Regulatory Compliance Advisor

Regulatory Compliance and Risk Management AdvisorLocation: Chicago, Illinois; Charlotte, North CarolinaPosition Overview:Become a vital member of the Bank of America team, where we are committed to promoting Responsible Growth and cultivating a diverse and inclusive work environment. As a Regulatory Compliance and Risk Management Advisor, you will be...

Regulatory Compliance AnalystLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As they expand their workforce, they are seeking a...

Regulatory Compliance AnalystLocation: 100% Remote – Operating on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As the organization expands, we are seeking a Regulatory...

Job Title: Compliance Advisor (Investment Advisory & ERISA, RIA)Location: Chicago, IL or Petersburg, FLPosition Overview:We are looking for a meticulous Compliance Advisor to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those set forth by the SEC and ERISA. The successful candidate will possess a...

Job OverviewPosition: Compliance Specialist Location: Fully Remote – Operating on EST or CST hours. Sector: Wealth Management Compensation: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished entity in the wealth management industry, dedicated to delivering extensive investment and financial advisory services. We are in the process of...

Exciting Opportunity with a Leading Gaming and Cannabis CompanyCompany Overview:We are a prominent player in the gaming and cannabis sectors, seeking a talented Regulatory Compliance Specialist to enhance our team in Chicago, IL.Position: Regulatory Compliance SpecialistLocation: Chicago, ILRole Overview:We are on the lookout for a proactive Regulatory...

Job OverviewAbout Interactive BrokersThis position offers a hybrid work arrangement (three days in the office and two days remote).Interactive Brokers Group has a rich history of pioneering advancements in trading technology, beginning with the launch of the first handheld computer for trading in 1983. We take pride in our identity as a technology-driven...

Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)Position Overview:We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to fulfill the role of Legal Advisor. This position can be based in either Chicago or New York and involves overseeing the legal and regulatory...

Job OverviewCompany BackgroundDeerpath Capital is a prominent direct lending firm that specializes in providing first lien senior debt financing to middle market enterprises. The firm is dedicated to supplying debt capital for acquisitions, refinancings, ownership transitions, and growth capital to companies within the U.S. lower middle market. With...

Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)Overview:We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to serve as a Legal Advisor. This role is pivotal in overseeing the legal and regulatory obligations within the UK and EU markets, focusing on fund...

Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)Position Overview:We are collaborating with a leading global investment management firm that is seeking a seasoned regulatory and compliance attorney to take on the role of Legal Advisor. This position can be based in either Chicago or New York and focuses on the legal and regulatory...

Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)Position Overview:We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to fulfill the role of Legal Advisor. This position can be based in either Chicago or New York and will focus on overseeing the legal and...

Legal Advisor for UK/EU Compliance (Fluency in German Required)Position Overview:We are collaborating with a leading global investment management firm seeking a skilled regulatory and compliance attorney to fill the role of Legal Advisor. This position can be based in either Chicago or New York and focuses on the legal and regulatory obligations in the UK...

Exciting Opportunity in a Thriving IndustryAbout the Company:Jobot is a leading player in the Gaming and Cannabis sectors, seeking a talented Regulatory Compliance Specialist to enhance our dedicated team.Position: Regulatory Compliance SpecialistLocation: Chicago, ILRole Overview:We are on the lookout for a proactive Regulatory Compliance Specialist with a...

Job DescriptionDaubert Chemical Co. Inc. is a leading specialty chemical manufacturer seeking a highly skilled Regulatory Compliance Specialist to ensure global compliance with regulations and standards. The ideal candidate will have a strong background in regulatory affairs and a proven track record of ensuring compliance with international, national, and...

Job Title: Compliance Associate (Investment Advisory & ERISA)Location: RemoteJob Overview:We are looking for a meticulous Compliance Associate to bolster our investment advisory division, ensuring adherence to regulatory standards, particularly those outlined by ERISA. The successful candidate will possess a background in investment advisory, coupled with a...

Position Title: Compliance Associate (Investment Advisory & ERISA)Location: RemotePosition Overview:We are looking for a meticulous Compliance Associate to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those outlined by ERISA. The successful candidate will possess a robust background in the investment...

About the Role:We are seeking a highly skilled and experienced Regulatory Compliance Manager to lead our AML and Sanctions programs. As a key member of our team, you will be responsible for ensuring the effectiveness and reliability of our AML and Sanctions programs, and for providing expert advice and insights on compliance and internal audit best...

About M1 Holdings Inc.:M1 is dedicated to assisting clients in managing and safeguarding their financial assets, both in the short term and for the future. Our innovative platform enables users to invest, borrow, spend, and save seamlessly, utilizing automation to enhance each user's personalized financial strategy.With hundreds of thousands of clients...

Position OverviewHelp at Home stands as the foremost national provider of in-home personal care services, dedicated to empowering individuals to maintain their independence and dignity within their homes. Our organization supports a vast network of clients and caregivers across multiple states, and we are in search of individuals who are passionate about...