Senior Legal Advisor – UK/EU Regulatory Affairs

2 weeks ago


Chicago, Illinois, United States McCormack Schreiber Legal Search Full time
Legal Advisor – UK/EU Regulatory Affairs (Fluency in German Required)

Overview:
We are collaborating with a prominent global investment management firm seeking a skilled regulatory and compliance attorney to serve as a Legal Advisor. This role is pivotal in overseeing the legal and regulatory obligations within the UK and EU markets, focusing on fund establishment, private placements, and compliance documentation.

Key Benefits:
· Competitive salary and comprehensive benefits package
· Flexible hybrid work model
· Fully employee-owned organization
· Supportive and inclusive workplace culture
· Recognized as a top employer in the financial services sector

Core Responsibilities:
· Supervise offerings based in the EU, particularly in Luxembourg and other relevant jurisdictions, ensuring compliance with documentation and regulatory requirements
· Manage the legal dimensions of the firm's operations in the UK and Germany, along with other locations
· Stay informed on changes to UK and EU regulations, particularly those concerning data protection, security, and anti-money laundering
· Revise and maintain UK and EU compliance policies and procedures, preparing necessary regulatory documentation
· Ensure compliance with ongoing filing obligations related to marketing and management of EU investment vehicles
· Address specific marketing compliance requirements in the UK and EU, including adherence to AIFMD and private placement regulations

Qualifications Required:
· 7-12 years of legal experience in a law firm or corporate legal department
· Proficiency in German
· Experience with fund formation, M&A transactions, and regulatory documentation
· Knowledge of FCA and BaFin regulations, EU securities laws (including AIFMD), and General Data Protection Regulation

Work Location:
Flexible hybrid model available.

Position Type
  • Counsel
Employment Type
  • In-House
Practice Areas
  • Banking/Finance, Other
Job ID
  • 1801


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