Investment Banking Compliance Expert

1 day ago


New York, New York, United States Barclays Full time
Job Summary
As a Vice President of Investment Banking Compliance, you will provide expert advisory on complex Investment Banking matters with senior business stakeholders on a consistent basis. You will guide the Equity Capital Markets team in providing guidance on business trading inquiries, identifying and assessing regulatory, market conduct, and compliance risks.

This role requires strong knowledge of broker-dealer and Federal Reserve rules and regulations, as well as experience in identifying and assessing compliance risks. You will work closely with senior members of management to provide guidance on compliance issues.



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