...
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CLO Structurer
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeAbout Natixis Corporate & Investment BankingNatixis Corporate & Investment Banking is a leading player in the global structured finance market. Our team of experts provides innovative solutions to clients across the globe, helping them navigate complex financial transactions.Job Title: CLO StructurerWe are seeking a highly motivated and detail-oriented...
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Global Banking Operations Director
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeAbout Natixis Corporate & Investment BankingNatixis Corporate & Investment Banking is a leading financial institution providing innovative solutions for its clients.Job Title: Head of Global Banking Financing Operations AmericasCompany Overview:We are seeking an experienced professional to lead our Global Banking Financing Operations team in the Americas. As...
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Investment Banking Attorney
7 days ago
New York, New York, United States Deutsche Bank Full timeInvestment Banking Attorney Job OpportunityDeutsche Bank is investing heavily in the success of the investment bank, which means we are investing in you.We are looking for a highly skilled investment banking attorney to join our team in New York. The successful candidate will provide legal advice to various trading and lending desks, including the...
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Corporate Banking Risk Manager
1 day ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeNatixis Corporate & Investment Banking is seeking an exceptional candidate to fill the position of Strategic Portfolio Optimization Director. As a senior leader, you will be responsible for developing and implementing strategic plans to optimize our corporate banking portfolio. Your expertise in credit analysis, risk management, and portfolio optimization...
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Healthcare Investment Banking Expert
2 days ago
New York, New York, United States Prospect Rock Partners Full timeAbout the Role:We are seeking an experienced Investment Banking professional to join our Healthcare Mergers and Acquisitions team at a leading boutique investment bank, Prospect Rock Partners.Key Responsibilities:Develop significant M&A transaction experience, particularly on the sell-side M&ALead junior bankers throughout a transaction, including reviewing...
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Investment Banking Professional
1 day ago
New York, New York, United States Moelis & Company Full timeCompany OverviewWe are a leading global investment bank that provides strategic advice to corporations, investors, and financial sponsors. Our team of experts is passionate about delivering exceptional results and building long-term relationships with our clients.Job DescriptionWe are seeking a highly experienced Vice President to join our Media & Telecom...
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Leading Investment Banking Expert
1 day ago
New York, New York, United States Advisor Group Full timeJob Description Overview:We seek a seasoned Managing Director of Investment Banking to lead our SPAC practice at Ladenburg Thalmann & Co. Inc. As a member of our team, you will leverage your expertise to drive business growth and expand our client base. Your primary responsibilities include developing and executing business strategies, cultivating key...
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Strategic Asset Manager
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeNatixis Corporate & Investment Banking is a leading financial institution seeking an experienced Portfolio Manager to oversee the Loan Portfolio for the Americas region. This role involves managing exposures related to infrastructure/project finance, electricity, and commercial/investment banking products.Key Responsibilities:Monitor credit quality of...
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Global Banking Operations Lead
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeRole Overview">This position is a senior leadership role that drives operational excellence and strategic alignment within Natixis Americas' Global Banking Operations department.The ideal candidate will possess a strategic mindset, strong emphasis on personnel development, and process optimization to ensure operational efficiency, regulatory compliance, and...
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Head of Americas Global Banking
3 weeks ago
New York, New York, United States Natixis Corporate & Investment Banking Full timeAbout the RoleWe are seeking an experienced banking professional to lead our Global Banking Operations department in the Americas region. The ideal candidate will have a proven track record of developing and executing strategic plans, leading high-performing teams, and ensuring operational efficiency and regulatory compliance.This is a critical role within...
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Investment Bank Compliance Director
1 day ago
New York, New York, United States Deutsche Bank Full timeCompliance Officer Job Description As a Compliance Officer at Deutsche Bank, you will play a critical role in ensuring that our Fixed Income & Currencies (FIC) Sales & Trading business operates in compliance with all relevant laws and regulations. Your responsibilities will include providing regulatory advice to the business, identifying trends and...